5 Questions
Who is the Candidate in the Decision Notice?
Christopher Walker
What is the limited period for the Candidate to perform the SMF2 role?
commencing on 16 October 2020 and ending nine months after the commencement date
Which companies are included under 'the Firms' in the Decision Notice?
Liverpool Victoria Financial Services Limited, LV Protection Limited, Teachers Assurance Company Limited and Liverpool Victoria Life Company Limited
What is the meaning of 'the Act' in the Decision Notice?
Financial Services and Markets Act 2000
When was the Application for the Candidate submitted?
20 May 2020
Test your knowledge of financial services regulations with this quiz on the Financial Services and Markets Act 2000. This quiz focuses on section 61(2B)(b) and the approval process for senior manager functions. See how well you understand the regulatory framework for financial services.
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