Origins of Diplomacy: Nicolson

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Questions and Answers

According to Nicolson, what is the primary function of diplomacy?

  • Shaping foreign policy
  • Enforcing international law
  • Preventing crises and wars
  • Managing international relations through negotiation (correct)

According to the readings, diplomacy and foreign policy are the same thing.

False (B)

In what century did permanent embassies or legations begin to develop in diplomacy?

15th

The word "diplomacy" derives from the Greek word "______", meaning 'to fold'.

<p>diploun</p>
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What contribution did the Romans make to diplomatic practices?

<p>Emphasizing the sanctity of treaties and the idea of a &quot;right&quot; applicable to all (C)</p>
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According to Adler-Nissen, diplomacy always resolves conflicts without inadvertently creating new ones.

<p>False (B)</p>
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According to the readings, what is one of the main roles that traditional diplomats play as mediators?

<p>Building bridges between nations</p>
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In negotiation as a joint decision-making process, both parties aim for an outcome that is better than the ______.

<p>status quo</p>
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According to Zartman, what is power's role in negotiation?

<p>It allows parties to modify each other's evaluation of the items at stake. (B)</p>
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According to Jonsson, diplomacy is exclusively the domain of state actors.

<p>False (B)</p>
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According to Schelling, what can be more effective in negotiation than intelligence, strength, or resources?

<p>The power to bind oneself</p>
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According to Schelling, the key to commitment tactics is to voluntarily and ______ limit one's freedom of choice.

<p>irreversibly</p>
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According to Schelling, which of the following enhances credibility in negotiation?

<p>Making your position true by changing your circumstances (B)</p>
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According to Schelling, communication has no effect on the bargaining outcome.

<p>False (B)</p>
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What principles are relevant to understanding limited war, according to Schelling?

<p>Tacit bargaining</p>
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According to Oye, cooperation under anarchy examines why cooperation emerges between states in some cases, but not others, given the ______ nature of the international system.

<p>anarchic</p>
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In Oye's analysis, what are the three key dimensions that influence cooperation?

<p>Payoff structure, the shadow of the future, and the number of players involved (B)</p>
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According to Oye, the number of players involved in a situation does not affect the likelihood of cooperation.

<p>False (B)</p>
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According to Morrow, what does linkage involve in crisis bargaining?

<p>Introducing a new issue into the crisis</p>
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The act of offering a linkage deal can be misinterpreted as ______ by the receiving state, potentially leading to the offer's rejection, according to Morrow.

<p>weakness</p>
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According to Putnam, diplomacy occurs:

<p>At the intersection of domestic politics and international relations (A)</p>
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According to Nicholson, "new diplomacy" emphasizes secrecy and limited public knowledge.

<p>False (B)</p>
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What term does Putnam use to describe the range of outcomes that would be acceptable to a negotiating party?

<p>Win-set</p>
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According to Putnam, domestic politics shape each side's ______.

<p>win-set</p>
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According to James and Quaglia's analysis of Brexit negotiations, what forced UK and EU negotiators to adopt early hawkish negotiating positions?

<p>Political and regulatory constraints (B)</p>
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According to the lectures, states are unitary actors with unified interests.

<p>False (B)</p>
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According to the lectures, what might a country's choices reflect instead of unitary interests?

<p>Domestic politics</p>
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According to Haas, people often fail to calculate probabilites ______.

<p>accurately</p>
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Haas refers to prospect theory as a critique of which of the following?

<p>Expected-utility theory (EUT) (A)</p>
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EUT assumes assessment of probabilities is context-dependent.

<p>False (B)</p>
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According to Wong, what might be key to meaningful diplomatic communication, considering the limitations of relying solely on words?

<p>Emotions</p>
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According to Hafner-Burton, LeVeck & Victor, if diplomats know their leader won't follow through on agreements, they are less likely to negotiate for fear of ______.

<p>repercussions</p>
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Match the game theory concept to its potential real-world implication.

<p>Schelling's Commitment = A nation publicly declares a non-negotiable stance to increase bargaining power. Prisoner's Dilemma = Countries engage in an arms race despite mutual interest in reduced military spending. Coordination Game = Multiple nations adopt the same technical standards to facilitate trade and communication. Chicken = Two rival states escalate a crisis, risking war, to test each other's resolve.</p>
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According to Acharya, what helps new ideas gain "traction" within a culture?

