Comparative Politics Midterm
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Questions and Answers

According to Andreas Wimmer, what makes force in the name of a nation even more powerful?

Projection of force in the name of the nation.

What is one criticism of the bellicist theory regarding state weakness?

It ignores colonialism's role.

What does the 'Red Darwinism' critique of Charles Tilly's theory suggest about state formation?

That the strongest do not always win.

According to Philip Gorski, what was one effect of the 17th-century 'Disciplinary Revolution'?

<p>Pacified and civilized daily life.</p> Signup and view all the answers

What are the two key components of a democracy, as defined in the text?

<p>Political rights and civil rights.</p> Signup and view all the answers

According to Joseph Schumpeter, what is democracy?

<p>Competition for votes.</p> Signup and view all the answers

Using the examples provided, briefly explain the difference between procedural and substantive democracy.

<p>Procedural democracy focuses on following rules and processes, while substantive democracy also considers outcomes like social inclusion and economic fairness. Russia is an example of procedural while Norway exemplifies substantive.</p> Signup and view all the answers

According to the material, what should majority rule promote?

<p>Liberty, equality, and the common good.</p> Signup and view all the answers

Give one example each of a state that is considered a dichotomous 'True' democracy and one that is 'False'.

<p>Canada is true, North Korea is false.</p> Signup and view all the answers

What are Huntington's three waves of democratization?

<p>1st wave (1820-1926), 2nd wave (1945-1962), and 3rd wave (1987-2007).</p> Signup and view all the answers

According to Almond & Verba, what determines how well democracy functions in a country?

<p>Political culture.</p> Signup and view all the answers

Name and briefly describe the three political cultures that Almond and Verba identified.

<p>Participant, subject, and parochial. Participant cultures have active engagement, subject cultures trust the government but are not active, and parochial cultures have low political awareness.</p> Signup and view all the answers

How can system theory explain both democratization and system failure, using Cambodia as an example?

<p>System theory explains why democratization does not always succeed. In Cambodia, weak political institutions, low trust in government, and ineffective external support led to system failure.</p> Signup and view all the answers

Briefly differentiate between authoritarianism and totalitarianism.

<p>Authoritarianism concentrates power in a leader or small group, they are often without meaningful elections. Totalitarianism is highly centralized with the regime trying to control society completely via ideology.</p> Signup and view all the answers

According to Geddes' typology, list the four different types of autocracies.

<p>Military Regimes, Single-party/Dominant-party Regimes, Personalist Regimes, and Monarchy.</p> Signup and view all the answers

How do personalist regimes typically end, and what is the usual fate of their leaders?

<p>They tend to end through violent means such as coups, and their leaders often face exile, imprisonment, or death.</p> Signup and view all the answers

What is legal positivism?

<p>A view that legal rules are the commands of a sovereign power, with sanctions but without necessarily connecting to morality.</p> Signup and view all the answers

Briefly contrast US-style and European-style judicial review.

<p>US-style is decentralized and statute-focused, while European-style is centralized and deals specifically with constitutional matters.</p> Signup and view all the answers

Explain Hirschl's theory on why political elites adopt constitutional structures that may constrain their own power.

<p>Political elites adopt constitutional protection to make their policies harder to change and protect elite interests.</p> Signup and view all the answers

What is the 'notwithstanding clause' (Section 33) of the Canadian Charter of Rights and Freedoms, and how does it relate to Type 2 constitutionalism?

<p>It allows governments to override certain Charter rights, linking it to the parliamentary supremacy of Type 2 systems.</p> Signup and view all the answers

According to Andreas Wimmer, what makes force projected in the name of the nation even more powerful?

<p>It provides a unifying identity and purpose, motivating armies to fight.</p> Signup and view all the answers

What is one criticism of Charles Tilly's theory of state formation?

<p>It is overly based on Red Darwinism, suggesting the strongest always win.</p> Signup and view all the answers

According to the lectures, expanding territory does not ensure expanding what?

