Freight Train Operation Competency Standard

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Questions and Answers

What is the overarching goal of the Competency Standard for Train Operation and NTS Guidance document?

  • To standardize and define competency criteria for safety-critical roles. (correct)
  • To reduce the amount of paperwork required for compliance audits.
  • To increase the speed of train operations across the network.
  • To minimize operational costs within the Freight Business Unit.

For whom is the Competency Standard for Train Operation and NTS Guidance primarily designed?

  • Freight Train Operations Directors.
  • Line Managers responsible for overseeing safety-critical staff. (correct)
  • All employees within the SAR organization.
  • External auditors assessing compliance standards.

Why does the Competency Standard for Train Operation and NTS Guidance emphasize both technical and non-technical skills?

  • To provide a comprehensive approach to safety, efficiency, and reliability. (correct)
  • To ensure staff can effectively manage administrative tasks.
  • To reduce the time required for competency assessments.
  • To comply with international railway operation standards.

What is the key purpose of allocating assessment criteria?

<p>To establish a clear framework that aligns with the requirements and responsibilities of each role. (C)</p> Signup and view all the answers

According to the document, what should assessors do when a safety-critical staff member exhibits sub-standard performance?

<p>Recognize and address the sub-standard performance and practices. (B)</p> Signup and view all the answers

What does the term 'Verification' mean in the context of assessment process?

<p>Systematic monitoring of the assessment process to determine its effectiveness. (A)</p> Signup and view all the answers

What is the primary responsibility of Freight Train Standards and Assurance Manager?

<p>Verifying the accuracy and completeness of safety-critical portfolios. (B)</p> Signup and view all the answers

According to the document, what is one of the main responsibility of Mainline Train Masters?

<p>Supervising train operations. (B)</p> Signup and view all the answers

What are the responsibilities of Mainline Train Pilots?

<p>Assisting with operational and safety duties on board trains. (A)</p> Signup and view all the answers

What does ACMS stand for, according to the document?

<p>Assess Tech Competence Management System. (C)</p> Signup and view all the answers

What does the acronym NTS stand for in the context of the Competency Standard for Train Operation and NTS Guidance?

<p>Non-Technical Skills (D)</p> Signup and view all the answers

What is the main purpose of the 'Competence Development Plan' (CDP)?

<p>To provide a system of care and support to enable individuals to regain competence. (A)</p> Signup and view all the answers

What is the key characteristic of 'Unobtrusive Assessment' (UA)?

<p>The candidate is unaware the assessment is taking place. (A)</p> Signup and view all the answers

For the purposes of apportioning risk associated with the relevant criteria and its priority in training, how is the 'Assessment Method' column colored?

<p>To represent the risk; High, Medium, Low (C)</p> Signup and view all the answers

According to the 'Definitions' section, what is the primary function of Terminal Operators/Groundstaff?

<p>To perform shunting duties and ensure correct coupling/uncoupling of rail vehicles. (C)</p> Signup and view all the answers

What is the purpose of 'Summary Assessment' (SA)?

<p>To ensure all assessment criteria have been covered within a candidate's assessment cycle. (A)</p> Signup and view all the answers

What is the purpose of a mentor?

<p>Support the candidate to acquire relevant skills (D)</p> Signup and view all the answers

In terms of confidentiality, how are All Printed Copies of The Document?

<p>Uncontrolled (C)</p> Signup and view all the answers

Which of the following must a train driver train and instruct, according to the document?

<p>Train driver's assistant (D)</p> Signup and view all the answers

What is the purpose of a 'Planned Personal Contact' (PPC)?

<p>It is a brief interview with a newly qualified member of staff to cover any issues and personal welfare (D)</p> Signup and view all the answers

What roles ensure all Terminal and Yard/Mainline Train Masters and Assessors are well informed about requirements?

<p>Section Heads (D)</p> Signup and view all the answers

A trainee is struggling with route learning, which would be an appropriate action?

