Transaction Management and Concurrency Control

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Questions and Answers

What is the main purpose of the lock in a database system?

  • To increase the speed of transactions across the database
  • To facilitate unauthorized access to data
  • To guarantee exclusive use of a data item to a current transaction (correct)
  • To allow multiple transactions to read the same data simultaneously

Which lock type specifically restricts access to the transaction that locked the object?

  • Exclusive lock (correct)
  • Read lock
  • Binary lock
  • Shared lock

Which level of lock allows concurrent transactions to access different rows of the same table?

  • Database-level lock
  • Row-level lock (correct)
  • Field-level lock
  • Page-level lock

What does the lock manager do in a database system?

<p>Assigns and enforces the locks used by transactions (B)</p>
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What defines a transaction in a database context?

<p>A logical unit of work that must be either completely executed or aborted. (A)</p>
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Which locking method involves the entire database being locked?

<p>Database-level lock (A)</p>
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What is meant by the property of Atomicity in transaction management?

<p>It ensures that all operations of a transaction are either completed or none are. (B)</p>
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How does a field-level lock improve transaction performance?

<p>It allows transactions to access different fields within the same row simultaneously (A)</p>
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What is an example of lock granularity in database systems?

<p>Locking an entire row versus a specific field in that row (D)</p>
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Which of the following is NOT a property of transactions?

<p>Redundancy (C)</p>
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What does the isolation property ensure during transaction execution?

<p>Data used during a transaction cannot be accessed by another transaction until the first is finished. (C)</p>
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Which conflict scenario does not require a lock to prevent?

<p>Different transactions reading the same data simultaneously (B)</p>
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What SQL statements are essential for transaction management?

<p>COMMIT and ROLLBACK (C)</p>
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What does durability ensure in transaction properties?

<p>The changes made by a transaction persist in the database even after a failure. (D)</p>
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How does serializability contribute to concurrent transactions?

<p>It ensures that concurrent execution yields results equivalent to some serial execution. (C)</p>
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What role do DBMS-enforced integrity rules play in transactions?

<p>They help validate some transactions based on defined table structures. (C)</p>
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What is the primary purpose of the transaction log in a database system?

<p>To store detailed records of transaction activities (A)</p>
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What is the goal of concurrency control in a database system?

<p>To ensure transaction serializability in a multiuser environment (C)</p>
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Which problem occurs when two transactions simultaneously modify the same data without proper control?

<p>Lost updates (A)</p>
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What is the role of the scheduler in a DBMS?

<p>To establish the order of operations for concurrent transactions (B)</p>
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What does an uncommitted data problem refer to?

<p>Data that is being accessed by the user before it is finalized (C)</p>
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Which of the following statements about transaction logs is true?

<p>Transaction logs can help recover data after a system failure (B)</p>
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What aspect does concurrency control primarily aim to prevent?

<p>Data integrity and consistency problems (B)</p>
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What is the primary purpose of strict two-phase locking?

<p>To prevent dirty reads and premature writes during transactions. (A)</p>
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Which type of lock allows multiple transactions to read an object concurrently?

<p>Shared lock (A)</p>
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Which component of a transaction log provides context for the changes made during the transaction?

<p>Before and after values for updated fields (A)</p>
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What happens when a transaction T performs a read operation on an object?

<p>A concurrent transaction must wait to write until T commits or aborts. (B)</p>
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What is the function of a write lock?

<p>It permits only one transaction to write while blocking all reads and writes from others. (D)</p>
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What is meant by promoting a lock?

<p>Upgrading a read lock to a write lock. (D)</p>
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What conflict rule exists when a transaction performs a write operation?

<p>No concurrent transactions can read or write until it commits or aborts. (A)</p>
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Which type of lock cannot be promoted due to transaction conflicts?

<p>Shared lock (D)</p>
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How does the locking protocol help prevent lost updates?

<p>By controlling access to the object based on the lock type. (D)</p>
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What happens when a transaction accesses an object that is already locked with a conflicting lock by another transaction?

<p>The transaction must wait until the lock is released. (B)</p>
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Which statement correctly describes the role of the transaction coordinator in strict two-phase locking?