<p>Economic power</p> Signup and view all the answers

Name one key aspect of Calvinism's influence as outlined by Philip Gorski.

<p>Predestination, emphasis on literacy, preachers as educators, or the printing press.</p> Signup and view all the answers

What are the 2 key components of democracy?

<p>Political rights and civil rights.</p> Signup and view all the answers

According to Schumpeter, what is democracy?

<p>Competition for votes rather than direct rule by the people.</p> Signup and view all the answers

What are two components of substantive democracy?

<p>Participation; Social inclusion; Economic fairness; Government accountability.</p> Signup and view all the answers

Provide one difference between dichotomous and continuous approaches to comparing democracies.

<p>Dichotomous classifies countries as either democratic or not, while continuous ranks them on a scale.</p> Signup and view all the answers

What is democratization?

<p>The process by which a country transitions from a non-democratic to a democratic political system.</p> Signup and view all the answers

Name one of Huntington's waves of democratization.

<p>First Wave (1820-1926); Second Wave (1945-1962); Third Wave (1987-2007).</p> Signup and view all the answers

Name one of the three political cultures identified by Almond and Verba.

<p>Participant, Subject, or Parochial political culture.</p> Signup and view all the answers

According to system theory, why did democratization fail in Cambodia?

<p>Weak and corrupt institutions, low trust in government (parochial political culture).</p> Signup and view all the answers

Name a key difference between authoritarianism and totalitarianism.

<p>Totalitarianism seeks total control through ideology, while authoritarianism relies on societal elites; Authoritarianism can tolerate societal differences ,but totalitarianism does not.</p> Signup and view all the answers

According to Geddes' typology, what is one type of autocratic regime?

<p>Military regimes; Single-party/Dominant-party regimes; Personalist regimes; Monarchy.</p> Signup and view all the answers

Which type of autocratic regime is the most resilient during an economic crisis?

<p>Single-party regime</p> Signup and view all the answers

What is a meta-norm in the context of constitutionalism?

<p>A rule about rules.</p> Signup and view all the answers

What is the main feature of Type 1 Constitutionalism?

<p>The monarch has sovereign power, and judicial review is unthinkable.</p> Signup and view all the answers

Briefly explain Hirschl's theory on why elites adopt constitutional structures that may limit their power.

<p>Elites use constitutional structures to protect their interests in the long term, making their policies harder to change and weakening opposition, while presenting a neutral appearance.</p> Signup and view all the answers

What is problematic about the Section 33 "notwithstanding" clause in the Canadian Charter?

<p>It allows governments to override certain Charter rights, such as language and democratic rights.</p> Signup and view all the answers

Explain how Canada's constitutionalism is a blend of Type 2 and Type 3 constitutionalism.

<p>Canada has codified rights (Type 3) in the Charter of Rights and Freedoms, but also retains parliamentary supremacy and allows for legislative overrides (Type 2).</p> Signup and view all the answers

Flashcards

State Expansion

As states expand, political elites gain manpower and resources in exchange for offering protection.

State Evolution

States evolved where war and accumulating resource accumulation were necessary for survival.

Tilly's State Formation Theory

Argues state formation was driven by kings overpowering feudal lords, based on 'Red Darwinism'.

Predestination

The belief that salvation is predetermined.

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Emphasis on Literacy

Individual Bible interaction promoted education.

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Preachers as Educators

Reinforced moral discipline

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Printing Press

A tool used to spread religious and social discipline.

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Church Discipline

Moral policing done through religious courts.

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Democracy

A system where people rule, ensuring rights and liberties.

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Political rights

Citizens can participate in elections.

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Civil rights

Protection of individual freedoms.

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Dichotomous Democracy

A country is either democratic or not democratic.

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Continuous Democracy

Democracies exists on a spectrum.

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Procedural Democracy

Focuses on elections and institutions

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Substantive Democracy

Emphasizes participation, equality, and justice.

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Democratization

Process by which a country transitions to a democratic political system.

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Authoritarianism

Political regimes where power is concentrated, lack meaningful elections, and leadership transitions are rare.

