HIPAA Overview and History

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Questions and Answers

What is the maximum fine for the basic penalty under the Department of Justice regulations?

  • $50,000 (correct)
  • $100,000
  • $25,000
  • $75,000

What is the primary purpose of the No Surprises Act (NSA)?

  • To prevent unauthorized access to patient data.
  • To regulate information technology companies.
  • To enhance cybersecurity measures.
  • To help patients understand healthcare costs. (correct)

Which of the following is considered a common vulnerability that may lead to cyber attacks?

  • Outdated software (correct)
  • Strong encryption protocols
  • Multi-factor authentication
  • Regular system updates

What should be done if a potential HIPAA violation or breach is identified internally?

<p>Report it to the GRIC team immediately. (D)</p> Signup and view all the answers

Why is cybersecurity crucial for the United States?

<p>It safeguards all types of data against theft and damage. (A)</p> Signup and view all the answers

What is the main focus of the HIPAA Administrative Simplification requirements?

<p>Establishing national standards for electronic transactions (C)</p> Signup and view all the answers

Which of the following is NOT a type of safeguard required under the Security Rule?

<p>Financial safeguards (D)</p> Signup and view all the answers

What does the HIPAA Security Rule primarily protect?

<p>Protected Health Information (PHI) (A)</p> Signup and view all the answers

Which safeguard allows access to health information based on job responsibilities?

<p>Role-based access (D)</p> Signup and view all the answers

Which title of HIPAA provides guidelines for pre-tax medical spending accounts?

<p>Title III (D)</p> Signup and view all the answers

What type of information does the HIPAA Privacy Rule aim to protect?

<p>Individually identifiable health information (C)</p> Signup and view all the answers

Which safeguard is specifically mentioned as a way to protect PHI during transmission over electronic networks?

<p>Data encryption (C)</p> Signup and view all the answers

Which title of HIPAA addresses the enforcement of group health plan requirements?

<p>Title IV (D)</p> Signup and view all the answers

What is the consequence of knowingly violating HIPAA regulations?

<p>Criminal penalties may be imposed (B)</p> Signup and view all the answers

Which of the following actions is classified under 'waste' in healthcare?

<p>Prescribing medications without need validation (D)</p> Signup and view all the answers

What must be obtained from a patient before they can be balance billed by an out-of-network provider?

<p>The patient's consent (A)</p> Signup and view all the answers

What characterizes 'abuse' in healthcare practices?

<p>Actions that may result in unnecessary costs (B)</p> Signup and view all the answers

What is considered a crucial aspect of billing protection compliance?

<p>Informing patients about billing violations (A)</p> Signup and view all the answers

Which of the following examples would fall under 'willful neglect'?

<p>Consistently altering claim forms for higher payments (D)</p> Signup and view all the answers

How is 'billing for services not rendered' classified under healthcare regulations?

<p>Fraudulent activity (A)</p> Signup and view all the answers

What is a key consideration in health cybersecurity?

<p>Protecting patient information from unauthorized access (B)</p> Signup and view all the answers

What should be done before sending a fax containing PHI?

<p>Verify the recipient's contact information (D)</p> Signup and view all the answers

What can be a consequence of sending patient correspondence to the wrong patient?

<p>Unauthorized person receiving sensitive information (C)</p> Signup and view all the answers

What are Business Associates held accountable for under HIPAA?

<p>HIPAA Violations (B)</p> Signup and view all the answers

Which practice should be avoided when handling sensitive information?

<p>Connecting external devices to the system (C)</p> Signup and view all the answers

Which option describes a breach under the Privacy Rule?

<p>An unauthorized use or disclosure of PHI (A)</p> Signup and view all the answers

Who must be notified following the occurrence of a breach?

<p>The impacted clients and end clients (B)</p> Signup and view all the answers

How should pre-programmed numbers or email addresses be treated?

<p>They need confirming that they are current (D)</p> Signup and view all the answers

What is a recommended action if a violation breach occurs?

<p>Report immediately to the GRIC team (C)</p> Signup and view all the answers

When is notification mandatory for breaches affecting more than 500 individuals?

<p>Immediately to the media (B)</p> Signup and view all the answers

What should be done prior to faxing information containing PHI?