<p>Arrange for additional coaching sessions (D)</p> Signup and view all the answers

To maintain effectiveness training should focus on what?

<p>Individual needs and abilities (B)</p> Signup and view all the answers

What is the suggested method of communication when it comes to safety related details?

<p>Phonetic alphabet (A)</p> Signup and view all the answers

Outside of ERTMS, what does adherence look like when passing a signal or at line

<p>Maximum speeds of the SAR ERTMS Operational Rule Book. (A)</p> Signup and view all the answers

When should the appropriate person be notified that you passed without authority?

<p>As soon as you realize it (D)</p> Signup and view all the answers

What should drivers know while going through different sections of route areas?

<p>Stations, depots, yards, sidings, junctions, points, crossings, gradients, termination of movements and more (D)</p> Signup and view all the answers

What signals apply safety?

<p>The signalling system(s) in use, signage plus sign types, the position, sighting and function of signals / signage (D)</p> Signup and view all the answers

Under what circumstances can trains run in service be driven in another cab other than lead?

<p>Only situations that are specifically authorized (C)</p> Signup and view all the answers

When is braking technique different?

<p>Braking between different braking systems on traction or train unit types (C)</p> Signup and view all the answers

During an ermts failure if you don't give the occ data on the reason of the occurrence or details?

<p>There is a risk of collision, derailment or other significant incident caused by resetting the system (C)</p> Signup and view all the answers

If a driver must stop at a marker, boards then what is important?

<p>Signals markers and such all need to be visable (D)</p> Signup and view all the answers

When should we obtain help from other people while helping locomotives?

<p>Isolate for assistance (D)</p> Signup and view all the answers

In the event of a collision, do you continue to haul?

<p>No (D)</p> Signup and view all the answers

What will ensure the driver/locomotive unit will be safe?

<p>Understands how to carry out protection to make the failed train safe. (A)</p> Signup and view all the answers

When should the brakes be applied and how should operate for train or train units?

<p>Different operational circumstance including ermts modes (C)</p> Signup and view all the answers

What are the types of incidents?

<p>Related to all incidents (A)</p> Signup and view all the answers

The details will also be conveyed by whom?

<p>Has appropriate knowledge of situation for the emergency brake (D)</p> Signup and view all the answers

What should reporting actually include?

<p>Clear information for that is accurate (D)</p> Signup and view all the answers

What should a candidate report to occ when signals etc are not in view?

<p>Report and use the correct procedure (D)</p> Signup and view all the answers

What if anything must be done with information that is to small?

<p>Report (A)</p> Signup and view all the answers

What should be done before you enter equipment?

<p>Enters compliance with company and rule book requirements (D)</p> Signup and view all the answers

Flashcards

Purpose of the Competency Standard Document

Provides a framework for safety-critical roles, standardizing competency criteria for effective train operation.

Objective of the Competency Standard Document

Provides Line Managers with a comprehensive framework, standardizing criteria for safety-critical staff.

Scope of the Competency Standard Document

Creating a systematic process for competency management and compliance within train operations.

Assessment

Collecting and judging evidence of a person's performance against a standard.

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Assessor

Occupationally competent and qualified to assess the competence of others.

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Candidate

The person being assessed against relevant competence standards.

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CMS Module

Section of the CMS applicable to a particular safety-critical task or function.

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Competence

Undertaking responsibilities and performing activities to a recognized standard consistently.

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What are Section Heads (Mainline and Terminal Yards) responsible for?

Ensuring all Terminal and Yard/Mainline Train Masters and Assessors are well-informed about CMS requirements

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What are Mainline Train Masters responsible for?

Supervising train operations and ensuring Mainline Train Drivers, Terminal Train Drivers and Mainline Train Pilots are aware of and adhere to CMS requirements.

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What are Terminal and Yard Masters responsible for?

Supervising train operations and ensuring Terminal and Yard are aware of and adhere to CMS requirements.