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Totalitarianism

Highly centralized control over all aspects of life through ideology and mass mobilization.

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Constitution

Hierarchical meta-norms governing legal rules and principles.

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Type 2 Constitutionalism

Parliament is sovereign, and judicial review is impractical.

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Belligist Theory

Explains state evolution in areas needing war and resources; weaker states become unstable.

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Community Shaming

Moral policing and community shaming used by religious courts for social control.

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Political Culture's Role

A country's political culture determines the function of democracy, studied via surveys.

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Participant Political Culture

Active engagement, citizens vote, protest and believe their role matters.

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Subject Political Culture

Citizens trust the government but are not active politically.

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Parochial Political Culture

Low political awareness/participation; government seen as corrupt/distant.

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Huntington's Waves

Democracy spreads in distinct historical phases, influenced by global events.

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Totalitarian Regimes

Attempt to remake society, emphasizing a one-party state and controlled communication.

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Military Regimes

Regimes controlled by military elites, often short-lived.

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Single-party Regimes

Single party dominates, controls leadership, and policies leading to greater stability.

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Personalist Regimes

Dictatorship centered on the leader's personality, not ideology.

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Monarchy

A royal family that both reigns and rules, with relatively stable leadership.

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Meta-norm

A rule about rules, similar to meta-ethics in philosophy.

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New Constitutionalism Features

Enumerates rights, establishes state legitimacy, recognizes sovereignty, and outlines modifications

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Study Notes

The Result

  • Political elites expand their states to gain manpower and economic resources for protection.
  • This expansion leads to fewer surviving elites and increases regional power concentration.
  • Surviving elites convince their armies to fight for them in the name of the nation.
  • Andreas Wimmer states force projected in the name of the nation is even more powerful.

Implications of the Bellicist Theory

  • Helps explain why states evolved where war and resource accumulation were vital.
  • Weaker states are prone to instability (Ex: Latin America).
  • Criticism of the theory suggests it ignores colonialism's impact on weaker states.

Critique of Charles Tilly's Theory

  • Tilly argues state formation was driven by kings overpowering feudal lords.
  • Critics claim oversimplified as Red Darwinism, suggesting the strongest always win.
  • History shows the fittest do not always succeed.
    • France's Norman administration was effective even before major military advancements. Administration, not just war, mattered in state-building.

Cultural Theory & The Disciplinary Revolution (Philip Gorski)

  • Belief that salvation is predetermined.
  • Individual interaction with the Bible promoted education.
  • Reinforced moral discipline.
  • Tool to spread religious and social discipline.
  • Moral policing through religious courts.
  • Community shaming as social control.
  • Effects of the 17th-Century "Disciplinary Revolution"
    • Pacified and "civilized" daily life.
    • Created a new social control mechanism that strengthened political elites.
    • Allowed political elites to link religious salvation projects with state reforms.
    • Church surveillance of the poor was mirrored for secular control.

Conclusion

  • Asks if bellicist and cultural theories are useful in understanding modern failing states.
  • Poses the question if lessons from European state formation can help stabilize weaker states today.

Definition of Democracy and Democratic Regimes

  • Democracy is a system where people rule, ensuring rights and liberties.
    • Citizens can participate in elections.
    • Individual freedoms are protected.
    • Fundamental freedoms like expression, assembly, and association, are protected. Example: (Canadian Charter of Rights and Freedoms (1982)).

Earlier Definitions of Democracy

  • Democracy = competition for votes rather than direct rule by people.
  • Robert Dahl (1971): Democracy described as "polyarchy" includes free elections, participation, and freedom of expression.

Procedural vs. Substantive Definitions of Democracy

  • Democracy is just about following rules
    • Minimalist definition
    • A country holding regular elections but lacking strong civil liberties is still considered democratic under this definition.
  • Includes but also outcomes
    • Requires engaged civil society and voter turnout.
    • Focuses on protecting marginalized groups.
    • Aims to reduce poverty and inequality.
    • Requires transparent institutions.
      • Norway has strong government
      • Russia lacks both components

Understanding Democracy Through Different Lenses

  • Political rights gives one the choice to participate
  • Will must have a place
  • Active involvement is governance
  • Freedom

Substantive View: Why Does Majority Rule Matter?

