HIPAA Challenge Exam Flashcards

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Questions and Answers

Which of the following are common causes of breaches? (Select all that apply)

  • Theft and unauthorized access to PHI (correct)
  • Lost or stolen electronic media devices (correct)
  • Improper disposal of electronic media devices (correct)
  • Human error by workforce members (correct)

A Privacy Impact Assessment (PIA) is an analysis of how information is handled?

  • To ensure compliance with legal and policy requirements
  • To determine the risks of handling identifiable information
  • To evaluate protections and alternative processes
  • All of the above (correct)

Under the Privacy Act, individuals have the right to request amendments of their records contained in a system of records.

True (A)

Under HIPAA, a covered entity (CE) is defined as:

<p>All of the above (D)</p> Signup and view all the answers

The e-Government Act promotes the use of electronic government services by the public and improves the use of information technology in the government.

<p>True (A)</p> Signup and view all the answers

Which of the following are categories for punishing violations of federal health care laws? (Select all that apply)

<p>Civil money penalties (A), Criminal penalties (B), Sanctions (C)</p> Signup and view all the answers

What are technical safeguards?

<p>Information technology and associated policies and procedures that protect access to ePHI.</p> Signup and view all the answers

An incidental use or disclosure is not a violation of the HIPAA Privacy Rule if the covered entity (CE) has:

<p>All of the above (D)</p> Signup and view all the answers

A covered entity (CE) must have an established complaint process.

<p>True (A)</p> Signup and view all the answers

What does the HIPAA Security Rule apply to?

<p>PHI transmitted electronically.</p> Signup and view all the answers

Which of the following are breach prevention best practices? (Select all that apply)

<p>Logging off when not in use (B), Retrieving documents promptly from the printer (C), Accessing the minimum amount of PHI/PII necessary (D)</p> Signup and view all the answers

Which of the following are examples of personally identifiable information (PII)? (Select all that apply)

<p>Social Security Number (A), DoD identification number (B), Home address (C)</p> Signup and view all the answers

HIPAA provides individuals with the right to request an accounting of disclosures of their PHI.

<p>True (A)</p> Signup and view all the answers

If an individual believes that a DoD covered entity (CE) is not complying with HIPAA, he or she may file a complaint with the:

<p>All of the above (D)</p> Signup and view all the answers

What is the minimum necessary standard?

<p>All of the above (D)</p> Signup and view all the answers

When must a breach be reported to the U.S. Computer Emergency Readiness Team?

<p>Within 1 hour.</p> Signup and view all the answers

What are administrative safeguards?

<p>Administrative actions, and policies and procedures for managing security measures.</p> Signup and view all the answers

A breach as defined by the DoD is broader than a HIPAA breach.

<p>True (A)</p> Signup and view all the answers

Which HHS Office is charged with protecting an individual patient's health information privacy and security through the enforcement of HIPAA?

<p>Office for Civil Rights (OCR)</p> Signup and view all the answers

What are physical safeguards?

<p>Physical measures to protect electronic information systems from hazards and unauthorized intrusion.</p> Signup and view all the answers

HIPAA allows the use and disclosure of PHI for treatment, payment, and health care operations (TPO) without the patient's consent or authorization.

<p>True (A)</p> Signup and view all the answers

Flashcards

Common Breach Causes

Mistakes, improper disposal, theft, lost devices, or stolen records.

Privacy Impact Assessment (PIA)

Evaluates information handling, ensuring compliance with legal and policy requirements, assesses risks and reviews protection measures.

Privacy Act Rights

The right to request changes to their records within systems of records.

Covered Entity (CE)

Health plans, healthcare clearinghouses, and healthcare providers engaged in electronic transactions.

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e-Government Act

Promotes use of electronic government services and information technology.

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Punishments for Violations

Criminal penalties, civil monetary penalties, and sanctions.

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Technical Safeguards

IT policies and procedures to protect and control access to electronic PHI.

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Incidental Use/Disclosure

Not a HIPAA violation if minimum necessary standards and safeguards are in place.

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Complaint Process (HIPAA)

Required process for addressing HIPAA compliance issues.

