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Questions and Answers
What is the date from which an individual who is authorised to give personal advice to retail clients on relevant financial products must comply with the Code of Ethics?
What is the date from which an individual who is authorised to give personal advice to retail clients on relevant financial products must comply with the Code of Ethics?
What was initially intended to monitor and enforce compliance with the Code of Ethics from 1 January 2020?
What was initially intended to monitor and enforce compliance with the Code of Ethics from 1 January 2020?
What was announced by the Government on 11 October 2019 regarding the establishment of code monitoring bodies?
What was announced by the Government on 11 October 2019 regarding the establishment of code monitoring bodies?
What was recommended by the Royal Commission regarding the establishment of a new disciplinary body?
What was recommended by the Royal Commission regarding the establishment of a new disciplinary body?
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What was announced as the single disciplinary body that would assume the function of monitoring and enforcing compliance with the Code of Ethics?
What was announced as the single disciplinary body that would assume the function of monitoring and enforcing compliance with the Code of Ethics?
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What was the deadline for existing advisers to sign up to an approved code monitoring body?
What was the deadline for existing advisers to sign up to an approved code monitoring body?
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Who made the announcement on 11 October 2019 regarding the establishment of code monitoring bodies?
Who made the announcement on 11 October 2019 regarding the establishment of code monitoring bodies?
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What was initially intended to monitor and enforce compliance with the Code of Ethics from 1 January 2020, before the Government's announcement on 11 October 2019?
What was initially intended to monitor and enforce compliance with the Code of Ethics from 1 January 2020, before the Government's announcement on 11 October 2019?
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What was the expected outcome of the establishment of code monitoring bodies?
What was the expected outcome of the establishment of code monitoring bodies?
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What was the purpose of establishing a code monitoring body?
What was the purpose of establishing a code monitoring body?
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