  • Promotes liberty and Equality and community
  • Participation for the underserved to be a part

Comparing Democracies: Dichotomous vs. Continuous Approach

  • Either democratic or not
    • Countries such as NK and CA
  • Depends on election of the legislator the restrictions
    • SW has participation and fair process
    • Restrictions present with Turkey

Why Does This Matter?

  • Consider lens views.
  • Achieve quality not just the rules
  • Analyze trend changes globally

Key Takeaways

  • Institutional elections are top and give light participation quality
  • Exists on the variations

Understanding Democratization

  • Is transition
    • external forces can be necessary
    • Spread through history
    • Modernization plays a role through money and culture

Huntington's Waves of Democratization

  • Over states democratize
    • Influences for the revolution and regression
    • Post-World War Two and colonization expanded through United Nations International
    • Cold war ended and was Global

System Theory and Political Culture (Almond & Verba, 1963)

  • Cultural affect
  • Survey UK USA Germany Europe
    • Political is active
    • UK an example is citizens believe their role
    • Citizens trusting but not so much active

Democratization & System Failure (Case Study: Cambodia)

  • Institutions must be weak and need money and cultures

Applying Theories to Cuba

  • For Cuba's transition to democracy, the following is needed: - Modernization theory to grow Cuba's economy which may follow - International pressure for groups such as the IMF, UN, or World Bank to encourage reforms - Political culture so its citizens demand change enabling democracy - External intervention from other countries

Key Takeaways

  • Waves illustrates the cyclical patterns of democracy's spread throughout history.
  • System Theory explains how political culture affects democracy.
  • Participant cultures support democracy, while parochial cultures resist change.
  • Cuba's democratization depends on internal political culture and external influences.

Authoritarianism

  • Totalitarianism - Power groups - Centralized control - Meaning that the regions are driven with zero elections and less to do with ideology

Definitions

  • Leadership is no more and has no meaning - Continuous and the categorical

Totalitarian vs. Authoritarianism

  • Is use with the anti and unity
  • There is the making of the facts and truth
  • There rules with the 2 systems - Relies on beliefs and mass mobilization - Not tolerate on differences

Autocracies

  • Topography of autocratic regimes - Military is elites (Brazil ect)( 9 yrs) - Security over China and Korea - Over the president

Transition Patterns

-Transitioning autocratic not through a democratic approach

Comparative Insights

  • Endings of Military regimes - Coups that don't end the regime itself - Tendency to end through violent means: economic resilience
  • Leaders faces exile or imprisonment
  • More over to the singular
  • Splits during crises to support co-opting

Regime Longevity

  • Military: 11%
  • Personalist: 15%
  • Single party: 50%

The law and Economics Impacts

  • Less changes that get created because it varies
  • typology vs Economic

Constitutionalism

  • Procedures and hierarchy
  • Follows rules
  • Morality

Understanding

  • Respect that binds
  • Structures
  • Rules on power used

New Constitutionalism

  • Legal powers on rights
  • Monarchs power is for legislators but not for protection

Review

  • Can easily trigger but the US is statute trigger for protection

Judicial Review

  • Rights protection overrides rights

Hirschl's Theory

  • Weak social and a elite appearance
  • Preserving goals

Final thoughts

  • Protecting rights that is societal

Key Terms

Elite systems ect laws

Type law

  • Use to have structure on power for protection
  • For the use of specialized laws for protections

(Commonwealth)

  • No judicial review. Is more with a codified protection of rights and liberties The US and Europe had both
  • Handling the appeals with the limitation rights
  • To be violated passed

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Study guide on state formation, focusing on Bellicist and Cultural theories. It covers how political elites expand states for resources and manpower, and how this leads to regional power concentration. The guide also examines critiques of Charles Tilly's theory.

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