Stock Brokerage Client Orders
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Questions and Answers

What is the frequency of evaluating the Risk-o-meter?

  • Monthly (correct)
  • Bi-annually
  • Quarterly
  • Annually
  • Where should Mutual Funds/AMCs disclose the Risk-o-meter along with portfolio disclosure?

  • Only on their respective websites
  • Only on AMFI website
  • In a newspaper advertisement
  • On their respective websites and on AMFI website (correct)
  • What should investors not be carried away by?

  • The risk-o-meter
  • Commission/gifts given by agents/distributors (correct)
  • The track record of the mutual fund
  • The performance of the ETF
  • What is an Exchange Traded Fund (ETF)?

    <p>A security that tracks an index, commodity, bonds, or a basket of assets</p> Signup and view all the answers

    What is the difference between an ETF and a mutual fund?

    <p>ETFs trade like a common stock on the stock exchange</p> Signup and view all the answers

    What determines the trading value of an ETF?

    <p>The net asset value of the underlying assets</p> Signup and view all the answers

    What is SCORES?

    <p>SEBI Complaints Redress System</p> Signup and view all the answers

    What should you do in case of a complaint related to the securities market?

    <p>Approach the concerned intermediary or company</p> Signup and view all the answers

    What is the advantage of ETFs over mutual fund schemes?

    <p>ETFs have lower fees than mutual fund schemes</p> Signup and view all the answers

    What do ETFs reflect?

    <p>The performance of the underlying assets</p> Signup and view all the answers

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