Federalism in U.S. History
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Questions and Answers

What was the outcome of the court ruling related to the Gun-Free School Zones Act of 1990?

  • It was upheld.
  • It was amended.
  • It was struck down. (correct)
  • It was expanded.

What is one significant benefit of cooperative federalism?

  • It supports uniformity in public services across states. (correct)
  • It dissolves the need for federal standards.
  • It guarantees identical funding across all states.
  • It encourages states to reduce regulatory standards.

The creation of the Department of Homeland Security increased state power in disaster response.

False (B)

What political climate led to the emergence of cooperative federalism?

<p>The challenges of the 1930s.</p> Signup and view all the answers

New federalism argues that a one-size-fits-all approach is suitable for all states.

<p>False (B)</p> Signup and view all the answers

The Affordable Care Act was enacted during the administration of _______.

<p>Barack Obama</p> Signup and view all the answers

What is the problem of collective action in the context of federalism?

<p>States are dissuaded from raising regulatory standards for fear of being disadvantaged.</p> Signup and view all the answers

In cooperative federalism, federal assistance is necessary to maintain programs that generate positive _____ such as environmental regulations.

<p>externalities</p> Signup and view all the answers

Match the federal initiatives with their corresponding time period or administration:

<p>No Child Left Behind = George W. Bush administration Faith-Based Initiative = George W. Bush administration Affordable Care Act = Barack Obama administration Transportation Security Administration = Post-9/11 period</p> Signup and view all the answers

Match the following concepts with their descriptions:

<p>Cooperative Federalism = Ensures minimum federal standards New Federalism = Decentralizes power to accommodate state diversity Externalities = Impact that affects parties not directly involved in an economic transaction Collective Action Problem = A challenge faced by states when coordinating actions</p> Signup and view all the answers

What is the main idea behind new federalism?

<p>Decentralize policies to enhance efficiency. (B)</p> Signup and view all the answers

Cooperative federalism was a response to the problems of the Great Depression.

<p>True (A)</p> Signup and view all the answers

What is a significant advantage of decentralized federalism?

<p>Promotes competition among states (C)</p> Signup and view all the answers

What is the primary focus of the journal 'Publius: The Journal of Federalism'?

<p>The practical and theoretical study of federalism.</p> Signup and view all the answers

What key event in American history influenced a shift back to greater federal power after a period of decentralization?

<p>The 9/11 attacks.</p> Signup and view all the answers

State and local authorities are generally less capable than federal agencies at understanding public needs.

<p>False (B)</p> Signup and view all the answers

What was the primary goal of new federalism during Nixon and Reagan's administrations?

<p>Decentralization of policies (D)</p> Signup and view all the answers

The devolution revolution was fully successful in returning authority to the states without any opposition.

<p>False (B)</p> Signup and view all the answers

What legislative act did President Reagan use to consolidate federal grant programs and give states greater discretion?

<p>Omnibus Budget Reconciliation Act of 1981</p> Signup and view all the answers

During general revenue sharing, funds were distributed to state and local governments with __________ restrictions on spending.

<p>minimal</p> Signup and view all the answers

Match the following terms with their descriptions:

<p>General Revenue Sharing = Funds distributed with minimal restrictions New Federalism = Decentralization of policies Devolution Revolution = Returning authority to states Aid to Families With Dependent Children = A New Deal-era program opposed for devolution</p> Signup and view all the answers

Which administration terminated general revenue sharing?

<p>Ronald Reagan (C)</p> Signup and view all the answers

Supreme Court rulings during the new federalism era expanded the power of the national government.

<p>False (B)</p> Signup and view all the answers

What were the two major programs that Reagan attempted to devolve to the states?

<p>Aid to Families With Dependent Children and food stamps</p> Signup and view all the answers

What significant change occurred after Lincoln issued the Emancipation Proclamation?

<p>It freed all enslaved people in the rebellious states. (D)</p> Signup and view all the answers

The defeat of the South during the Civil War increased the power of state governments over the national government.

<p>False (B)</p> Signup and view all the answers

What two amendments were former Confederate states required to ratify for readmission into the Union?

<p>Fourteenth and Fifteenth Amendments</p> Signup and view all the answers

The principle of national __________ was introduced during the period between 1819 and the 1860s.

