Sorting Algorithms Overview
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Questions and Answers

How many inversions are present in the array 34, 8, 64, 51, 32, 21?

  • 5
  • 7
  • 11
  • 9 (correct)
  • What is one reason why each adjacent swap during sorting fixes an inversion?

  • It maintains the original order of elements.
  • It places elements in ascending order. (correct)
  • It increases the number of sorted elements.
  • It decreases the total number of elements.
  • If an array has O(N) inversions, how long does the Insertion Sort take?

  • O(N) (correct)
  • O(N + I)
  • O(N^2)
  • O(N log N)
  • What is the average number of inversions in a permutation of N distinct numbers?

    <p>N(N-1)/4 (B)</p> Signup and view all the answers

    What does the total work for insertion sort include according to the content?

    <p>The number of passes and the number of inversions. (C)</p> Signup and view all the answers

    Why is a sorted array considered to have no inversions?

    <p>Adjacent elements do not violate sorted order. (A)</p> Signup and view all the answers

    How many passes are performed for insertion sort in the worst-case scenario?

    <p>N passes (C)</p> Signup and view all the answers

    Which of the following scenarios would lead to an efficient insertion sort with O(N) time complexity?

    <p>The array is nearly sorted with few inversions. (D)</p> Signup and view all the answers

    What is the worst-case running time of Shellsort when using Shell's increments?

    <p>Θ(N^2) (A)</p> Signup and view all the answers

    In the Shellsort algorithm, what is the initial value of 'gap' calculated from the array size?

    <p>a.size()/2 (B)</p> Signup and view all the answers

    During the Shellsort algorithm, which of the following describes the 'j' variable correctly?

    <p>It tracks the position of the current element being compared. (A)</p> Signup and view all the answers

    Which of the following best describes the purpose of the inner loop in Shellsort?

    <p>To insert the current element into its correct position based on the gap. (A)</p> Signup and view all the answers

    What happens to the value of 'gap' after each sorting pass in Shellsort?

    <p>It is halved. (C)</p> Signup and view all the answers

    What is the condition for the inner loop of Shellsort to continue executing?

    <p>j must be greater than or equal to gap. (D)</p> Signup and view all the answers

    When is the 'tmp' variable used in the Shellsort algorithm?

    <p>To temporarily hold an element while it is being compared. (B)</p> Signup and view all the answers

    In the worst-case scenario for Shellsort, which sequence of numbers is given as an example?

    <p>1, 9, 2, 10, 3, 11, 4, 12, 5, 13, 6, 14, 7, 15, 8, 16 (B)</p> Signup and view all the answers

    Which position corresponds to the ith smallest element when i ≤ N/2 in a one-based array after a sort?

    <p>2i - 1 (B)</p> Signup and view all the answers

    How many moves are required to restore the ith element in the worst case?

    <p>i - 1 (C)</p> Signup and view all the answers

    What is the resulting sequence after performing a 2-sort on the initial list?

    <p>1, 9, 2, 10, 3, 11, 4, 12, 5, 13, 6, 14, 7, 15, 8, 16 (D)</p> Signup and view all the answers

    What can be concluded about the movement of the N/2 smallest elements in Shellsort?

    <p>Total moves for N/2 smallest elements equals the sum of i - 1 for i = 1 to N/2. (C)</p> Signup and view all the answers

    What is the significance of performing a sort after 4 in Shellsort?

    <p>It improves the order of the elements progressively. (C)</p> Signup and view all the answers

    Which of the following statements about Shellsort is false?

    <p>The ith smallest element in position at i. (A)</p> Signup and view all the answers

    During the Shellsort algorithm, why is the initial array reordered to pair elements?

    <p>To improve the efficiency of subsequent sorts. (C)</p> Signup and view all the answers

    What is the main purpose of sorting in computing?

    <p>To arrange data in a specific order (B)</p> Signup and view all the answers

    What is the primary characteristic of internal sorting?

    <p>All data to be sorted fits in the main memory (C)</p> Signup and view all the answers

    Which statement accurately describes external sorting?

    <p>It requires external memory for storage. (C)</p> Signup and view all the answers

    In the insertion sort algorithm, what is stored in the variable 'tmp'?

    <p>The current element being compared (B)</p> Signup and view all the answers

    What condition is checked in the inner loop of the insertion sort algorithm?

