Suspension of Trading
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Questions and Answers

What action is the Commission authorized to take for the protection of investors and the public interest?

  • Summarily suspend trading in any listed security (correct)
  • Provide financial assistance to affected issuers
  • Initiate a public awareness campaign
  • Issue a warning to the affected issuer

For how long can the trading in a listed security be suspended by the Commission?

  • Not exceeding 60 days
  • Not exceeding 180 days
  • Not exceeding 120 days
  • Not exceeding 90 days (correct)

What action must the Commission take following the issuance of the order of suspension?

  • Notify the affected issuer of the reasons for such suspension (correct)
  • Initiate legal proceedings against the affected issuer
  • Compensate the affected issuer for the suspension
  • Revoke the trading suspension immediately

What is the purpose of providing the affected issuer with an opportunity for a hearing?

<p>To determine whether the suspension should be lifted (B)</p> Signup and view all the answers

What is the maximum duration for which the Commission can summarily suspend trading in a listed security?

<p>90 days (B)</p> Signup and view all the answers

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