<p>supremacy</p> Signup and view all the answers

Match the following Supreme Court cases with their significance:

<p>McCulloch v. Maryland = Established federal supremacy over state laws Gibbons v. Ogden = Clarified the federal government's regulation of interstate commerce Emancipation Proclamation = Freed enslaved individuals in rebellious states Supreme Court rulings in the late 1800s = Blocked jurisdictional overreach by state and federal governments</p> Signup and view all the answers

Under dual federalism, how is the authority of state and national governments characterized?

<p>Exclusive and clearly delineated (C)</p> Signup and view all the answers

Industrialization had no effect on the political landscape of the United States.

<p>False (B)</p> Signup and view all the answers

What characterized the federalism approach during the late 1800s?

<p>Dual federalism</p> Signup and view all the answers

What was the main purpose Alexander Hamilton had in establishing the Bank of the United States?

<p>To foster economic development and circulate paper money (C)</p> Signup and view all the answers

Thomas Jefferson supported Hamilton's plan for the Bank of the United States.

<p>False (B)</p> Signup and view all the answers

What were the two questions raised during the showdown between Maryland and the national government?

<p>Did Congress have the authority to charter a national bank? Were states allowed to tax federal property?</p> Signup and view all the answers

The conflict surrounding the charter of the Second Bank was particularly notable during the War of ______.

<p>1812</p> Signup and view all the answers

Match the key figures with their positions on the Bank of the United States:

<p>Alexander Hamilton = Supported the creation of a national bank Thomas Jefferson = Opposed the creation of a national bank James Madison = Initially opposed but later supported the Second Bank George Washington = Reluctantly signed the legislation for the bank</p> Signup and view all the answers

Which of the following best describes the evolution of federalism in the U.S.?

<p>It has changed over time based on historical phases. (C)</p> Signup and view all the answers

The creation of the Second Bank of the United States was unanimously accepted by all states.

<p>False (B)</p> Signup and view all the answers

In which year was the Second Bank of the United States established?

<p>1816</p> Signup and view all the answers

What was the main outcome of the Gibbons case in New York state courts?

<p>It strengthened the power of the national government. (B)</p> Signup and view all the answers

The Sedition Act of 1798 allowed people to speak openly against the government.

<p>False (B)</p> Signup and view all the answers

Who led the nullification crisis in the 1830s?

<p>John Calhoun</p> Signup and view all the answers

The federal government responded to South Carolina's Ordinance of Nullification by passing the ________ Bill, allowing military action.

<p>Force</p> Signup and view all the answers

Match the following historical acts with their descriptions:

<p>Sedition Act = Made it a crime to speak against the government Ordinance of Nullification = Declared federal tariff acts null and void Force Bill = Authorized military action against nullifiers Compromise Tariff Act = Lowered tariffs over time</p> Signup and view all the answers

What did South Carolina threaten if the federal government enforced the tariff laws?

<p>To leave the Union. (C)</p> Signup and view all the answers

The Dred Scott v. Sandford decision granted the national government authority to ban slavery in the territories.

<p>False (B)</p> Signup and view all the answers

What prompted eleven southern states to secede from the United States?

<p>Election of President Abraham Lincoln</p> Signup and view all the answers

Flashcards

Federalism

The balance between centralized (federal) and decentralized (state) governance. The US Constitution outlines a basic framework, but leaves room for interpretation and adaptation.

Evolving Federalism

A system where the US Constitution doesn't fully dictate how the states and federal government divide power; it allows for changes and adaptations over time. This means the balance between federal and state authority is constantly shifting.

National vs. State Power

The tension between state and national authority, as seen in historical events involving the creation of the national bank (Bank of the United States).

Bank of the United States (First Bank)

The first national bank created in 1791, established by Alexander Hamilton to support economic development through lending, currency circulation, and government financing.

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First Bank Renewal Debate

When the first national bank's charter expired in 1811, Jefferson's Democratic-Republicans opposed renewal due to concerns about national government overreach. This illustrates the ongoing debate over federalism.

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Second Bank of the United States

The second national bank established in 1816, created to address financial challenges during the War of 1812. States resisted, arguing it violated their jurisdiction.

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McCulloch v. Maryland

A landmark legal case that tested the boundaries of the Second Bank's legality and state authority. It affirmed the national government's power over the states.

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Maryland Tax Standoff

Maryland attempted to limit the Second Bank by imposing a tax on out-of-state chartered banks, but a Baltimore branch agent (James McCulloch) refused to pay. This escalated to a legal battle.