<p>Verify the intended recipient's contact information (B)</p> Signup and view all the answers

Which of the following is essential when sending a fax?

<p>Confirm the recipient expects the fax or email (A)</p> Signup and view all the answers

What should be done with the system when leaving the desk?

<p>Lock or log off the system (B)</p> Signup and view all the answers

What is a recommended technique when sharing email with PHI?

<p>Encrypting the email with specific keywords (D)</p> Signup and view all the answers

What is the proper measure to take when sharing emails containing sensitive information?

<p>Always use encryption for sharing (B)</p> Signup and view all the answers

What is one of the main aims of the HIPAA Omnibus Rule of 2013?

<p>To safeguard patient privacy (B)</p> Signup and view all the answers

What is crucial to remember when using pre-programmed numbers or email addresses?

<p>Their accuracy should be verified (A)</p> Signup and view all the answers

What is the primary purpose of Title II of HIPAA?

<p>To establish national standards for electronic health care transactions (B)</p> Signup and view all the answers

Which of the following describes a covered entity's obligations regarding patient disclosures?

<p>They are required to provide patients a list of all PHI disclosures made outside of treatment, payment, or operations. (A)</p> Signup and view all the answers

Which situation allows a covered entity to disclose protected health information without an individual's authorization?

<p>To individuals requiring access to their own health information (A)</p> Signup and view all the answers

What is required of employees concerning access to the premises according to HIPAA policies?

<p>All employees must wear an ID/Access card while on the premises. (A)</p> Signup and view all the answers

What is the maximum disclosure accounting period required under HIPAA?

<p>Six years immediately preceding the accounting request (D)</p> Signup and view all the answers

Which of the following is NOT included as one of the purposes for which PHI may be disclosed without authorization?

<p>Personal marketing by the healthcare provider (B)</p> Signup and view all the answers

Which statement accurately reflects HIPAA's requirements for electronic health information coding?

<p>HIPAA mandates the use of specific code sets for diagnoses and procedures. (D)</p> Signup and view all the answers

What does the term 'ePHI' refer to in the context of HIPAA?

<p>Electronic personal health information (B)</p> Signup and view all the answers

Flashcards

HIPAA Privacy Rule

This rule protects all identifiable health information (PHI) held or transmitted by covered entities, including electronic, paper, or oral formats.

HIPAA Security Rule

This rule safeguards electronic protected health information (ePHI) by setting requirements for administrative, physical, and technical safeguards.

Administrative Safeguards (HIPAA)

These are organizational and managerial practices that ensure the confidentiality, integrity, and availability of PHI.

Physical Safeguards (HIPAA)

These are physical measures like locked doors, security cameras, and access controls that protect ePHI from unauthorized physical access.

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Technical Safeguards (HIPAA)

These are technological measures designed to protect ePHI, such as encryption, access controls, and data integrity mechanisms.

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HIPAA - Preventing Health Care Fraud and Abuse

This rule is implemented to prevent fraud and abuse in the healthcare system, promoting transparency and accountability.

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HIPAA - Administrative Simplification

This part of HIPAA promotes national standards for electronic health data exchange, creating identifiers for providers, employers, and insurers.

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HIPAA - Group Health Plan Requirements

This part of HIPAA provides guidelines for group health plans, outlining modifications related to health coverage.

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Building and Equipment Safety

Regulations ensuring the safety of buildings and equipment against natural disasters, security breaches, and unauthorized access.

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Acceptable Use Policy

A set of guidelines that define acceptable behavior while using computer systems and accessing electronic health information (ePHI).

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GRIC Policies

A comprehensive document outlining an organization's approach to managing and protecting electronic health information.

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HIPAA Awareness Training

Training programs designed to educate all employees about HIPAA regulations, data security practices, and the importance of protecting patient privacy.

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Disclosure of PHI to Individuals

A covered entity is allowed to disclose protected health information (PHI) to individuals who are the subjects of that information.

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Treatment, Payment, and Healthcare Operations (TPO)

A covered entity can use and disclose PHI for internal operations, like treatment, billing, and healthcare management.