<p>Adaptation to the indigenous culture (D)</p>
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According to Power and Weakness, what does Europe prefer over force?

<p>Diplomacy and persistence (A)</p>
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Which of the following best describes Blyth's argument about Trumpism?

<p>It is a finance backlash in response to debt and dependency coupled with structural forces. (C)</p>
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According to lecture, power can be seen as a tautology.

<p>True (A)</p>
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According to lecture, what should today's multi-ethnic and multi-religious states avoid when designing their constitutions?

<p>Exclusion</p>
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Flashcards

What is Diplomacy?

Management of international relations through negotiation.

Diplomat's Role

Evolved from simple messengers to skilled orators to trained observers.

Diplomacy: Traditional View

Traditional diplomats build and repair bridges between nations during crises.

Mediation in Diplomacy

Mediation involves facilitating communication and understanding between entities.

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Diplomacy's Paradox

Can inadvertently produce crises, fuel wars, and deepen conflicts.

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Diplomat Responsibility

Acknowledging political role and taking responsibility for actions.

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Diplomacy's Evolution

Shift from system maintenance to governance, constructing an integrated global order.

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Mediation's Blind Spot

Obscures power dynamics and political implications of diplomatic actions.

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Diplomacy's Scope

Involves navigating power relations, shaping policy, constructing a shared lifeworld.

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Negotiation

A distinct decision-making mode with unique characteristics.

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Negotiation's Core

Multiple parties combining conflicting viewpoints into a single decision.

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Negotiation's Goal

Both parties aim for an outcome better than the status quo.

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Negotiation Traits

Fixed parties, flexible values, joint decision-making with shared power.

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Negotiation's Formula

Finding a general formula that defines items under discussion.

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Diplomacy

Peaceful conduct of relations between political entities.

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Broader Diplomacy View

Viewing diplomacy as a system of representation and communication.

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Negotiation Definition

Negotiation as a process for settlement and discussion.

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Bargaining Definition

Manipulation of preferences to influence choices and strategies.

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Diplomacy aims for...

Peace understood mostly in terms of stability, avoiding war.

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Universal and Particular

Communities defined by shared attributes, separated by cultural differences.

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Diplomat as...

Diplomats act as bridge-builders, translators, mediators.

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Diplomacy Origin

Origin is a timeless problem, ordered conduct between differing groups.

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Bargaining Power

Power to bind oneself can be more effective.

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Commitment Tactics

Limit one's freedom of choice; make consequences if you back down.

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Persuasion in Negotiation

The statement of truth.

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Credible Threat

Demonstrate incentivize, carry out the mutual harm.

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Promise to Believe Trust

Ability to use self binding promise for agreement.

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Cooperation on Anarchy

Question why cooperation emerges between states.

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Payoff Structure

Cooperation is influenced by the gains of mutual cooperation.

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Number of Players

Cooperation becomes more difficult as actors increase.

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Strategies of Reciprocity

Promote cooperation, linking present behavior to future benefits.

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Linkage in Crisis Bargaining

Introduce a new issue into the crisis to create a mutually beneficial outcome.

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Signaling Challenges

Offering a linkage deal, weak by the receiving state.

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Classic Political Perspective

Outcomes based on state strengths and weaknesses; leaders choice.

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Rational Original Insight

Calculations of cost and benefits based on interests.

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Decision based on...

Interests matters; what motivates us.

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Expected utility theory

Utility is valued outcome

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Game theory

The others influence, is interest.

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2 by 2

Each side has choices cooperate & defect.

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Study Notes

Origins of Organized Diplomacy - Nicolson

  • Diplomacy involves managing international relations by negotiation.
  • Diplomacy differs from foreign policy; the former is executed by professionals, while the latter is government's domain.
  • Diplomacy's origin is ancient, preceding recorded history.
  • The diplomat's role has changed over time, from simple messengers to skilled orators and trained observers.
  • Diplomatic developments in the 15th century led to permanent embassies in Italy.
  • The word "diplomacy" comes from the Greek "diploun," referring to folding and sealing documents.
  • Greeks contributed systems for consistent diplomatic relations and recognizing the need for rules in international interactions.
  • Romans contributed international law, emphasizing treaties' sanctity and the "right" applicable to all.
  • Byzantines created the professional diplomat by tasking envoys with gathering information and reporting on foreign countries' conditions.

