NISM Series XV Research Analyst Exam
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NISM Series XV Research Analyst Exam

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Questions and Answers

What is the primary purpose of the NISM workbook for Research Analyst Certification Examination?

  • To assist candidates in preparing for the certification examination (correct)
  • To provide financial literacy to the general public
  • To enhance policies of financial sector regulators
  • To promote financial products and services
  • Which organization is responsible for publishing the workbook for the Research Analyst Certification Examination?

  • National Institute of Securities Markets (correct)
  • Financial Sector Regulatory Authority
  • Securities and Exchange Board of India
  • Indian Institute of Finance
  • When is the current version of the NISM workbook applicable for candidates appearing for the examination?

  • Before June 30, 2023
  • On or after June 30, 2023 (correct)
  • Anytime during 2023
  • Only during the first half of 2023
  • What roles does NISM focus on enhancing through its certification programs?

    <p>Quality and standards of professionals in the financial services sector</p> Signup and view all the answers

    What is included in NISM's engagement initiatives within the financial markets?

    <p>Capacity building among stakeholders in securities markets</p> Signup and view all the answers

    Where is the registered office of NISM located?

    <p>Mumbai</p> Signup and view all the answers

    What is strictly prohibited regarding the reproduction of the NISM workbook?

    <p>Reproduction without prior permission</p> Signup and view all the answers

    What type of educational initiatives does NISM prioritize?

    <p>Policy research and governance standards in finance</p> Signup and view all the answers

    What is the primary purpose of NISM’s School for Certification of Intermediaries (SCI)?

    <p>To develop certification examinations and educational programs.</p> Signup and view all the answers

    Which of the following areas do NISM certification examinations cover?

    <p>Compliance, operations, and advisory functions.</p> Signup and view all the answers

    How many certificates has NISM issued through its Certification Examinations and CPE Programs until March 2023?

    <p>Over 17 lakh certificates.</p> Signup and view all the answers

    What type of learning resources does NISM provide to support candidates?

    <p>Lucid and focused workbooks.</p> Signup and view all the answers

    Which of the following topics is NOT covered in the NISM research preparation book?

    <p>Real estate investments.</p> Signup and view all the answers

    What aspects are covered in NISM's research report preparation guidance?

    <p>Qualitative and quantitative dimensions of company analysis.</p> Signup and view all the answers

    What is required for a professional career in the Securities markets according to NISM?

    <p>Completion of structured learning and training programs.</p> Signup and view all the answers

    What essential element is NOT needed for writing a good research report per the guidelines provided by NISM?

    <p>Personal investment in the companies being researched.</p> Signup and view all the answers

    Study Notes

    Overview of NISM and Certification

    • NISM (National Institute of Securities Markets) provides education, certifications, and training in financial markets.
    • It promotes capacity building among stakeholders in the securities market through education and governance improvement.
    • Collaborates with financial sector regulators to enhance financial literacy and professional standards.

    Research Analyst Certification Examination

    • NISM-Series-XV focuses on preparing candidates for the Research Analyst Certification Examination.
    • Workbook version released in May 2023 for candidates appearing after June 30, 2023.
    • Aims to raise the quality of professionals in various financial services sectors.

    Key Components of the Workbook

    • Covers essentials for conducting research on companies and understanding Indian securities markets.
    • Topics include:
      • Terminology in equity and debt markets.
      • Top-down and bottom-up fundamental research approaches.
      • Micro and macro-economic analysis principles.
      • Key industry drivers influencing market trends.
      • Qualitative and quantitative analysis for company performance evaluation.
      • Fundamentals of risk and return, valuation principles, and corporate actions.
      • Regulatory environment affecting research practices.
      • Guidelines for writing effective research reports.

    Achievements and Impact

    • Over 1.7 million certificates issued through NISM's certification exams and Continuing Professional Education (CPE) programs as of March 2023.
    • Provides structured learning paths for students and job seekers in the securities markets.

    Disclaimer

    • Content in the workbook is for educational purposes and does not imply endorsement by NISM or SEBI.
    • It is not intended as an investment guide.

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    Description

    Prepare for the NISM-Series-XV Research Analyst Certification Examination with this comprehensive workbook. It is designed to help candidates master the necessary knowledge and skills required for the exam. Review key concepts and practice questions to enhance your readiness.

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