Stock Brokerage Client Orders
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Questions and Answers

What is the frequency of evaluating the Risk-o-meter?

  • Monthly (correct)
  • Bi-annually
  • Quarterly
  • Annually

Where should Mutual Funds/AMCs disclose the Risk-o-meter along with portfolio disclosure?

  • Only on their respective websites
  • Only on AMFI website
  • In a newspaper advertisement
  • On their respective websites and on AMFI website (correct)

What should investors not be carried away by?

  • The risk-o-meter
  • Commission/gifts given by agents/distributors (correct)
  • The track record of the mutual fund
  • The performance of the ETF

What is an Exchange Traded Fund (ETF)?

<p>A security that tracks an index, commodity, bonds, or a basket of assets (C)</p> Signup and view all the answers

What is the difference between an ETF and a mutual fund?

<p>ETFs trade like a common stock on the stock exchange (D)</p> Signup and view all the answers

What determines the trading value of an ETF?

<p>The net asset value of the underlying assets (A)</p> Signup and view all the answers

What is SCORES?

<p>SEBI Complaints Redress System (B)</p> Signup and view all the answers

What should you do in case of a complaint related to the securities market?

<p>Approach the concerned intermediary or company (B)</p> Signup and view all the answers

What is the advantage of ETFs over mutual fund schemes?

<p>ETFs have lower fees than mutual fund schemes (A)</p> Signup and view all the answers

What do ETFs reflect?

<p>The performance of the underlying assets (A)</p> Signup and view all the answers

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