"Just Greasing the Wheels?" - Adler-Nissen

  • Diplomats are traditionally viewed as mediators who build and mend relationships, especially in crises.
  • Mediation in diplomacy involves promoting communication and understanding among states, people, and ideas.
  • Diplomacy may inadvertently cause crises, fuel wars, and worsen conflicts, despite its aim to resolve them.
  • Diplomats inevitably take sides and influence policy, challenging the notion that they are custodians of international society
  • Diplomats need to recognize their political role and be accountable for actions, especially in crises.
  • A shift from system maintenance to governance occurs in diplomacy, with diplomats building a more connected international order.
  • Power dynamics and political implications of diplomatic actions can be obscured with a focus on mediation.
  • Diplomacy involves navigating power relations, shaping policy, and constructing a shared international lifeworld.

Negotiation as a Joint Decision-Making Process - Zartman

  • Negotiation is a unique decision-making method.
  • Negotiation includes minimum two parties that combine differing views into a single decision.
  • The goal for all negotiating parties is an outcome better than the status quo with mutual agreement.
  • Fixed parties, flexible values, and both parties having power characterize negotiation.
  • Often negotiation involves finding a general formula to define discussion items and provide an agreement framework.
  • Existing negotiation theories, such as concession/convergence, are critiqued because they often miss real-world negotiation complexity.
  • Power plays a key role in allowing parties to change their evaluations on the items at stake.
  • Negotiation is shaped by the interaction of the parties, their strategies, and power.
  • Seeing negotiation as a formula/detail process betters prescriptive advice and can increase a positive public attitude.

Diplomacy, Bargaining, Negotiation - Jonsson

  • Diplomacy can be defined as political entities including states' conduct of peaceful relations.
  • Views of diplomacy include diplomacy as foreign policy and diplomacy as a system of representation and communication.
  • History of diplomacy stretches from ancient Greece to the modern state, highlighting contributions to the development of diplomatic practices.
  • Contemporary issues include new actors, technology's impact, and the changing nature of international relations.
  • Negotiation is central to diplomacy, defining it as international relations by way of negotiation.
  • Different approaches, research methods, and key findings make up an overview of international negotiation.
  • The role of culture, asymmetrical negotiations, side-effects, mediation, context, institution and dynamics are key to international negotiation.

Nicholson’s Definition

  • According to Nicolson, diplomacy is diplomacy is not exclusively foreign policy, foreign service, international law, or negotiation
  • Diplomacy manages international relations by negotiation.
  • Ambassadors/envoys adjust and manage these relations, so it is the business/art of diplomats

Nicholson, Solving a Problem

  • Diplomacy's origin is to maintain relations between different groups of humans

Universal and Particular

  • Communities consist of commonalities within culture/authority, but are separated by differences
  • Diplomats are bridge-builders, translators, and mediators
  • The diplomatic community is constituted by shared culture and responsibilities
  • Third culture is coined by Neumann

Nicholson, Evolution of the Ambassador

  • Cavemen: Armistice and common language required diplomats to be brave
  • Classical Greece: Direct democracy required diplomats to be orators
  • Classical Rome: Far-flung empires required diplomats to be administrators
  • Italian city states: Sovereignty and alliances required diplomats to be gossipers or spies
  • French Empire: Standardized rituals required diplomats to be record-keepers or socialites
  • American Hegemony: Representative democracy demands that diplomats are political insiders

Nicholson’s Foundations

  • Diplomacy is universal and timeless in solving its universal aim; details change over time
  • Diplomacy relates states, and individual people or groups complicate the connection of states
  • States have interests in common and in conflict
  • Diplomats protect national interests, and share professional commitment to peace
  • Peace is mostly stability or non-war, not justice or progress
  • The major, Western powers matter to diplomacy, with the other places only important when they complicate major power relations

A question of perspective

  • Perspectives on what is universal, important and timeless are influenced by education, class, race, gender etc.

“Custodians of International Society”

  • Priorities involve order, stability, peace vs justice, and whose interests lie within post-war settlements

Mediator vs Representative

  • Nicholson describes diplomats as representative vs moral mediator
  • Determine if diplomats perform task for leader or state, have agenda beyond instructions etc.