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Code Sets in HIPAA

Code sets are standardized vocabularies used for classifying medical diagnoses and procedures in electronic health transactions.

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Disclosure Accounting

A covered entity must provide patients with a record of all the disclosures of their PHI made outside of TPO.

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Why is the approved fax cover sheet important?

Using the approved fax cover sheet ensures compliance with GRIC policies, protecting sensitive information.

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Why shouldn't you connect external devices?

Connecting external devices to the system poses a security risk, potentially exposing sensitive information.

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Why should you verify recipient information?

Confirming and verifying the recipient's information before sending ensures the fax reaches the intended party, preventing data breaches.

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Why is a dedicated workspace important?

Using a dedicated workspace and not sharing your system with others protects patient information from unauthorized access.

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Why should pre-programmed contact information be verified?

Verifying pre-programmed numbers and email addresses before sending ensures that the information reaches the intended recipient, preventing misdirection.

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Why is it important to log off or lock your system?

Logging off or locking your system when you leave your desk prevents unauthorized access to sensitive information.

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Why should you notify the recipient before sending?

Notifying the recipient before sending allows them to be prepared to receive the fax or email, making the process more secure.

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Why is it important to report violations or breaches?

Reporting any violation or breach immediately allows for prompt action to mitigate potential damage and protect patient information.

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What is cybersecurity?

The technical measures put in place to protect computer systems, networks, programs, services, and data from unauthorized access or attacks.

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Why is cybersecurity important?

It safeguards all types of data against theft and damage.

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What are 'from' addresses that are 'closely like known domain names'?

Email addresses that closely resemble legitimate ones, often used in phishing attacks.

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Why should you be cautious about unexpected attachments in emails?

Unexpected attachments in emails can be a sign of a cyber threat. Use the 'Preview' option to check the attachment before opening it.

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What should you do if you identify a potential HIPAA violation?

Report any potential HIPAA violation or breach to the GRIC team immediately.

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Business Associate Agreement (BAA)

A formal agreement between a covered entity and a business associate that outlines their responsibilities for protecting patient health information. It defines the scope of the business associate's work and the safeguards they must implement.

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HIPAA Breach

A violation of the HIPAA Privacy Rule that compromises the security or privacy of protected health information. This could be unauthorized disclosure, access, or use.

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HITECH Act

A major set of regulations introduced under the HIPAA Omnibus Rule that aims to hold business associates directly accountable for protecting patient health information.

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Breach Notification

A legal requirement for covered entities and business associates to notify patients about a breach that affects their protected health information. This includes informing individuals, the media (if applicable), and the Secretary of Health and Human Services.

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Four Factor Evaluation

A process for evaluating the severity of a potential or actual breach using four key factors: the amount of data accessed, the likelihood of harmful use, the nature of the data, and the extent of the breach's impact. This process is crucial in determining the appropriate response to a breach.

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Prevention Techniques from Unauthorized Disclosure

Techniques used to prevent unauthorized disclosure of patient health information. These include practices like using encryption, secure email protocols, and proper faxing procedures.

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Encryption

A form of data security that involves scrambling or converting data into an unreadable format, making it secure and accessible only to authorized users with the correct decryption key.

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Secure Email

A type of email that uses secure protocols and encryption to protect sensitive information, ensuring only authorized recipients with the correct credentials can access the message.

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Tier 4 - Willful Neglect - Not Corrected

This tier of violations involves intentional neglect or misconduct that directly causes harm to individuals. Penalties are severe, ranging from fines exceeding $63,973 to potential imprisonment.

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Tier 3 - Willful Neglect - Corrected

This tier deals with violations where individuals or organizations knowingly engage in harmful actions or omit required actions without causing significant harm. Penalties are less severe than Tier 4, but still costly, ranging from $12,794 to $63,973.

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Tier 2 - Reasonable Cause

This tier includes violations where individuals or organizations unintentionally or negligently violate HIPAA rules, resulting in no significant harm. Penalties are the lowest, ranging from $100 to $12,794.

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Tier 1 - No Knowledge

This tier involves unintentional violations where individuals or organizations are unaware of HIPAA rules or their specific requirements. Penalties are generally the lowest, but additional corrective actions are needed.

