NISM-Series-XXI-A Certification Prep Workbook
6 Questions
0 Views

NISM-Series-XXI-A Certification Prep Workbook

Created by
@RealisticEpigram2412

Podcast Beta

Play an AI-generated podcast conversation about this lesson

Questions and Answers

What is the purpose of NISM Certification programs?

  • Ensure compliance with legal regulations
  • Enhance the quality and standards of professionals (correct)
  • Provide job guarantees
  • Offer financial products for sale
  • NISM has issued more than 17 lakh certificates as of March 2023.

    True

    What does NISM stand for?

    National Institute of Securities Markets

    What is emphasized in NISM's workbooks?

    <p>Understanding the subject and preparing for NISM Examinations</p> Signup and view all the answers

    NISM supports candidates by providing ______ workbooks.

    <p>lucid and focused</p> Signup and view all the answers

    Match the following terms with their descriptions:

    <p>Portfolio Management = Process of managing investments Certification Examination = Test to validate knowledge and skills CPE Programs = Continuing Professional Education initiatives Financial Literacy = Understanding financial concepts and products</p> Signup and view all the answers

    Study Notes

    Overview of NISM

    • NISM stands for the National Institute of Securities Markets, dedicated to enhancing professional education and certification in financial markets.
    • Aims to build capacity among financial market stakeholders through education, literacy, and governance standards.

    Certification Programs

    • Focuses on developing professionals in various financial services segments.
    • Offers NISM certifications to establish knowledge benchmarks for areas like Equities, Mutual Funds, and Compliance.
    • Provides structured learning plans and career paths for students and job aspirants.

    Portfolio Management Services (PMS) Certification

    • The workbook is geared toward preparing candidates for the NISM-Series-XXI-A PMS Distributors Certification Examination.
    • Topics include fundamentals of investments, securities markets, and the roles of portfolio managers.

    Content Scope

    • Covers investing in stocks, fixed income securities, derivatives, and mutual funds.
    • Discusses operational aspects of portfolio management services and the entire portfolio management process.
    • Includes performance measurement and evaluation of portfolio managers.

    Regulatory and Ethical Aspects

    • Highlights taxation, regulatory frameworks, and governance challenges related to portfolio management.
    • Emphasizes the importance of ethical practices in financial management.

    Reach and Impact

    • As of March 2023, NISM has issued over 1.7 million certificates through certification examinations and Continuing Professional Education (CPE) programs.

    Disclaimer Information

    • Content is for educational purposes; not a personal investment guide.
    • Users should seek professional advice before making investment decisions.
    • NISM and SEBI do not endorse the contents or assume responsibility for actions based on this information.

    Studying That Suits You

    Use AI to generate personalized quizzes and flashcards to suit your learning preferences.

    Quiz Team

    Description

    Prepare for the NISM-Series-XXI-A Portfolio Management Services (PMS) Distributors Certification Examination with this comprehensive workbook. It offers insights and practice questions to help candidates confidently navigate the certification process. Enhance your understanding of portfolio management concepts essential for success in the exam.

    More Like This

    Use Quizgecko on...
    Browser
    Browser