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What are Freight Train Standards and Assurance Manager responsible for?

What ensures safety critical portfolios meet the requirements outlined in the CMS.

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The candidate demonstrate situational awareness. What does it consists of?

Demonstrates situational awareness by understanding vehicle/traction unit characteristics and monitoring signalling equipment, infrastructure, and train movements, responding appropriately for smooth operations

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The Candidate Personal Behaviour and Vigilance.

The candidate continues to communicate with colleagues during safety critical tasks, adheres to all signals, including in-cab signalling and speed restrictions, and stops at correct points.

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The Candidate ensures personal preparedness.

The candidate ensures personal preparedness by prioritizing sufficient rest for alertness and adhering to the correct company uniform policy, including wearing prescribed eyewear and sun protection where required.

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The candidate reporting for duty.

The candidate reports for duty punctually, completing necessary documentation, reviewing safety notices and verifying relevant information.

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The Candidate completing duty...

On completing duty and preparing for the next turn, the candidate ensures prompt reporting of operational problems to the appropriate person, submitting relevant forms or reports

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The Candidate ensures personal track safety.

The candidate wears appropriate high visibility clothing, safety footwear, and necessary equipment stated in the MOW.

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The Candidate locating and preparing a train.

The candidate, when locating, preparing, or mobilizing a train, follows operating instructions and understands the roles of other staff for the location where the train is stabled.

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Study Notes

Competency Standard for Train Operation and NTS Guidance (Freight)

  • The document functions for freight operations and is managed by the Operations Management department.
  • The document number is SAR-005-100-3-081, Revision 03, effective from 24 March 2024.

Document Control

  • The document is for internal use.
  • It is classified as confidential.
  • It is considered safety-critical.
  • The document targets end users.
  • Updates and archiving are done frequently.

Document Information

  • The document owner is the Freight Business Unit Director.
  • The document is available in English, Arabic, and other languages.
  • Wael Al Shamrani from the Freight Business Unit is included in the distribution list.

Purpose

  • The Competency Standard provides a comprehensive framework for safety-critical roles in Freight Business Unit Operations.
  • It standardizes competency criteria for effective train operation, including technical and non-technical skills.
  • It promotes consistency and accountability for safety, efficiency, and reliability in the Freight Business Unit.

Objective

  • The objective is to provide Line Managers with a comprehensive framework for overseeing the competence of safety-critical staff.
  • It establishes standardized criteria for consistent and thorough competency evaluations across safety-critical grades within the Freight Business Unit Operations.

Scope

  • The standard creates a systematic approach to manage the competency of relevant candidates, ensuring compliance with audit requirements.
  • It involves the compilation and documentation of both technical and non-technical skills relevant to train operations and safety-critical roles.
  • It provides a structured approach for thorough assessment and documentation of competencies in alignment with safety standards within the Freight Business Unit Operations.

Definitions

  • Assessment is the process of collecting and judging evidence of a person's performance against a standard.
  • Assessor is a person who is occupationally competent and qualified to assess the competence of others.
  • Candidate is the person being assessed against relevant competence standards.
  • CMS Module is a section of the CMS applicable to a specific safety-critical task or function.
  • Competence is the ability to consistently perform to a recognized standard.
  • Competence Development Plan is a system to support individuals in regaining required competence.
  • Competence Management System is a resourced, logical, and integrated cycle of activities to assure competence.
  • Line Manager/Supervisor is responsible for a staff member's performance.
  • Mentor is an experienced person who supports skill acquisition.
  • Monitoring involves observing someone's work performance, formally or informally.
  • Not Yet Competent means a person has not achieved the standard for a specific task.
  • Review is the examination of performance judgments and improvements.
  • Safety Critical Work affects rail vehicle movement, including train driving and shunting.
  • Terminal Operator/Groundstaff performs shunting duties in railway system.
  • Train Driver operates, monitors, and troubleshoots trains.
  • Train Pilot is responsible for operational and safety duties, possibly including shunting.
  • Unobtrusive Assessment uses methods where the candidate is unaware of the assessment.