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HIPAA Security Rule

Specifically applies to PHI that is transmitted electronically (ePHI).

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Breach Prevention

Access PHI/PII only when necessary, retrieve documents promptly, and always lock or log off workstations.

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PII examples

Social Security numbers, DoD IDs, addresses, phone numbers, date of birth, medical and financial information.

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Accounting of Disclosures

The right to request a record of their PHI disclosures.

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Minimum Necessary Standard

Limits PHI use/disclosures to what's minimally necessary; exceptions exist.

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Administrative Safeguards

Policies/procedures to manage ePHI, security measures, and workforce conduct.

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Physical Safeguards

Physical measures for protecting electronic systems from hazards and unauthorized access.

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Filing HIPAA Complaints

Individuals can file complaints with DHA Privacy Office, HHS Secretary, MTF HIPAA Privacy Officer.

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Use/Disclosure of PHI

Permits use and disclosure of PHI for treatment, payment, and healthcare operations without consent.

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Breach Reporting Timeline

Must be reported to the U.S. Computer Emergency Readiness Team (CERT) within 1 hour.

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Definition of Breach

The DoD definition is broader than HIPAA or HHS.

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HHS Office for HIPAA Enforcement

The Office for Civil Rights (OCR) is responsible for enforcing HIPAA privacy and security protections.

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Study Notes

Breach Causes

  • Common breach causes include human error, improper disposal of PHI/PII, theft, lost devices, and stolen paper records.
  • Electronic media like laptops, smartphones, and USB drives are frequently involved in breaches.

Privacy Impact Assessment (PIA)

  • A PIA evaluates information handling for compliance with legal and policy requirements.
  • It assesses risks from maintaining identifiable information and reviews protection measures and alternatives.

Privacy Act Rights

  • Individuals can request amendments to their records within systems of records under the Privacy Act.

Covered Entities Under HIPAA

  • A covered entity (CE) includes health plans, healthcare clearinghouses, and healthcare providers engaged in electronic transactions.

e-Government Act

  • Promotes electronic government services and enhances information technology usage in government.

Punishments for Violations

  • Violations of federal health care laws can result in criminal penalties, civil monetary penalties, and sanctions.

Technical Safeguards

  • Encompasses IT policies and procedures designed to protect and control access to electronic PHI (ePHI).

Incidental Use or Disclosure

  • Not considered a violation of HIPAA if CE implements minimum necessary standards and proper administrative, physical, and technical safeguards.

Complaint Process

  • Covered entities are required to have a complaint process in place for issues related to HIPAA compliance.

HIPAA Security Rule

  • Applies specifically to PHI that is transmitted electronically.

Breach Prevention Best Practices

  • Access only necessary PHI/PII and promptly retrieve documents from printers; always lock or log off unattended workstations.

Personally Identifiable Information (PII)

  • Examples include Social Security numbers, DoD IDs, home addresses, telephone numbers, date of birth, and personal medical and financial information.

Accounting of Disclosures

  • HIPAA grants individuals the right to request an accounting of their PHI disclosures.

Filing HIPAA Complaints

  • Individuals can file complaints with the DHA Privacy Office, HHS Secretary, and MTF HIPAA Privacy Officer regarding non-compliance.

Minimum Necessary Standard

  • Limits PHI use and disclosures to the minimal necessary for intended purposes; exceptions exist for treatment requests and individual disclosures.

Breach Reporting Timeline

  • Breaches must be reported to the U.S. Computer Emergency Readiness Team (CERT) within 1 hour.

Administrative Safeguards

  • Include policies and procedures to manage ePHI security measures and workforce conduct regarding ePHI protection.

Definition of Breach

  • The DoD defines a breach more broadly than HIPAA or HHS.

HHS Office for HIPAA Enforcement

  • The Office for Civil Rights (OCR) is responsible for enforcing HIPAA privacy and security protections.

Physical Safeguards

  • Involve physical measures for the protection of electronic information systems from hazards and unauthorized access.

Use and Disclosure of PHI

  • HIPAA permits the use and disclosure of PHI for treatment, payment, and health care operations (TPO) without needing patient consent or authorization.

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