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Gibbons v. Ogden (1824)

The Supreme Court decision in Gibbons v. Ogden (1824) strengthened the power of the national government by broadly interpreting the Commerce Clause, allowing Congress to regulate interstate commerce, including navigation, and establishing federal law as superior to state law in areas of conflict.

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Nullification

A doctrine arguing that states have the right to invalidate federal laws they consider unconstitutional.

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Nullification Crisis (1830s)

The Nullification Crisis of the 1830s arose from South Carolina's objection to high tariffs on imported goods, arguing they harmed southern economies. The state declared the tariffs null and void, threatening secession. It ended with the Compromise Tariff Act of 1833 lowering tariffs and the threat of military action.

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Dred Scott v. Sandford (1857)

The Civil War escalated the debate over national vs. state power. The Supreme Court ruled in Dred Scott v. Sandford (1857) that Congress couldn't ban slavery in territories.

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Southern Secession (1860)

Southern states seceded from the Union in 1860 after the election of Abraham Lincoln, fearing he would challenge the institution of slavery. This marked a pivotal moment in the battle between national and state power, ultimately leading to the Civil War.

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Sedition Act of 1798

The Sedition Act of 1798 criminalized speaking against the government, leading Kentucky and Virginia to pass nullification resolutions, arguing states retained the right to challenge national laws they deemed unconstitutional.

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Force Bill of 1833

The Force Bill of 1833 authorized President Jackson to use military force to enforce federal tariff laws against states defying them. This highlighted the national government's willingness to assert its power.

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Compromise Tariff Act of 1833

The Compromise Tariff Act of 1833 gradually reduced tariffs over time, easing tensions between northern and southern economies and ending the Nullification Crisis. This exemplified how compromise and negotiation can resolve power struggles.

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New Federalism

A political philosophy advocating for the decentralization of power to state governments, aiming to increase administrative efficiency, reduce public spending, and improve policy outcomes.

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General Revenue Sharing

Programs that distributed federal funds directly to state and local governments with minimal restrictions on their use.

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Devolution Revolution

A period marked by attempts to transfer federal powers and responsibilities back to state and local governments.

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Devolution

The transfer of federal program authority and funding to state and local governments, granting them greater autonomy in implementation.

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Administrative Flexibility

The ability of administrative entities to make decisions and adjust their policies within a given framework.

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Commerce Clause

A constitutional clause granting Congress the power to regulate interstate and foreign commerce.

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Nationalization

The process of increasing the power and reach of the national government at the expense of state governments.

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National Supremacy Principle

The concept that the national government has supreme power over the states in matters of national concern. This principle was established during the period from 1819 to the 1860s, with key legal precedents like McCulloch v. Maryland and Gibbons v. Ogden.

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Dual Federalism

A system of government where the federal and state governments have distinct and separate powers. It's like layers of a cake, each with its own slice without overlapping.

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Indivisibility of the Union

The principle that states cannot withdraw or secede from the United States. This principle was solidified after the Civil War, ending the idea that states had the right to leave the Union.

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14th and 15th Amendments

The 14th and 15th Amendments were crucial in extending civil rights to all citizens, regardless of race. They were a major condition for readmitting former Confederate states into the Union after the Civil War.

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Shift in Power Balance

The Reconstruction Era following the Civil War saw significant shifts in the balance of power, strengthening the national government at the expense of states' rights. This was a result of the Union's victory and various measures imposed on the former Confederacy.

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Civil War's Impact on Federalism

The Civil War dramatically changed the notion of federalism, putting an end to the idea that states could secede or defy national laws. The Union's victory reinforced the supremacy of federal authority.

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Laissez-faire Economics

The economic philosophy that favored minimal government intervention in the free market. It was popular during the late 1870s, a period that saw the rise of industrialization.

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Market Concentration

The concentration of power within a particular industry or market, which can lead to unfair advantages and disadvantages. Increased industrialization often brought about such concentration of market power.

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Cooperative Federalism

A system where national and state governments cooperate to achieve shared goals and address common problems.

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New (or Devolutionary) Federalism

A shift toward greater state power and autonomy, with the national government playing a more limited role.

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Broad Interpretation of the Commerce Clause (1960s)

A period marked by a broader reading of the Commerce Clause, allowing Congress to regulate various local activities.

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United States v. Lopez (1995)

A legal case where the Supreme Court limited the power of Congress to regulate local activities under the Commerce Clause.

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Post-9/11 Federalism

The shift in federalism towards greater national power after 9/11, marked by increased federal regulation and intervention in areas previously under state control.