Abbreviations

  • ACMS: Assess Tech Competence Management System.
  • CDP: Competence Development Programme.
  • CMS: Competence Management System.
  • ERTMS: European Rail Traffic Management System.
  • FBU: Freight Business Unit.
  • IVA: Internal Verifier Assessment.
  • NSR: North-South Railway.
  • NTS: Non-Technical Skills.
  • OTDR: On Train Data Recorder.
  • PA: Practical Assessment.
  • PPC: Planned Personal Contact.
  • PPE: Personal Protective Equipment.
  • PQA: Post Qualified Assessment.
  • PTS: Personal Track Safety.
  • SA: Summary Assessment.
  • SAR: Saudi Arabia Railways.
  • SCW: Safety Critical Work.
  • SRP: Saudi Railway Polytechnique.
  • SU: Safety Update.
  • TNA: Training Needs Analysis.
  • UA: Unobtrusive Assessment.

Responsibilities

  • Freight Train Operations Director: Oversees CMS, makes procedure changes, ensures safety-critical portfolios are compliant, and verifies CMS effectiveness.
  • Freight Train Operations Senior Manager: Supports the Director in monitoring CMS, provides guidance to Section Heads, and participates in portfolio maintenance.
  • Section Heads (Mainline and Terminal and Yards): Ensure awareness of CMS, oversee safety-critical portfolios, align competence with objectives, manage staff, ensure CMS compliance, and maintain portfolios.
  • Mainline Train Masters: Supervise operations, ensure CMS awareness, facilitate assessments, ensure mentoring, maintain records, and record competence per SAR-005-100-3-082.
  • Terminal and Yard Masters: Supervise operations, ensure CMS awareness, facilitate assessments, ensure mentoring, maintain records, and record competence per SAR-005-100-3-082.
  • Assessors: Assess competence, follow CMS guidelines, identify training needs, monitor CMS, address substandard performance, and encourage excellent work.
  • Mentors: Identify training needs, mentor staff per SAR standards, and document mentoring thoroughly.
  • Mainline & Terminal Train Drivers: Operate trains safely, participate in assessments/training, and report competence concerns.
  • Mainline Train Pilots: Assist with operations/safety, participate in assessments/training, and communicate safety concerns.
  • Terminal and Yard Operators: Perform shunting safely, participate in assessments/training, and report safety issues.
  • Freight Train Standards and Assurance Manager: Verifies the accuracy/completeness of safety-critical portfolios and maintains the integrity of competence records.

Document Description

  • Assessment methods are coded as: U (Unannounced monitoring), O (Observation of work), Q (Questioning), D (Documentary evidence), S (Simulation), T (Testimony).
  • Apportioning risk is indicated by color in the "Assessment Method" column, indicating High, Medium, or Low risk.

Assessment Criteria Allocation (Examples)

  • Mainline Train Master: All sub-units and criteria for Units 1-15.
  • Terminal and Yard Master: Varies by unit and sub-unit; specific criteria listed.
  • Terminal and Yard Operator: Varies by unit and sub-unit; specific criteria listed.
  • Train Driver: Varies by unit and sub-unit; specific criteria listed.
  • Terminal Train Driver: Varies by unit and sub-unit; specific criteria listed.
  • Mainline Train Pilot: Varies by unit and sub-unit; specific criteria listed.
  • Mentor: Additional criteria for Units 12 and 13; all sub-units and criteria.
  • Assessor: Additional criteria for Units 9, 10, and 11; specific sub-units and criteria.

Competency Units

  • The document outlines specific competency criteria and knowledge requirements for various units, ranging from Non-Technical Skills to Incident and Investigation Reporting
  • These units cover a wide array of skills and responsibilities essential for safe and efficient train operations

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