Integrative vs. distributive

  • Mixed motives describe deal making
  • Think about power, politics, and who wins and loses

Effecting vs. “greasing”

  • Consider if diplomacy truly matters in structural theories like realism, where action is not talking
  • Diplomacy just smoothes over inevitability like greasing gears
  • Adler-Nissen concludes diplomacy creates a better alternative to force in a way of thinking

Diplomacy versus Politics

  • Involves mediation but not taking sides, is it compromise or evasion of responsibility?
  • Intervention with diplomacy suggests colonial mindsets, or addressing issues of other countries
  • Diplomacy as a technique of steering clear of troublesome topics is possibly playing into hands of bad players

Splitting hairs

  • Diplomacy encompasses institutions to manage the relationship of countries
  • Negotiation process to settle in talk
  • Bargaining describes choices of strategy

Zartman: negotiation as a mode of decision-making

  • Decision comes by vote or coalition where "power" comes from numbers as a non-hierarchical, zero-sum exchange
  • Judication describes decision made by one on behalf of all and a lack of rationale
  • Negotiation assumes all parties has mixed motives and desire a deal of no hierarchy

Types of decision making

  • Dictatorships result in judication such as in North Korea
  • Coalitions and negotiations result where laws come from in Canada
  • Company sales depend on negotiation
  • Dinner plans depend on coalition

Process 1: Concession-convergence

  • The "folk wisdom" theory was popular in 1950s and 1960s
  • Parties reach acceptable compromise by values on two-dimensional continuum, making counter offers
  • Influences include how much each party wants to concede
  • Process results in best possibility if parties aim to find compromise

Why not “inching”?

  • Set of all values not so discrete Ex: Bargain over which values are in play Ex: Making a deal on a car
  • This theory isn't so continuous Ex: Bargain over how things can be divided up

Process 2: Zartmna’s formula-details

  • People tend to avoid haggle, seem bitrary, convince side settle, not just wanting them walk
  • Parties desire outcome be fair and appropriate

Two step process

  • Argue definitions fair outcome
  • Moral and legal, shoot expected proposals
  • Step 2 Translate into terms

What's missing?

  • Power
  • Strategy
  • Prioritization
  • Culture
  • Perceptions
  • Other stuff

Schelling, An Essay on Bargaining

  • Bargaining Power: ability to bind oneself is stronger than intelligence, strength, resources
  • Commitment Tactics: Limit choice so that others think you won’t back out voluntarily
  • Persuasion: Easier to convince truth than lie when making position true
  • Threats: Prove incentive for it to occur even if involve harm
  • Promises: Ability to binding crucial for agreements
  • Communication: Drastically alter outcome
  • Limited War: Tacit bargaining crucial limited

Oye, Cooperation under Anarchy

  • Theme is why cooperation emerges to states but not always
  • Game Theory analyzes cooperation with framework of state hindrance
  • Three Dimensions of Cooperation: payoff and interaction
  • Payoff Structure: State receives structure of their gains influenced by relative outcomes
  • Shadow of Future: States future interactions likely to cooperate avoid jeopardizing interaction
  • Number of Players:Likely of cooperation to hard, to increase cost transaction

Morrow, Signaling Difficulties with Linkage in Crisis Bargaining

  • Under Anarchy, the states cooperate international crises with no authority
  • Introducing an issue for outcome help avoid war
  • Misinterpreted as weakness with rejection
  • Condition:
  • The sender must be not overwhemlling,
  • must be advantage first,
  • receiver will be more response to offer

Rational choice questions

  • Look to the choice rather than chooser
  • Make assumptions but what decide will are like-strategic on interests
  • Some are rational and bad to difficult which all is possible given them

Expectations of Utility Theory

  • Chooser identify options pick like to bring mix best costs
  • If all is of valued etc realized
  • Ordered, big assumptions

Game Theory of Interactions

  • In two choices choices, combine then lead irrational
  • Look over preferences given of one’s own and etc

Prisoner’s Dilemma

  • Has dominated
  • Has decision effects?
  • Get out with, the Change, change etc
  • Shadow future
  • Multiple outcomes

IR Liberals with cooperation

  • Institutions breakdown etc for piece and make info that help
  • Ex, Shadow and etc

Why make choice?

  • Dominated it
  • Both help, and have guarantee
  • Making the person decide

Commitment

  • How would make sure
  • gain by control
  • Bargaining: Make believable or reputation in market

Game Theory

  • The core thing, see sides to look over preferences it
  • Situation future, times or means that is the question

What's there:

  • Harmony, Deadlock, Stag, Prisoners and then Chicken -Coersive Linkage on Y or another to the X headed
  • Some have what of prior is also promise that all will show

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