NISM Social Auditors Certification Examination Workbook

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Questions and Answers

Where is the National Institute of Securities Markets (NISM) located?

  • Chennai
  • Delhi
  • Mumbai (correct)
  • Kolkata

What is the primary focus area of NISM?

  • Capacity building in the field of agriculture
  • Space research and technology
  • Enhancing environmental sustainability
  • Professional education in financial markets (correct)

Which sector does NISM work closely with in the area of financial education?

  • Financial sector regulators (correct)
  • Education
  • Healthcare
  • Agriculture

What is the main purpose of the workbook developed by NISM?

<p>Preparing for a social auditors certification examination (A)</p> Signup and view all the answers

What does NISM engage in among stakeholders in the securities markets?

<p>Capacity building through professional education (A)</p> Signup and view all the answers

What is strictly prohibited regarding the reproduction of the NISM publication?

<p>Reproduction without prior permission of the publishers (A)</p> Signup and view all the answers

What is the primary aim of NISM Certification programs?

<p>To develop and conduct certification examinations and CPE programs for professionals in the financial services sector (B)</p> Signup and view all the answers

What does NISM's School for Certification of Intermediaries (SCI) focus on?

<p>Ensuring professionals meet the defined minimum common knowledge benchmark (C)</p> Signup and view all the answers

What is the significance of NISM certification examinations and training programs?

<p>They provide a structured learning plan and career path to students and job aspirants (D)</p> Signup and view all the answers

What is the main focus of NISM Certifications?

<p>Equities and mutual funds (A)</p> Signup and view all the answers

What does the disclaimer in the publication emphasize?

<p>That the publication is meant for general reading and educational purpose only (B)</p> Signup and view all the answers

What does the workbook developed by NISM cover?

<p>It assists candidates in understanding myriad aspects of Social Stock Exchange and Social Auditing (D)</p> Signup and view all the answers

What does NISM support candidates with in preparing for NISM Examinations?

<p>Lucid and focused workbooks to assist in understanding the subject (A)</p> Signup and view all the answers

What does the publication disclaimer caution readers about?

<p>Seeking professional advice before acting on any theme or following any recommendation in the publication (A)</p> Signup and view all the answers

'Till March 2022, how many certificates has NISM issued through its Certification Examinations and CPE Programs?'

<p>&gt; 15 lakh certificates (D)</p> Signup and view all the answers

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Study Notes

National Institute of Securities Markets (NISM)

  • Located in India
  • Primary focus area: Financial Education and Certification

Partnership and Education

  • Works closely with the Financial Sector in the area of Financial Education
  • Main purpose of the workbook developed by NISM: To educate and train candidates in the Securities Markets

Stakeholder Engagement

  • Engages in dialogue among stakeholders in the Securities Markets

Publication and Certification

  • Strictly prohibited: Reproduction of the NISM publication without permission
  • Primary aim of NISM Certification programs: To enhance the quality of intermediaries in the Securities Markets
  • NISM's School for Certification of Intermediaries (SCI) focuses on: Certification and Training of Intermediaries

Certification Significance

  • Significance of NISM certification examinations and training programs: Ensures competence and quality of Securities Industry professionals
  • Main focus of NISM Certifications: Developing expertise in the Securities Markets

Publication Disclaimer

  • Disclaimer in the publication emphasizes: Non-responsibility of NISM for any consequences of decisions based on the publication

Preparation and Support

  • Covers: Concepts and practices of the Securities Markets
  • Supports candidates with: Study materials and resources to prepare for NISM Examinations

Certifications and Achievements

  • Till March 2022, NISM issued: Over 20 million certificates through its Certification Examinations and CPE Programs

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