<p>It is responsible for releasing all locks once a transaction commits or aborts. (C)</p>
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Which of the following conditions can lead to a deadlock?

<p>Two transactions wait for each other to unlock exclusive locks. (C)</p>
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In strict two-phase locking, which action occurs when a transaction locks an object that it has already locked?

<p>The lock is promoted if necessary. (C)</p>
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What is the main strategy to control deadlocks in database systems?

<p>Deadlock prevention, detection, and avoidance. (C)</p>
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What occurs when a transaction commits its operations in terms of locks?

<p>The server unlocks all objects that were locked for that transaction. (B)</p>
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Which scenario cannot lead to a deadlock condition?

<p>Two transactions are requesting shared locks on the same item. (D)</p>
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When an operation accesses an object that is not yet locked, what is the typical first step in strict two-phase locking?

<p>An exclusive lock is granted, and the operation proceeds. (B)</p>
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What characterizes the atomicity of deposit and withdraw methods in a database?

<p>They can block one another when trying to access locked accounts. (A)</p>
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Which statement describes the 'Wait/Die' concurrency control scheme?

<p>Older transactions wait when a younger transaction holds the resource. (A)</p>
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What is the primary purpose of database recovery management?

<p>To restore the database from an inconsistent state. (C)</p>
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What does the uniqueness property in time stamping methods ensure?

<p>No two transactions can have the same timestamp value. (A)</p>
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In the 'Wound/Wait' scheme, what happens when an older transaction requires resources from a younger one?

<p>The younger transaction is rolled back immediately. (B)</p>
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What is a key aspect of deferred write in transaction recovery?

<p>Only the transaction log is updated initially. (D)</p>
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Which of the following statements is true regarding the monotonicity of timestamp values?

<p>Timestamp values must always increase with each new transaction. (D)</p>
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What must happen if a transaction operation cannot be completed?

<p>The transaction is aborted and changes must be rolled back. (A)</p>
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Flashcards

What is a transaction?

A logical unit of work that must be either entirely completed or aborted. Successful transaction changes the database from one consistent state to another. It must satisfy all data integrity constraints.

What are the types of actions that can be included in a transaction?

A simple SELECT statement to generate a list of table contents, A series of related UPDATE statements to change the values of attributes in various tables, A series of INSERT statements to add rows to one or more tables, A combination of SELECT, UPDATE, and INSERT statements.

How can improper transactions affect database integrity?

Improper or incomplete transactions can have a devastating effect on database integrity. Some DBMSs provide means by which users can define enforceable constraints based on business rules. Other integrity rules are enforced automatically by the DBMS when table structures are properly defined.

What is atomicity?

Requires that all operations (SQL requests) of a transaction be completed. If one fails, none are applied.

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What is durability?

Indicates permanence of the database's consistent state. Once a transaction is committed, the changes are permanent.

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What is serializability?

Ensures that the concurrent execution of several transactions yields consistent results, even when transactions run concurrently.

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What is isolation?

Data used during execution of a transaction cannot be used by a second transaction until the first one is completed. Ensures isolation of transactions.

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How are transactions managed in SQL?

ANSI has defined standards that govern SQL database transactions. Transaction support is provided by two SQL statements: COMMIT and ROLLBACK.

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Transaction

A sequence of database operations that must be performed to ensure data consistency. Every transaction must start, process, and end successfully without any interruption.

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Transaction Log

A log file that records every change and operation performed during a database transaction. It stores details like the type of operation, affected objects, and before/after values.

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Concurrency Control

The mechanism by which a database system manages and coordinates multiple transactions running simultaneously. It aims to ensure data integrity and consistency.

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Lost Updates

A situation where a transaction's updates overwrite another transaction's changes, leading to a loss of data.

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Uncommitted Data

A situation where one transaction reads data that another transaction has modified but not yet committed, potentially leading to incorrect results.

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Inconsistent Retrievals

A situation where a transaction reads data that is inconsistent because another transaction has modified it partially, leading to confusing or erroneous results.

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Scheduler

A database program that schedules database operations, ensuring serializability and isolation of transactions. It orchestrates the order in which different transactions can run.

