10 Questions
What is the frequency of evaluating the Risk-o-meter?
Monthly
Where should Mutual Funds/AMCs disclose the Risk-o-meter along with portfolio disclosure?
On their respective websites and on AMFI website
What should investors not be carried away by?
Commission/gifts given by agents/distributors
What is an Exchange Traded Fund (ETF)?
A security that tracks an index, commodity, bonds, or a basket of assets
What is the difference between an ETF and a mutual fund?
ETFs trade like a common stock on the stock exchange
What determines the trading value of an ETF?
The net asset value of the underlying assets
What is SCORES?
SEBI Complaints Redress System
What should you do in case of a complaint related to the securities market?
Approach the concerned intermediary or company
What is the advantage of ETFs over mutual fund schemes?
ETFs have lower fees than mutual fund schemes
What do ETFs reflect?
The performance of the underlying assets
This quiz covers the records required for client orders in stock brokerage, including physical and digital forms of evidence.
Make Your Own Quizzes and Flashcards
Convert your notes into interactive study material.
Get started for free