    <p>If the temporary value is less than the previous element (D)</p> Signup and view all the answers

    What happens to the elements in the array during the insertion sort process?

    <p>Elements are moved leftward to create space. (C)</p> Signup and view all the answers

    Which of the following best describes the outer loop in the insertion sort algorithm?

    <p>It iterates through all elements starting from the second element. (B)</p> Signup and view all the answers

    What is a significant advantage of using sorting algorithms in computing?

    <p>It simplifies the search process within data. (C)</p> Signup and view all the answers

    In which scenario is external sorting typically utilized?

    <p>When data size exceeds available memory (D)</p> Signup and view all the answers

    What is the role of 'j' in the insertion sort algorithm?

    <p>To track the position of the element being placed (B)</p> Signup and view all the answers

    What is a significant problem with Shell's increments?

    <p>They are not relatively prime, reducing effectiveness. (B)</p> Signup and view all the answers

    Which of the following increments is associated with Hibbard's increment sequence?

    <p>1, 3, 7, 15 (D)</p> Signup and view all the answers

    What is the conjectured average-case running time of Shellsort using Hibbard's increments?

    <p>O(N^5/4) (D)</p> Signup and view all the answers

    What is the upper bound for a pass with increment hk in Shellsort?

    <p>O(N^2/hk) (A)</p> Signup and view all the answers

    Which of the following sequences has consecutive increments with no common factors?

    <p>Hibbard's increments (A)</p> Signup and view all the answers

    How does the average-case running time of Shellsort with Sedgwick's proposed increment sequences compare?

    <p>O(N^4/3) (D)</p> Signup and view all the answers

    What should be considered about the effectiveness of smaller increments in Shellsort?

    <p>Their effect diminishes due to common factors. (A)</p> Signup and view all the answers

    What is the time complexity of the insertion sort algorithm in the worst case scenario?

    <p>O(N^2) (C)</p> Signup and view all the answers

    What condition causes the inner loop of insertion sort to fail immediately?

    <p>When the input is already sorted. (C)</p> Signup and view all the answers

    What is an inversion in an array?

    <p>An ordered pair (i, j) where i &gt; j but indexOf(i) &lt; indexOf(j). (D)</p> Signup and view all the answers

    How many inversions does the array [34, 8, 64, 51, 32, 21] contain?

    <p>9 (B)</p> Signup and view all the answers

    What is the primary operation of the insertion sort algorithm?

    <p>Inserting elements into their correct position. (D)</p> Signup and view all the answers

    Which statement is true about sorting algorithms that operate by interchanging adjacent elements?

    <p>They have a simple lower bound in terms of inversions present. (D)</p> Signup and view all the answers

    What will happen if we introduce an element that is smaller than all the current elements in an insertion sort?

    <p>It will be placed at the beginning of the array. (C)</p> Signup and view all the answers

    What is the primary reason for analyzing the lower bounds of sorting algorithms?

    <p>To understand the minimum number of comparisons necessary. (C)</p> Signup and view all the answers

    Flashcards

    Inversion in a Sequence

    An inversion in a sequence is a pair of elements where the element with a higher index is smaller than the element with a lower index. For example, in the sequence (34, 8, 64, 51, 32, 21), the pair (34, 8) is an inversion because 34 is greater than 8, but appears before it in the sequence.

    Insertion Sort

    Insertion Sort is an in-place sorting algorithm that builds a sorted array one element at a time by inserting each new element into the correct position in the already sorted subarray.

    Inversions and Insertion Sort

    The number of inversions in a sequence is directly related to the number of positions an element needs to be moved during an Insertion Sort operation. Each time an element is moved to its correct position, one inversion is fixed.

    Insertion Sort Lower Bound

    The Lower Bound for Insertion Sort is the number of inversions in the input sequence. This means Insertion Sort performs a minimum of 'N' operations (for the initial loop) plus the number of inversions ('I').

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    Linear Time for Insertion Sort

    If a sequence has a number of inversions that is proportional to the size of the sequence ('O(N)') - meaning that it is 'almost sorted' - then Insertion Sort will have a linear running time ('O(N)').

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    Average Inversions in a Permutation

    The average number of inversions in a permutation of 'N' distinct elements is N(N- 1)/4. This means that, on average, Insertion Sort will take O(N^2) time for a randomly ordered sequence.