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Billing for Services Not Rendered

This practice refers to billing for services that were never provided. It's a serious violation of HIPAA and can lead to significant legal repercussions.

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Billing for Services Furnished by Out-of-Network Providers

This practice refers to adding charges for services that were actually provided by out-of-network providers, making it appear as if the in-network provider delivered those services. It's a form of fraud and violates HIPAA.

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Altering Claim Forms to Receive a Higher Payment

This practice involves intentionally modifying billing documents to increase the amount of payment received. It's a serious violation of HIPAA and can lead to criminal charges.

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Waste - Overusing Healthcare Services Carelessly

This practice refers to the unnecessary overuse of healthcare services, such as excessive diagnostic tests or prescriptions, leading to higher costs. While not always intentional, it violates HIPAA and can lead to penalties.

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Study Notes

HIPAA Overview

  • HIPAA (Health Insurance Portability and Accountability Act) is a US law enforcing the security and privacy of protected health information.
  • HIPAA mandates processes and procedures for maintaining patient data confidentiality, integrity, and availability.
  • Notice of Privacy Practices (NPP) documents inform patients about how their health information is used and shared.
  • Covered entities include individuals or groups electronically transmitting health information, such as health plans and healthcare providers.
  • Business associates are those who perform functions or provide services to a covered entity involving protected health information.

HIPAA History Timeline

  • HIPAA signed into law in August 1996 by President Bill Clinton.
  • HIPAA Privacy Rule became effective in April 2003.
  • HIPAA Security Rule became effective in April 2005.
  • HIPAA Breach Enforcement Rule became effective in March 2006.
  • HIPAA Breach Notification Rule became effective in September 2009
  • Final Omnibus Rule became effective in March 2013.

Protected Health Information (PHI)

  • PHI encompasses any information relating to a person's past, present, or future health status.
  • Protected health information includes names, dates, numbers, and identifiers.

HIPAA Title I

  • HIPAA establishes protections for health insurance coverage for workers and their families.

HIPAA Title II

  • HIPAA simplifies administrative processes in healthcare.
  • Enforces standards for electronic health records.

HIPAA Title III

  • HIPAA provides guidelines related to pre-tax medical spending accounts and health insurance deductions.

HIPAA Title IV

  • HIPAA outlines guidelines for group health plans, including modifications for health coverage.

HIPAA Title V

  • HIPAA governs company-owned life insurance.

HIPAA Covered Entities

  • It mandates national standards for electronic healthcare transactions for providers, health plans, and employers.
  • It addresses the privacy and security of health data.

HIPAA Privacy and Security Rules

  • HIPAA Privacy Rule protects all types of health information, regardless of format.
  • HIPAA Security Rule specifically addresses electronic protected health information (ePHI).

HIPAA Administrative, Technical, and Physical Safeguards

  • Administrative safeguards involve policies and procedures to protect electronic protected health information (ePHI).
  • Technical safeguards concern systems and equipment to protect ePHI.
  • Physical safeguards cover protecting the building, devices and equipment housing ePHI.

Protected Health Information (PHI) Disclosure

  • Individuals can authorize the use or disclosure of their protected health information (PHI).
  • Covered entities must obtain written authorization for any use or disclosure of protected health information other than for treatment, payment, or healthcare operations.
  • Individuals have rights over their health information, use and disclosure must be limited to the minimum necessary.

HIPAA Disclosure Accounting

  • Disclosure accounting is the process of recording protected health information (PHI) disclosures.

Electronic Transactions, Codes, Unique Identifiers, and Operating Rules

  • HIPAA establishes national standards for electronic transactions.
  • Code sets classify diagnoses and procedures for transactions.
  • Unique identifiers ensure clarity for transactions, such as Employer Identification Numbers (EINs) and National Provider Identifiers (NPIs).

HIPAA Breach Notification

  • Reports on breaches of protected health information have to be made to appropriate authorities.

Civil and Criminal Penalties for HIPAA Violations

  • Penalties for HIPAA violations vary based on the type of infraction.

Cyber Security and Phishing

  • Cyber security addresses protecting sensitive data from unauthorized access.
  • Phishing involves fraudulent attempts to obtain sensitive information, such as login credentials or financial details.

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