Financial Services and Markets Act 2000 Quiz
5 Questions
2 Views

Choose a study mode

Play Quiz
Study Flashcards
Spaced Repetition
Chat to lesson

Podcast

Play an AI-generated podcast conversation about this lesson

Questions and Answers

Who is the Candidate in the Decision Notice?

Christopher Walker

What is the limited period for the Candidate to perform the SMF2 role?

commencing on 16 October 2020 and ending nine months after the commencement date

Which companies are included under 'the Firms' in the Decision Notice?

Liverpool Victoria Financial Services Limited, LV Protection Limited, Teachers Assurance Company Limited and Liverpool Victoria Life Company Limited

What is the meaning of 'the Act' in the Decision Notice?

<p>Financial Services and Markets Act 2000</p> Signup and view all the answers

When was the Application for the Candidate submitted?

<p>20 May 2020</p> Signup and view all the answers

More Like This

Use Quizgecko on...
Browser
Browser