Investment Advice Diploma Financial Planning & Advice Edition 7, August 2023
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Questions and Answers

What is the purpose of the Chartered Institute for Securities & Investment’s Financial Planning and Advice study material?

  • To prepare for the Financial Planning and Advice examination (correct)
  • To promote stocks and shares
  • To encourage trading and investments
  • To provide investment advice to the public

    • Who is the author of the educational workbook?

  • Catherine Makin Chartered FPFS, MCSI
  • Stephanie Dyke Chartered FCSI, Dip PFS
  • Chartered Institute for Securities & Investment
  • Andrew Houghton FPFS (correct)

    • What is the location of the Chartered Institute for Securities & Investment mentioned in the text?

  • 10 Downing Street, London, United Kingdom
  • 30 Wall Street, New York, USA
  • 15 Rue de la Paix, Paris, France
  • 20 Fenchurch Street, London EC3M 3BY, United Kingdom (correct)

    • Who are the reviewers of the educational workbook?

    <p>Catherine Makin Chartered FPFS, MCSI Stephanie Dyke Chartered FCSI, Dip PFS</p> Signup and view all the answers

    What responsibility does the Chartered Institute for Securities & Investment disclaim in the text?

    <p>Responsibility for loss due to trading or investments</p> Signup and view all the answers

    What is the contact email provided for customer support in the text?

    <p><a href="mailto:[email protected]">[email protected]</a></p> Signup and view all the answers

    What is the consequence of any unauthorised act in relation to all or any part of the material in this publication?

    <p>Civil claim for damages and criminal prosecution</p> Signup and view all the answers

    Where can the full syllabus be viewed?

    <p>cisi.org and Customer Support Centre</p> Signup and view all the answers

    What are candidates reminded to check regularly for updates that could affect their examination?

    <p>Candidate Update area details on cisi.org/candidateupdate</p> Signup and view all the answers

    Why are hand-held calculators not allowed in CISI exam venues?

    <p>As part of exam security</p> Signup and view all the answers

    What is the Chartered Institute for Securities & Investment passionately committed to enhancing?

    <p>Knowledge, skills, and integrity</p> Signup and view all the answers

    What must practitioners ensure in response to changes affecting the industry?

    <p>That their knowledge is up to date</p> Signup and view all the answers

    Where are CISI examinations used extensively to meet the requirements of government regulators?

    <p>By firms</p> Signup and view all the answers

    Where is the workbook version and its importance mentioned?

    <p>At the end of the workbook</p> Signup and view all the answers

    What should candidates keep informed about by regularly checking the CISI’s website?

    <p>Publication of new workbooks and any changes to examination dates</p> Signup and view all the answers

    Why do candidates need to keep informed on changes in industry practice, economic conditions, legislation/regulations, technology, and various other factors?

    <p>Because these changes affect knowledge relevance</p> Signup and view all the answers

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