NISM Social Auditors Certification Examination Workbook
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Questions and Answers

Where is the National Institute of Securities Markets (NISM) located?

  • Chennai
  • Delhi
  • Mumbai (correct)
  • Kolkata
  • What is the primary focus area of NISM?

  • Capacity building in the field of agriculture
  • Space research and technology
  • Enhancing environmental sustainability
  • Professional education in financial markets (correct)
  • Which sector does NISM work closely with in the area of financial education?

  • Financial sector regulators (correct)
  • Education
  • Healthcare
  • Agriculture
  • What is the main purpose of the workbook developed by NISM?

    <p>Preparing for a social auditors certification examination</p> Signup and view all the answers

    What does NISM engage in among stakeholders in the securities markets?

    <p>Capacity building through professional education</p> Signup and view all the answers

    What is strictly prohibited regarding the reproduction of the NISM publication?

    <p>Reproduction without prior permission of the publishers</p> Signup and view all the answers

    What is the primary aim of NISM Certification programs?

    <p>To develop and conduct certification examinations and CPE programs for professionals in the financial services sector</p> Signup and view all the answers

    What does NISM's School for Certification of Intermediaries (SCI) focus on?

    <p>Ensuring professionals meet the defined minimum common knowledge benchmark</p> Signup and view all the answers

    What is the significance of NISM certification examinations and training programs?

    <p>They provide a structured learning plan and career path to students and job aspirants</p> Signup and view all the answers

    What is the main focus of NISM Certifications?

    <p>Equities and mutual funds</p> Signup and view all the answers

    What does the disclaimer in the publication emphasize?

    <p>That the publication is meant for general reading and educational purpose only</p> Signup and view all the answers

    What does the workbook developed by NISM cover?

    <p>It assists candidates in understanding myriad aspects of Social Stock Exchange and Social Auditing</p> Signup and view all the answers

    What does NISM support candidates with in preparing for NISM Examinations?

    <p>Lucid and focused workbooks to assist in understanding the subject</p> Signup and view all the answers

    What does the publication disclaimer caution readers about?

    <p>Seeking professional advice before acting on any theme or following any recommendation in the publication</p> Signup and view all the answers

    'Till March 2022, how many certificates has NISM issued through its Certification Examinations and CPE Programs?'

    <p>&gt; 15 lakh certificates</p> Signup and view all the answers

    Study Notes

    National Institute of Securities Markets (NISM)

    • Located in India
    • Primary focus area: Financial Education and Certification

    Partnership and Education

    • Works closely with the Financial Sector in the area of Financial Education
    • Main purpose of the workbook developed by NISM: To educate and train candidates in the Securities Markets

    Stakeholder Engagement

    • Engages in dialogue among stakeholders in the Securities Markets

    Publication and Certification

    • Strictly prohibited: Reproduction of the NISM publication without permission
    • Primary aim of NISM Certification programs: To enhance the quality of intermediaries in the Securities Markets
    • NISM's School for Certification of Intermediaries (SCI) focuses on: Certification and Training of Intermediaries

    Certification Significance

    • Significance of NISM certification examinations and training programs: Ensures competence and quality of Securities Industry professionals
    • Main focus of NISM Certifications: Developing expertise in the Securities Markets

    Publication Disclaimer

    • Disclaimer in the publication emphasizes: Non-responsibility of NISM for any consequences of decisions based on the publication

    Preparation and Support

    • Covers: Concepts and practices of the Securities Markets
    • Supports candidates with: Study materials and resources to prepare for NISM Examinations

    Certifications and Achievements

    • Till March 2022, NISM issued: Over 20 million certificates through its Certification Examinations and CPE Programs

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    Description

    Prepare for the National Institute of Securities Markets (NISM) Social Auditors Certification Examination with this workbook. Developed by the National Institute of Securities Markets, this workbook is designed to help candidates in their exam preparation.

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