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    Proof: Average Inversions

    A proof for the average number of inversions in a sequence is based on the fact that for any sequence 'L', its reverse 'Lr' also has the same number of inversions. Combining all possible sequences and their reverses leads to the N(N-1)/4 formula.

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    Insertion Sort Time Complexity

    The time complexity of Insertion Sort is quadratic, meaning the number of comparisons grows proportionally to the square of the input size. The algorithm's performance is affected by the input data. Almost sorted arrays will require fewer comparisons, making it relatively fast. However, if the array is completely unsorted, the algorithm will take longer.

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    Lower Bound for Sorting

    A lower limit on the number of comparisons that are necessary to sort an array using algorithms that can only swap adjacent elements. It is a theoretical bound that cannot be surpassed by such algorithms.

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    Inversion (in Sorting)

    A pair of elements within an array where the first element is greater than the second element, but the first element appears earlier (to the left) than the second element in the array. It represents an out-of-order relationship between two elements.

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    Inversions and Lower Bound

    When sorting an array using algorithms that only swap adjacent elements, the number of inversions present in the unsorted array provides a lower bound on the minimum number of comparisons required to sort it. Algorithms with this restriction cannot sort faster than the number of inversions, implying that the more inversions there are in the unsorted array, the more comparisons will be required to sort it.

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    Sorting

    The act of converting an unsorted array into a sorted array, meaning arranging elements according to a specific order, usually in ascending or descending order.

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    Time Complexity of Sorting Algorithms

    A sorting algorithm's time complexity provides an estimate of how many operations (like comparisons or swaps) the algorithm performs to sort an array. It's often expressed using Big O notation, which describes the growth of the algorithm's execution time as the input size increases.

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    Sorted Array

    An array is considered sorted when its elements are arranged in a specific order, typically ascending or descending. It means that every element in the array is less than or equal to the element to its right, or vice versa in the case of descending order.

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    What is sorting?

    Sorting is the process of rearranging elements in a list or array in a specific order, usually ascending or descending. It's a fundamental operation in computer science, used in various algorithms and data structures.

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    What is internal sorting?

    Internal sorting refers to sorting algorithms where the entire dataset fits into the main memory of the computer. So, all the data is processed and manipulated within the RAM.

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    What is external sorting?

    External sorting is used when the dataset is too large to fit into the main memory. It involves using external storage devices like hard disks to store and process data in chunks.

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    How does insertion sort work?

    Insertion sort is a sorting algorithm that works by iterating through the array, picking one element at a time, and inserting it into its correct position in the sorted portion of the array.

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    Explain the steps involved in an insertion sort algorithm for a single element.

    In insertion sort, the first element is considered as the sorted sub-array. We go through the remaining elements one by one. The current element is compared with the previously sorted sub-array. If the current element is smaller than the previous one, then we shift elements towards the right to create a space for the current element.

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    What is the purpose of the 'tmp' variable in insertion sort?

    The temporary variable 'tmp' in the Insertion Sort algorithm is used to store the current element that is being checked for its position in the sorted sub-array. It acts as a placeholder while shifting elements to create space for the current element.

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    Explain the purpose of the inner loop in insertion sort.

    The inner loop in the insertion sort algorithm 'for (j = p; j > 0 && tmp < a[j – 1]; j--)' iterates through the sorted portion of the array, comparing the current element ('tmp') with elements to its left ('a[j-1]'). It keeps shifting elements to the right until it finds the correct place to insert 'tmp'.

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    How does the condition 'tmp < a[j – 1]' work in the inner loop of Insertion Sort?

    The condition 'tmp < a[j – 1]' in the inner loop is used to determine if the current element ('tmp') needs to be shifted further to the right. If the current element is smaller than the previous element ('a[j-1]'), then we need to continue shifting to find its correct position.

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    Why are both conditions 'j > 0' and 'tmp < a[j – 1]' checked together in the inner loop of Insertion Sort?

    In insertion sort, the 'if' statement 'if (j > 0 && tmp < a[j – 1])' checks if both of these conditions are true: a) j is greater than 0 (meaning we haven't reached the beginning of the array) and b) tmp is less than a[j – 1] (meaning we need to shift further to the right).

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    What happens in the line 'a[j] = tmp;' in the insertion sort algorithm after the inner loop finishes?

    The statement 'a[j] = tmp;' in insertion sort finally inserts the current element ('tmp') into its correct position in the sorted sub-array. It's placed into the hole created by shifting elements to the right.