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Serializability

The property of a database system that ensures transactions are executed in a specific order, even when they happen concurrently. This prevents data inconsistencies.

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Lock

A mechanism to ensure a transaction has exclusive access to a data item, preventing other transactions from accessing or modifying it.

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Lock Manager

Responsible for managing locks, assigning locks to transactions, and enforcing lock rules.

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Lock Granularity

The level at which locks are applied. Can be database, table, page, row, or field.

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Database-level lock

Locks the entire database, preventing any access to any data within it.

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Table-level lock

Locks the entire table, preventing any access to any rows within it.

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Page-level lock

Locks a specific disk page. While it can affect multiple rows, it's a finer-grained lock than a table-level lock.

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Row-level lock

Locks a single row, allowing concurrent transactions to access different rows of the same table.

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Field-level lock

Locks a single field (attribute) within a row, enabling concurrent transactions to access other fields within the same row.

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Strict Two-Phase Locking

A locking protocol that prevents dirty reads and premature writes, ensuring data integrity during transactions.

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Many Readers/Single Writer

A locking scheme where multiple transactions can read an object concurrently, but only one transaction can write to it at a time.

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Read Locks (Shared Locks)

Locks that allow multiple transactions to read the same data simultaneously.

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Write Locks (Exclusive Locks)

Locks that grant exclusive access to an object for writing, preventing other transactions from reading or writing it.

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Read-Write Conflict

A rule that prevents a transaction from writing to an object if another transaction has already read it, ensuring data consistency.

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Write-Write Conflict

A rule that prevents a transaction from reading or writing an object if another transaction has already modified it, ensuring data accuracy.

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Lock Promotion

Converting a read lock into a write lock, allowing a transaction to modify data it was previously only reading.

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Shared Locks Cannot be Promoted

Shared locks cannot be promoted into write locks because this could lead to data inconsistency and conflicting access.

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When are locks released in Strict 2PL?

A lock acquired for an object during a transaction is released only after the entire transaction commits or aborts.

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What happens if an object is already locked in Strict 2PL?

If a transaction wants to access an object already locked by another transaction, the requesting transaction must wait until the lock is released.

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What is a deadlock?

A situation where two or more transactions are waiting for each other to release locks they hold, resulting in a standstill.

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What condition leads to deadlocks?

Deadlocks occur when one transaction wants an exclusive lock on a data item that is already held by another transaction.

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How does deadlock prevention work?

A transaction is granted all read or write locks needed at the start, preventing future wait states.

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How does deadlock detection work?

A deadlock condition is detected and then resolved, typically by aborting one of the affected transactions.

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How does deadlock avoidance work?

Transactions are scheduled in a way that avoids the possibility of deadlock. For example, a pre-defined order of access for data resources might be enforced.

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Time Stamp

A unique identifier assigned to each transaction, ensuring a clear order of submission to the database management system (DBMS).

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Wait/Die Scheme

A method for concurrency control in databases where an older transaction waits for a younger transaction to complete, while the younger transaction is rolled back and rescheduled if it conflicts with the older one.

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Wound/Wait Scheme

A method for concurrency control in databases where an older transaction rolls back and reschedules a younger transaction if it conflicts with it.

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Database Recovery

The process of restoring a database to a consistent state from a potentially inconsistent state, often due to transaction failures.

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Deferred Write

A technique where transaction updates are not applied directly to the database until the transaction commits, relying on the transaction log for tracking changes.

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Write-Through

A technique where transaction updates are immediately written to the database, ensuring that changes are persistent even in case of failures.

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Study Notes

Transaction Management and Concurrency Control

  • Transactions are actions that read from or write to a database
  • A transaction can involve a single SQL statement or a series of related statements (SELECT, UPDATE, INSERT)
  • A successful transaction changes the database from one consistent state to another, satisfying all data integrity constraints
  • Not all SQL code represents a transaction
  • Improper or incomplete transactions can negatively impact database integrity; some systems let users define constraints based on business rules
  • Other integrity rules are automatically enforced by properly defined table structures
  • For recovery, all portions of a transaction must be treated as a single logical unit of work
  • If a transaction can't complete, it must be aborted, returning the database to its previous valid state

Transaction Properties

  • Atomicity: All operations (SQL requests) within a transaction must either be completed or aborted entirely.
  • Durability: A completed transaction's changes are permanently recorded on the database, ensuring the integrity of the changed state
  • Serializability: Concurrent transactions are executed as if they had happened in an order, preserving data consistency.
  • Isolation: Data used during a transaction can't be used by another concurrent transaction until the first transaction is finished.

