Sarbanes-Oxley Act (SOX) Quiz

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Questions and Answers

Which act is designed to protect investors and the general public by establishing requirements regarding reporting and disclosure practices?

  • GLBA
  • NPI
  • PCAOB
  • SOX (correct)

Which act mandates the disclosure of an institution's information collection and information sharing practices?

  • NPI
  • SOX
  • PCAOB
  • GLBA (correct)

Which act established the Public Company Accounting Oversight Board (PCAOB)?

  • GLBA
  • PCAOB
  • NPI
  • SOX (correct)

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