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Reasons for New Federalism

The idea that decentralizing policies and giving states more autonomy enhances efficiency and effectiveness in governing.

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Federal Government's Role in State Activities

Central government's role in state activities like education, healthcare, and social welfare to ensure equal service levels across wealthy and less wealthy states.

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Preventing a Race to the Bottom

Federal regulations help states avoid competing to lower standards (e.g., minimum wage, pollution), ensuring a level playing field.

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Federal Funding for Positive Externalities

Federal funds support state initiatives that benefit the whole country (e.g., environmental protection), even if they're costly for individual states.

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One-Size-Fits-All Laws vs. State Diversity

Differences between states mean federal laws may not be the best fit for everyone. Decentralization allows states to adapt laws to their unique needs.

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Policy Innovation through Decentralization

Giving states more control allows them to experiment with new policies, sharing successful approaches with others.

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Local Understanding of Needs

Local governments are closer to the people and better understand their needs than the distant federal government.

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The Name "Publius"

The journal "Publius: The Journal of Federalism" is named after Publius Valerius Publicola, a Roman consul, who supported the creation of the Roman Republic.

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Study Notes

Learning Objectives

  • Describe the evolution of federalism in the U.S.
  • Compare different federalism conceptions

The Struggle Between National and State Power

  • The Constitution establishes a federal framework balancing decentralized and centralized governance.

  • Officials at state and national levels have maneuverability within constitutional design.

  • This has led to evolving configurations of federalism over time.

  • Alexander Hamilton, Washington's Treasury Secretary, championed a publically chartered bank.

  • Believed it was within Congress's authority.

  • Hamilton convinced Washington to sign the legislation despite Thomas Jefferson's opposition based on constitutional grounds.

  • The bank's charter expired in 1811, and Jeffersonian Republicans blocked renewal.

  • The War of 1812 spurred creation of the Second Bank of the US (1816), despite opposition from many states, who argued the national government overstepped its constitutional jurisdiction.

McCulloch v. Maryland

  • James McCulloch, an agent for the Baltimore branch of the Second Bank, refused to pay a Maryland tax on out-of-state banks.
  • The Supreme Court, under Chief Justice John Marshall, ruled Congress had the authority to charter a national bank, even though not explicitly stated in the Constitution
  • This ruling established the precedent of implied powers.
  • Also established national supremacy within lawfully exercised authority.
  • The power to tax is the power to destroy.

Gibbons v. Ogden

  • The Supreme Court case established the federal government's authority to regulate interstate commerce in 1824.
  • Aaron Ogden held an exclusive license from New York to operate steamboat ferries.
  • Thomas Gibbons operated ferries under federal license.
  • The court ruled federal law trumped New York's license allowing for federal regulation of navigation.

Nullification Crisis

  • High tariffs on imported goods created conflict between states and national government in the 1830s.
  • South Carolina championed nullification arguing the right to reject national laws deemed unconstitutional.
  • This culminated in Jackson's threat of military force to enforce federal tariff laws.
  • Compromise Tariff Act of 1833 averted conflict.

Civil War Impact

  • The Civil War ended the state's right to secede and challenge national laws.
  • The war strengthened the national government's power.

Dual Federalism (late 1870s)

  • States and national government have distinctly defined spheres of jurisdiction, like layers in a cake.
  • Several Supreme Court rulings reinforced these boundaries.
  • Economic philosophy of the time favored limited government interference in industrial development.

Cooperative Federalism

  • The Great Depression led to cooperative efforts from the states and federal governments.
  • State and local governments have varying fiscal capacities; national intervention was necessary to provide uniform services, like education and social welfare.
  • Federal funding offset financial burdens and ensured minimum standards, like worker safety and environmental protection

New Federalism (Nixon/Reagan)

  • Shift towards restoring states' prominence.
  • Decentralization of policies aimed to increase administrative efficiency, reduce spending, and improve outcomes.
  • General Revenue Sharing programs allowed flexibility in how states used national funds.
  • Inconsistent execution - Opposition from political groups and states.
  • The Supreme court continued to limit the national government's authority.

Finding a Middle Ground

  • A challenge from cooperative and new federalism.
  • The optimal approach to the U.S.'s federal model is debatable.
  • Some suggest that national and state governments work better together.

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This quiz explores the evolution of federalism in the United States, examining the balance of power between national and state governments. Through key historical events and court cases, you'll compare different conceptions of federalism and understand their implications on governance.

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