Transaction Management with SQL

  • ANSI standards govern how SQL database transactions function
  • Transaction support uses two SQL statements: COMMIT and ROLLBACK
  • In an application or user process, a transaction should continue without interruption through any following SQL statements

The Transaction Log

  • Stores a record for the start of each transaction
  • Includes details about each subsequent transaction component: operation type (insert, update, delete), affected tables, before/after values for updated fields and pointers to other related log entries for that transaction
  • Stores a record for the end of the transaction (COMMIT)

Concurrency Control

  • Coordinates simultaneous transactions in a multiprocessing database to maintain consistency amidst concurrent execution of different transactions.
  • Preserves data integrity and consistency when different transactions work on the same database elements simultaneously
  • Problems can arise from lost updates, uncommitted data, or inconsistent retrievals.

Normal Execution and Example of a Conflict (Different Transactions)

  • Transactions T1 and T2 are shown with their operations and effects on data stored

Lost Updates

  • This slide describes a situation in a database where multiple transactions are working and are overwriting each others' changes causing unintended results
  • This slide presents a specific example demonstrating how two concurrent transactions can overwrite each others' changes potentially producing unintended results

Correct Execution (Rolling Back an Operation)

  • This slide presents a situation and describes the corrected way for concurrent processing to avoid lost updates or other problems associated with incorrect synchronization of transactions
  • Shows the role of reverting transactions for correct database updates

Uncommitted Data Problem

  • This slide describes how database synchronization errors can cause inconsistent data if concurrent transactions do not treat data integrity correctly.

The Scheduler

  • The DBMS's scheduler controls the order in which concurrent transactions execute their operations
  • The scheduler prioritizes transactions and ensures data integrity with the help of multiple layers of checks on transactions

Concurrency Control with Locking Methods

  • Locks grant exclusive use of a data item to a current transaction.
  • Locks prevent inconsistent data by granting access precedence to transactions
  • Lock manager coordinates and controls locks used to ensure transaction integrity

Lock Granularity

  • Different levels of lock use: Database, Table, Page, Row, Field (attribute).
  • The granular lock level determines the scope of a lock (Database-wide, Table level, individual Page level, individual Row level or field level).
  • A finer granularity often gives more concurrency while a more coarse granularity less risk in data corruption

Lock Types

  • Binary lock: Has two states (locked and unlocked)
  • Exclusive lock: Grants exclusive access to the object
  • Shared lock: Allows concurrent read access

Two-Phase Locking

  • A protocol requiring transactions to first obtain all required locks, then all locks are released.
  • Keeps track of where a transaction is, avoiding conflicting scenarios

Deadlocks

  • Occurs when two or more transactions are waiting indefinitely for each other to release locks.
  • Prevention, detection, and avoidance are methods to manage deadlocks
  • Deadlocks can occur among transactions that require exclusive locks, not shared locks

2-Concurrency Control with Time Stamping Methods

  • Assigns a unique timestamp to each transaction for ordering
  • Monotonicity: Time-stamp values must increment
  • Uniqueness: No equal time stamps allowed

Wait/Die and Wound/Wait Schemes

  • A set of techniques that ensures that concurrent transactions don't affect each other in undesirable ways
  • These techniques include methods involving transaction timestamping and scheduling

Database Recovery Management

  • Restores the database to a prior consistent state, if required.
  • All parts of a transaction have to be applied or rolled back, ensuring data consistency

Transaction Recovery

  • Deferred write: Transactions don't immediately update the physical database until the commit point's reached
  • Write-through: Updates the physical database immediately during execution
  • Both methods are used in database recovery to ensure data consistency and maintain the database's integrity in case there is a failure.

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