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    Shellsort Worst-Case Runtime

    The worst-case runtime of Shellsort using Shell's increments is at least proportional to N squared. This means the algorithm's performance degrades significantly as the input size grows.

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    Element Position in Sorted Array

    In a sorted array of size N, the ith smallest element (where i is less than or equal to half the array size) will reside at position 2i-1.

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    Element Restoration Moves

    To restore the ith smallest element to its correct position in a partially sorted array requires i-1 moves. This results from shifting elements to the left to make space for the correct element.

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    Total Moves for Smaller Elements

    The total number of moves required to restore the N/2 smallest elements in a partially sorted array is calculated by summing (i-1) for i ranging from 1 to N/2. This summation represents the overall cost of placing these smaller elements correctly.

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    Summation Result and Proof

    The summation of (i-1) from 1 to N/2 yields a value proportional to N squared. This proves the lower bound of Shellsort's performance, demonstrating its inherent quadratic complexity.

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    Example: ith Element Position

    For array [1, 9, 2, 10, 3, 11, 4, 12, 5, 13, 6, 14, 7, 15, 8, 16], after sorting with gap size 2, the ith smallest element (i<=N/2) is in position 2i-1, illustrating the pattern.

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    Shellsort's Increments

    The Shell's increment is a specific sequence of gaps used in Shellsort. It has a direct impact on the algorithm's efficiency. The lower bound analysis in this context refers to the worst-case scenario using Shell's increments.

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    Shellsort Lower Bound Summary

    Shellsort's complexity is at least N squared in the worst-case scenario. This is a result of the specific increments used, leading to a significant number of moves required to arrange smaller elements to their correct positions. The analysis provides a lower bound on its performance.

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    What is Shellsort?

    Shellsort is a sorting algorithm that works by repeatedly sorting subarrays of the input array with increasing gap sizes, which are calculated using a specific increment sequence. It is a hybrid sorting algorithm that combines the advantages of insertion sort and merge sort. It is efficient for certain types of data, particularly partially sorted arrays, but can be slow for other types of data.

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    What is the worst-case complexity of Shellsort using Shell's increments?

    The worst-case running time of Shellsort, using Shell's increments, is Θ(N^2), where N is the number of elements in the array, meaning that in the worst case, it takes a time proportional to the square of the input size.

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    What is the lower-bound complexity of Shellsort?

    The lower bound of a sorting algorithm is the minimum time complexity it can achieve. In the case of Shellsort using Shell's increments, the lower bound is Θ(N^2), meaning that it cannot achieve better than quadratic time complexity, even in the best case scenarios.

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    What is the upper-bound complexity of Shellsort?

    The upper bound of a sorting algorithm is the maximum time complexity it can achieve. In the case of Shellsort using Shell's increments, the upper bound is also Θ(N^2), meaning that it cannot exceed quadratic time complexity, even in the worst case scenarios.

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    What are Shell's increments?

    Shell's increments are a specific sequence used in Shellsort to determine the gap sizes for the sorting process. These increments are based on the formula: h_i = (h_(i-1) * 3) + 1, starting with h_0 = 1. This sequence ensures a balanced and efficient sorting process.

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    How is the lower bound of Shellsort using Shell's increments proved?

    The proof for the lower bound of Shellsort using Shell's increments involves constructing a specific input array that forces Shellsort to perform a quadratic number of comparisons and data movements. This input array is carefully designed to maximize the number of comparisons required to sort it properly.

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    How is the upper bound of Shellsort using Shell's increments proved?

    The proof for the upper bound of Shellsort using Shell's increments is less straightforward. It involves showing that the algorithm cannot exceed a quadratic number of comparisons and data movements, even in the worst-case scenarios. This proof is based on analyzing the behavior of Shellsort and the properties of Shell's increments.

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    When is Shellsort a good choice for sorting?

    Shellsort is a practical and efficient sorting algorithm when the data is partially sorted or when the gap sequence is chosen carefully. It is particularly useful in scenarios where the data is already sorted, as it can achieve linear time complexity in such cases.

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    Total moves for N/2 smallest elements

    The total number of moves required to place the N/2 smallest elements in their correct positions is the sum of numbers from 1 to N/2-1. This is because each of these elements needs to be compared with progressively larger elements to find its final location.

