Legal Ethics and Client Relations Quiz

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Questions and Answers

Which of the following is NOT a typical example of a legal fee that a client might be required to pay?

  • Long-distance telephone charges
  • Court filing fees
  • Expert witness fees
  • Cost of travel to a conference (correct)

What is the purpose of a retainer in the context of lawyer-client relationships?

  • It is a written document that guarantees a specific outcome in a legal case.
  • It is an agreement between the lawyer and client outlining the terms of their relationship, including fees and responsibilities.
  • It is a payment for legal services that is paid upfront, regardless of whether the lawyer actually completes the work.
  • It is a deposit held in a trust account to cover legal expenses as they are incurred. (correct)

Which of the following situations best exemplifies an unethical behavior by a lawyer?

  • A lawyer negotiating a favorable settlement for a client, even if it means accepting a smaller amount than originally sought.
  • A lawyer charging a client a higher hourly rate than what was initially agreed upon.
  • A lawyer disclosing confidential information about a client to a third party without the client's consent. (correct)
  • A lawyer refusing to take on a client's case because of a conflict of interest.

Which of the following statements regarding legal aid is TRUE?

<p>Eligibility for legal aid is determined by income and asset guidelines, and not all individuals qualify. (B)</p> Signup and view all the answers

What type of law is primarily concerned with the rights and rules that govern individual and societal behavior?

<p>Substantive law (A)</p> Signup and view all the answers

In which category of law would you find the rules governing the process of a criminal trial, such as the procedures for collecting evidence and presenting arguments?

<p>Procedural law (C)</p> Signup and view all the answers

A lawyer is obligated to maintain confidentiality regarding information shared by a client. Which of the following principles does this obligation uphold?

<p>Solicitor-client privilege (B)</p> Signup and view all the answers

Which scenario BEST describes a situation where a client might be considered "sophisticated" in the legal context?

<p>A client who is able to understand complex legal concepts and provide informed input on their case. (A)</p> Signup and view all the answers

What is the primary advantage of negotiation as a dispute resolution mechanism?

<p>It enhances relationships between parties. (B)</p> Signup and view all the answers

In mediation, what is the role of the mediator?

<p>To facilitate communication and find common ground. (C)</p> Signup and view all the answers

Which statement about arbitration is true?

<p>It is often specified in original contracts. (D)</p> Signup and view all the answers

What distinguishes civil matters from criminal proceedings?

<p>Civil cases are private disputes between individuals. (C)</p> Signup and view all the answers

Why might negotiation not always be effective in resolving disputes?

<p>Parties may lack willingness to compromise. (A)</p> Signup and view all the answers

What is a potential drawback of mediation?

<p>It may not be suitable for disputes requiring liability determination. (A)</p> Signup and view all the answers

What characteristic makes arbitration a preferred choice for some parties?

<p>It is faster and less costly than litigation. (C)</p> Signup and view all the answers

Which of the following best describes the balance of probabilities in civil matters?

<p>It means that the party with the more convincing argument wins. (D)</p> Signup and view all the answers

What characterizes a sophisticated client?

<p>A client who confidently identifies legal issues. (C)</p> Signup and view all the answers

Which statement best describes the role of a lawyer in relation to the client?

<p>The lawyer must follow the client's lawful instructions. (C)</p> Signup and view all the answers

What is meant by solicitor-client privilege?

<p>It is the responsibility of the lawyer to keep client information confidential. (D)</p> Signup and view all the answers

Which type of fee arrangement requires the lawyer to receive a percentage of the client's collection?

<p>Contingency Fee (D)</p> Signup and view all the answers

Which legal fee arrangement typically does NOT involve advanced payments from the client?

<p>Contingency Fee (D)</p> Signup and view all the answers

How should a sophisticated client approach dealing with dissatisfaction with a lawyer?

<p>By expressing concerns directly and pursuing resolution. (D)</p> Signup and view all the answers

Which of the following is a responsibility of the client in the lawyer-client relationship?

