NISM Series XV: Research Analyst Exam Prep
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NISM Series XV: Research Analyst Exam Prep

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Questions and Answers

What is the purpose of the workbook for NISM-Series-XV?

To assist candidates in preparing for the National Institute of Securities Markets Certification Examination for Research Analyst.

NISM is a leading provider of professional education only in financial markets.

False

Which of the following areas do NISM certification programs cater to? (Select all that apply)

  • Compliance (correct)
  • Equities (correct)
  • Real Estate
  • Derivatives (correct)
  • How many certificates had NISM issued up until March 2023?

    <p>More than 17 lakh certificates.</p> Signup and view all the answers

    NISM's School for Certification of Intermediaries develops and conducts __________.

    <p>certification examinations and Continuing Professional Education programs.</p> Signup and view all the answers

    What does NISM's certification aim to enhance?

    <p>The quality and standards of professionals employed in various segments of the financial services sector.</p> Signup and view all the answers

    The contents of the NISM publication are a personal recommendation for investment.

    <p>False</p> Signup and view all the answers

    What are the key topics covered in the workbook?

    <p>Basics of Indian securities markets, terminology, fundamental research, macroeconomic analysis, company analysis, risk and return principles, and writing research reports.</p> Signup and view all the answers

    Study Notes

    Overview of NISM and Certification

    • NISM (National Institute of Securities Markets) is a key organization for professional education and certification in financial markets.
    • It focuses on capacity building in securities markets through education and training.
    • NISM collaborates with financial sector regulators to promote financial literacy and governance.

    Research Analyst Certification Examination (NISM-Series-XV)

    • This workbook is designed for candidates preparing for the NISM-Series-XV: Research Analyst Certification Examination.
    • The workbook version is May 2023 and includes crucial topics for effective company research.
    • NISM has issued over 1.7 million certificates through its certification examinations and Continuing Professional Education (CPE) programs.

    Key Components of the Workbook

    • Basics of Indian securities markets and essential terminologies used in equity and debt markets.
    • Fundamental research methodologies: top-down and bottom-up approaches.
    • Principles of micro and macroeconomic analysis and key industry drivers.
    • Qualitative and quantitative dimensions for comprehensive company analysis.
    • Concepts of risk, return, and valuation principles relevant to investments.
    • Covering corporate actions and understanding the regulatory environment.
    • Guidelines for writing effective research reports.

    Importance of NISM Certifications

    • Certification programs set knowledge benchmarks for various market functions, including equities and compliance.
    • They cater to diverse segments of financial intermediaries focusing on specific product lines and operational areas.
    • Teaching structured learning paths, encouraging career development for students and job seekers in securities markets.

    Disclaimer Information

    • The publication is not an endorsement or recommendation by NISM or SEBI.
    • It serves educational purposes and should not be considered investment advice.
    • Users should seek professional guidance before acting on the content provided.

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    Description

    Prepare effectively for the NISM-Series-XV Research Analyst Certification Examination with this workbook. It is designed to enhance your understanding of market research and analysis, helping you succeed in your certification journey.

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