NISM Series IX: Merchant Banking Certification Exam Quiz and Flashcards

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Questions and Answers

What is the purpose of the NISM-Series-IX workbook?

To engage in capacity building among stakeholders in various industries

To provide information about financial markets

To offer professional education in diverse fields

To assist candidates in preparing for the Merchant Banking Certification Examination (correct)

Where is the NISM Patalganga Campus located?

NCL Co-operative Society, Bandra Kurla Complex

Taluka-Khalapur, District Raigad

Village Mohopada, Raigad (correct)

Bandra East, Mumbai

What does NISM specialize in?

Enhancing governance standards in the securities markets

Offering professional education and certifications in financial markets (correct)

Conducting policy research in various industries

Providing technical research in the field of finance

What is prohibited without prior permission of the publishers?

Reproduction of the publication in any form Signup and view all the answers

Which area does NISM strive to enhance governance standards in?

Securities markets Signup and view all the answers

What is the primary aim of NISM Certification programs?

To enhance the quality and standards of professionals in financial services sector Signup and view all the answers

What does NISM engage in with stakeholders in the securities markets?

Capacity building Signup and view all the answers

What is the role of NISM’s School for Certification of Intermediaries (SCI)?

To develop and conduct certification examinations and Continuing Professional Education (CPE) programs Signup and view all the answers

What do NISM certifications establish knowledge benchmarks for?

Market products and functions such as Equities, Mutual Funds, Derivatives, Compliance, Operations, Advisory, and Research Signup and view all the answers

What is the purpose of NISM certification examinations and training programs?

To provide a structured learning plan and career path to students and job aspirants in the Securities markets Signup and view all the answers

How many individuals had NISM certified through its Certification Examinations and CPE Programs till March 2023?

1.7 million Signup and view all the answers

What does the workbook provided by NISM cover?

Functional aspect of Merchant Bankers, including terminologies, issue management process, obligations, and role in acquisitions Signup and view all the answers

What is the common minimum knowledge benchmark aimed at by NISM for employees working with SEBI registered Merchant Bankers?

$1 common minimum knowledge benchmark Signup and view all the answers

Who has reviewed the version of the workbook provided by NISM?

AIBI representatives Signup and view all the answers

Study Notes

NISM Overview

The primary aim of NISM Certification programs is to establish a common minimum knowledge benchmark for individuals working in the securities industry.
NISM engages in stakeholders' capacity building in the securities markets.

NISM Campus

The NISM Patalganga Campus is located in Patalganga.

Specialization

NISM specializes in securities education, certification, and research.

Governance

NISM strives to enhance governance standards in the securities industry.

Certification

NISM certifications establish knowledge benchmarks for individuals working in the securities industry.
The purpose of NISM certification examinations and training programs is to establish a common minimum knowledge benchmark.
The common minimum knowledge benchmark aimed at by NISM is for employees working with SEBI registered Merchant Bankers.
As of March 2023, NISM has certified over 7 million individuals through its Certification Examinations and CPE Programs.

School for Certification of Intermediaries (SCI)

The role of NISM's School for Certification of Intermediaries (SCI) is to provide certification and training programs for intermediaries.

Workbook

The workbook provided by NISM covers the NISM-Series-IX certification program.
The workbook has been reviewed by a reviewer appointed by NISM.
Reproduction of the workbook in any form is prohibited without prior permission of the publishers.

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Description

Prepare for the NISM Certification Examination for Merchant Banking with this workbook developed by the National Institute of Securities Markets (NISM). It contains essential study material to help candidates succeed in the examination.