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    Shellsort Worst Case Running Time

    Shellsort's worst-case running time is proportional to N squared. This is because the algorithm is essentially N/hk insertion sorts, each with a time complexity of O(N^2/hk).

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    Hibbard's Increments

    An ascending series of every other odd number, starting from 1 (1, 3, 7, 15, 31, etc.). It guarantees that successive increments have no common factors, resulting in more effective comparisons compared to Shell's increments.

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    Shellsort Worst Case with Hibbard's Increments

    The worst-case running time of Shellsort with Hibbard's increments is proportional to N to the power of 3/2. It represents the upper limit of how long the sorting might take.

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    Shellsort Average Case with Hibbard's Increments

    While the expected average-case running time of Shellsort is O(N^5/4) based on simulations, this hasn't been proven mathematically.

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    Issue with Shell's Increments

    The problematic nature of Shell's increments lies in their lack of relative primality. As smaller increments are applied, they fail to have a substantial impact on the sorting process because they are not independent.

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    Sedgwick's Increments

    Sedgwick's increment sequences aim to achieve a worst-case running time proportional to N to the power of 4/3. However, even with this improvement, the estimated average running time remains at O(N^7/6).

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    Shellsort Performance Summary

    Shellsort's worst-case running time using Hibbard's increments is O(N^3/2). However, the average-case performance is projected to be O(N^5/4), but this remains an unproven conjecture.

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    Study Notes

    Sorting

    • Sorting is a frequently used operation in computing.
    • Given an array of N comparable objects (A1, A2, A3, ..., AN), find a permutation of [1, 2, ..., N] (i1, i2, i3, ..., iN) such that ai1 ≤ ai2 ≤ ... ≤ aiN.
    • Many algorithms use sorting to implement other operations faster.

    Internal Sorting

    • All data to be sorted fits in the main memory.

    External Sorting

    • Sorting cannot be performed in main memory; external memory (e.g., disks) must be used.

    Comparison-Based Sorting

    • The keys of the items to be sorted come from an essentially infinite domain and can be compared using > and <.

    Important Parameters

    • Number of item comparisons
    • Number of item assignments
    • What happens to equal items?

    Basic Sorting Results

    • Any general-purpose sorting algorithm requires Ω(N log N) comparisons.
    • There are simple algorithms that sort in O(N2) time (e.g., insertion sort).
    • Shellsort runs in time O(N2), and is efficient in practice.
    • There are O(N log N) sorting algorithms.
    • Quicksort has an average time of O(N log N), but a worst-case time of O(N2); it is the best algorithm.
    • Among O(N log N) algorithms, the difference is in constant factors.

    Insertion Sort

    • Consists of N - 1 passes.
    • Interchanges are always between adjacent elements.
    • For pass p (1 ≤ p ≤ N - 1), relies on elements 0 through p - 1 being already sorted and ensures that elements 0 through p are sorted.
    • In pass p, move the element in position p left until it finds its correct place among the p + 1 elements.
    • Example shown with an initial state of 34, 8, 64, 51, 32, 21.

    Lower Bound

    • A simple lower bound for simple sorting algorithms that operate by interchanging adjacent elements can be proven.
    • An inversion in an array of numbers is any ordered pair (i, j) with i > j but indexOf(i) < indexOf(j). For example, in 34, 8, 64, 51, 32, 21 there are 9 inversions.
    • The average number of inversions in a permutation of N numbers is N(N-1)/4.
    • Any algorithm that sorts by exchanging adjacent elements requires Ω(N2) steps on average.
    • The most important implication is that any algorithm that runs faster than O(N2) must make comparisons and exchanges between far apart elements and eliminate more than one inversion per exchange.

    Shellsort

    • One of the first algorithms to break the quadratic time barrier.
    • It works by comparing elements that are distant.
    • The distance between comparisons decreases as the algorithm progresses. It is also called diminishing increment sort.
    • Shellsort uses a sequence of increments h1, h2, ..., ht.
    • Any increment sequence will do, as long as h1 = 1.
    • After a phase using some increment hk, for every i, we have a[i] ≤ a[i + hk]; all elements spaced hk apart are hk-sorted.
    • An important property is that an hk-sorted sequence that is then hk-1-sorted remains hk-sorted.
    • A typical example sequence is 1, 3, 5.
    • Worst-case running time of Shellsort, using Shell’s increments is O(N2).

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