Federal Records Management Quiz
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Questions and Answers

What is the definition of a federal record? (44 USC 3301)

Any information made or received by a Federal agency under Federal law or in connection with the transaction of public business and preserved as evidence of the organization, functions, and activities of the United States Government.

How often should the file plan be updated? (Select all that apply)

  • Annually (correct)
  • When the records schedule change (correct)
  • Never
  • Every five years
  • What are the three stages of a records lifecycle?

    Creation, Maintenance and Use, Disposition.

    What are some examples of permanent records? (Select all that apply)

    <p>Organizational Charts</p> Signup and view all the answers

    When a litigation hold is received, management ____________ in the hold notice to prevent early disposal until the litigation is resolved.

    <p>suspends the disposition cycle of the record.</p> Signup and view all the answers

    Employees are required to contact their Records liaison __________ weeks before departing DHS.

    <p>2</p> Signup and view all the answers

    Which form is required to be completed by all employees prior to departing DHS?

    <p>Form 141-02, Certification of Departure Documentary Materials Request</p> Signup and view all the answers

    Which Federal legislation supports the DHS records management mission?

    <p>Federal Records Act of 1950</p> Signup and view all the answers

    If records are inadvertently destroyed, who should you contact immediately?

    <p>Records Officer</p> Signup and view all the answers

    What is the maximum penalty for destroying Federal records without authorization?

    <p>Imprisonment for up to three years</p> Signup and view all the answers

    Study Notes

    Federal Records

    • A Federal record is any information created or received by a Federal agency under Federal law, linked to public business, and preserved for evidence of governmental activities.

    File Plan Updates

    • File plans must be updated annually and whenever records schedules change.

    Records Lifecycle

    • The records lifecycle includes three stages: Creation, Maintenance and Use, and Disposition.

    Examples of Permanent Records

    • Permanent records include Organizational Charts, Executive Level records, and Directives.

    Litigation Holds

    • Upon receiving a litigation hold, management must suspend the record's disposition cycle until the litigation is resolved.

    Departure Protocol

    • Employees must contact their Records liaison two weeks before leaving the Department of Homeland Security (DHS).

    Required Departure Form

    • Form 141-02, Certification of Departure Documentary Materials Request, must be completed by all employees prior to departing DHS.

    Supporting Legislation

    • The Federal Records Act of 1950 underpins the records management mission of the DHS.

    Inadvertent Destruction of Records

    • If records are accidentally destroyed, contact the Records Officer immediately.

    Penalty for Unauthorized Destruction

    • The maximum penalty for the unauthorized destruction of Federal records is imprisonment for up to three years.

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    Description

    Test your knowledge on federal records management, including their lifecycle, file plan updates, and departure protocols. This quiz covers essential regulations and examples relevant to federal agencies. Prepare for questions about litigation holds and permanent records.

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