SEBI's Regulatory Powers

FreeManticore avatar
FreeManticore
·
·
Download

Start Quiz

Study Flashcards

10 Questions

What is the minimum duration for a standard warning in audio-visual media based advertisements?

10 seconds

In what language should the standard warning be translated if the advertisement is issued in a language other than English?

The language of the advertisement

What is required in SMS/Message/Pop-up advertisements if the details are not mentioned?

Official website hyperlink

What disclaimer is required if specific securities are displayed in the advertisement as examples?

The securities quoted are for illustration only and are not recommendatory

What is the purpose of the disclaimer required in advertisements and communications with clients?

To inform that registration and membership do not guarantee performance or returns

What should be included in the official website if the details are not mentioned in SMS/Message/Pop-up advertisements?

Full name, logo, registered office address, SEBI registration number, and membership number

What is the purpose of the standard warning in audio-visual media based advertisements?

To inform clients of the risks involved

What should be the minimum number of words in the standard warning in audio-visual media based advertisements?

20 words

What is the requirement for the voice over reiteration in audio-visual media based advertisements?

It should be clear and understandable

Why is the standard warning required in audio-visual media based advertisements?

To comply with the regulatory requirements

Explore the role of SEBI in regulating and overseeing various entities in the securities market including stockbrokers, trustees, underwriters, and more. Learn about SEBI's authority over depositories, custodians, credit rating agencies, and other key players in the financial industry.

Make Your Own Quizzes and Flashcards

Convert your notes into interactive study material.

Get started for free

More Quizzes Like This

Use Quizgecko on...
Browser
Browser