Podcast
Questions and Answers
What should Market Participants do if they identify discrepancies between received confirmations and their own trade records?
What should Market Participants do if they identify discrepancies between received confirmations and their own trade records?
- Ignore the discrepancies and continue with the trade
- Inform the counterparty verbally about the discrepancies
- Carefully reconcile the alleged trades and identify the discrepancies (correct)
- Request a new confirmation from a different counterparty
What should be done if the counterparty confirmation is incorrect, according to the text?
What should be done if the counterparty confirmation is incorrect, according to the text?
- Request a new confirmation from the same counterparty
- Ignore the incorrect confirmation
- Inform the counterparty in writing (correct)
- Inform the counterparty verbally
What should Market Participants do if they receive unknown confirmations that cannot be allocated to any internal trade record?
What should Market Participants do if they receive unknown confirmations that cannot be allocated to any internal trade record?
- Ignore the unknown confirmations
- Allocate the confirmations to any internal trade record
- Inform the sender that the confirmations cannot be allocated (correct)
- Request a new confirmation from the sender
What should be done to resolve unconfirmed or disputed terms as a matter of urgency, according to the text?
What should be done to resolve unconfirmed or disputed terms as a matter of urgency, according to the text?
What should Market Participants do to detect and report adverse trends that emerge in the discrepancies?
What should Market Participants do to detect and report adverse trends that emerge in the discrepancies?
Which of the following services may an E-Trading Platform Provider offer to customers?
Which of the following services may an E-Trading Platform Provider offer to customers?
What do aggregation services provided by E-Trading Platform Providers do?
What do aggregation services provided by E-Trading Platform Providers do?
What should E-Trading Platform Providers do when providing algorithmic trading or aggregation services?
What should E-Trading Platform Providers do when providing algorithmic trading or aggregation services?
What should E-Trading Platform Providers disclose about their operations?
What should E-Trading Platform Providers disclose about their operations?
What should E-Trading Platform Providers be mindful of when providing algorithmic trading or aggregation services?
What should E-Trading Platform Providers be mindful of when providing algorithmic trading or aggregation services?