<p>To provide all relevant information to the lawyer. (B)</p> Signup and view all the answers

Why is ethical behavior important for clients in legal matters?

<p>It avoids complications and ensures a smoother process. (C)</p> Signup and view all the answers

Flashcards

Negotiation

Decision making is left to the disputing parties to find a solution themselves.

Mediation

A neutral third party assists parties to resolve their dispute voluntarily.

Arbitration

Parties agree on a third party to make a binding decision on their dispute.

Civil Matters

Disputes between private persons adjudicated in court on the balance of probabilities.

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Criminal Proceedings

The government prosecutes an accused individual in court.

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Alternative Dispute Resolution (ADR)

Methods like negotiation, mediation, and arbitration to resolve disputes outside of court.

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Binding Decision

A resolution made by an arbitrator that parties must accept and cannot appeal.

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Balance of Probabilities

The standard of proof in civil matters, determining which side is more likely correct.

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Sophisticated Clients

Clients who are confident, knowledgeable, and up-to-date on legal issues.

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Role of Client

The client is the ultimate decision maker, not the lawyer.

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Solicitor-Client Privilege

The lawyer's duty to keep client information confidential.

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Fixed Fee

A predetermined fee for specific legal tasks, regardless of time.

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Hourly Rate

Fees charged based on the time a lawyer spends on a case.

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Contingency Fee

Lawyer earns a percentage of client’s winnings; no win, no fee.

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Disbursements

Out-of-pocket costs incurred by a lawyer, reimbursed by the client.

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Understanding Legal Fees

Knowledge of various payment structures for legal services.

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Retainer

A deposit held in a trust account for a client, used to pay legal fees.

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Ethics

Standards of behavior relating to integrity, honesty, and professionalism in law.

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Legal Aid

Assistance for certain legal problems based on financial eligibility.

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Substantive Law

Rules that govern behavior and define rights, such as the right to own property.

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Procedural Law

Determines how substantive laws are enforced in the legal process.

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Public Law

Regulates relationships between individuals and the government; includes Criminal Law.

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Private Law

Governs personal, social, and business relationships.

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Professional Conduct Codes

Rules established by law societies outlining ethical obligations for lawyers.

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Study Notes

Chapter Quiz 1, 2, and 3

  • Sophisticated Clients: Confident, knowledgeable about legal trends, and understand their rights. They know when to hire a lawyer and understand the costs.

  • Role of Lawyer/Client: Client is the decision maker, not the lawyer. Lawyers must follow client's lawful instructions. Confidentiality (Solicitor-Client Privilege) is crucial. Clients must provide all relevant information needed.

  • Legal Fees: Fixed fee is a predetermined fee for specific tasks (e.g., wills, house purchases). Hourly rates vary by lawyer experience. Contingency fees are a percentage of the client's recovery.

  • Disbursements: Out-of-pocket costs incurred by lawyers for the client (e.g., court fees, couriers, expert fees). Retainer deposits are placed in trust accounts.

  • Ethics: Ethical behavior in law practice is paramount, including honesty and integrity. Unethical behavior has consequences.

  • Legal Aid: Assistance with legal problems available to certain individuals/situations. Criteria depends on province/territory.

  • Chapter 2: Definition of Law/Categories of Law: Law is rules made by the government, enforceable in courts. Substantive Law defines behavior, Procedural Law outlines enforcement. Public Law governs relationships with government, Private Law governs personal/business relationships.

  • Chapter 3: Alternative Dispute Mechanisms: Mediation uses third-party assistance to resolve conflicts; parties decide. Arbitration is a formal method where a third party makes binding decisions. Court systems are formal, adversarial, and costly for lawsuits.

  • Civil vs. Criminal Matters: Civil cases involve private individuals, and proof is "balance of probabilities". Criminal cases involve government prosecution with a "beyond a reasonable doubt" standard. Courts are available for both.

  • Remedies: General remedies (pain/suffering), Specific remedies (reimbursement), Punitive (punishment) are examples. Trials follow procedures such as plaintiff presenting case first, cross-examination, and both summaries.

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