Ethics for Respiratory Therapists

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Questions and Answers

What are the primary sources of the force behind civil law?

  • Federal court rulings on ethical standards, insurance company guidelines, and community expectations.
  • State statutes regulating individual conduct with criminal penalties, statutes regulating therapist practice, and common law imposing compensation duties. (correct)
  • City ordinances dictating acceptable behavior, contractual agreements between parties, and international treaties.
  • Federal statutes imposing criminal penalties, hospital policies regulating therapist conduct, and individual negotiations.

How does ethical misconduct typically differ from an illegal act?

  • There is no distinction; the terms are interchangeable and refer to the same types of violations.
  • Ethical misconduct carries a higher penalty, including imprisonment, whereas illegal acts result only in fines.
  • An illegal act violates societal standards applicable to all citizens; ethical misconduct violates professional norms specific to a profession . (correct)
  • Ethical misconduct is always prosecuted under federal law, while illegal acts are handled at the state level.

What fundamental question does the study of ethics primarily address?

  • "How can we maximize profit?"
  • "How should we act?" (correct)
  • "What are the origins of human behavior?"
  • "What is the nature of knowledge?"

Which of the following is an example of an ethical dilemma in respiratory therapy related to managed care?

<p>A therapist believing a patient needs more care than the insurance will cover. (C)</p> Signup and view all the answers

What is the primary purpose of a professional code of ethics?

<p>To serve as an essential part of any profession claiming to be self-regulating. (C)</p> Signup and view all the answers

What ethical principle is violated when a therapist deceives a patient to reverse their decision to refuse treatment?

<p>Autonomy (B)</p> Signup and view all the answers

Which ethical principle relates to issues of benevolent deception, where truth might be withheld for the patient's perceived good?

<p>Veracity (B)</p> Signup and view all the answers

What ethical principle requires healthcare providers to actively prevent harm to a patient whenever possible?

<p>Nonmaleficence (C)</p> Signup and view all the answers

What concept is demonstrated when a health care worker contributes to the health and well-being of their patients?

<p>Beneficence (D)</p> Signup and view all the answers

What is the primary purpose of advanced directives?

<p>To allow patients to make choices BEFORE an adverse event happens. (D)</p> Signup and view all the answers

What does the ethical principle of confidentiality require of health care workers, even after a patient has died?

<p>To respect the patient’s right to privacy. (C)</p> Signup and view all the answers

What ethical principle involves the fair distribution of care, balancing healthcare expenses and the ability to pay?

<p>Justice (B)</p> Signup and view all the answers

A respiratory therapist refrains from telling a patient's family how critical the patient's situation is, deferring to the attending physician. What ethical concept does this exemplify?

<p>Role duty (B)</p> Signup and view all the answers

Which ethical viewpoint relies on rules and principles, judging right and wrong based on them?

<p>Formalism (D)</p> Signup and view all the answers

What is the primary consideration in consequentialism when evaluating an action?

<p>The consequences of the act. (A)</p> Signup and view all the answers

What is the focus of 'rule utilitarianism' approach to ethical decision making?

<p>Promoting the greatest good through a chosen ‘rule.’ (C)</p> Signup and view all the answers

How does virtue ethics primarily determine the morality of an action?

<p>By considering what a 'good practitioner' would do in similar circumstances. (C)</p> Signup and view all the answers

Which ethical viewpoint is based on self-evident truths and moral maxims, such as treating others fairly?

<p>Intuitionism (A)</p> Signup and view all the answers

What is the primary focus of criminal law?

<p>Addressing acts against the welfare and safety of the public. (D)</p> Signup and view all the answers

What does administrative law primarily concern?

<p>Regulations set by government agencies. (B)</p> Signup and view all the answers

What is the main purpose of civil law?

<p>To protect citizens from unfair advantages and enforce private rights. (A)</p> Signup and view all the answers

What does 'tort law' primarily address?

<p>Civil wrongs causing injury or harm. (B)</p> Signup and view all the answers

Which of the following is considered a 'negligent tort'?

<p>Failure to perform one's duties competently. (D)</p> Signup and view all the answers

Damages for pain, suffering, and disfigurement fall under what category in negligence lawsuits?

<p>Noneconomic damages (C)</p> Signup and view all the answers

What is the purpose of punitive damages in tort law?

<p>To punish wrongful conduct and deter future unlawful action. (B)</p> Signup and view all the answers

Which of the following must be proven to establish negligence?

<p>The patient suffered harm, and the practitioner owed and breached a duty of care that caused the harm. (C)</p> Signup and view all the answers

What is considered 'ethical malpractice'?

<p>Violations of professional ethics possibly resulting in censure. (C)</p> Signup and view all the answers

What is a therapist's MOST effective strategy for minimizing the risk of malpractice litigation?

<p>Active risk management and good patient relations. (B)</p> Signup and view all the answers

What is the primary goal of the Health Insurance Portability and Accountability Act (HIPAA)?

<p>To establish standards for privacy of individually identifiable health information. (D)</p> Signup and view all the answers

What is 'Respondeat superior'?

<p>A legal doctrine where employers are liable for employees' actions. (B)</p> Signup and view all the answers

What is a key component of therapist-driven protocols in respiratory care?

<p>Therapists permitted to exercise autonomous judgment. (A)</p> Signup and view all the answers

What action does the National Labor Relations Act (NLRA) protect?

<p>Engaging in an act that would benefit all employees. (B)</p> Signup and view all the answers

What is the main provision of the False Claims Act?

<p>It forbids making false claims against the government (A)</p> Signup and view all the answers

How has healthcare changed to affect best services to deliver to patients?

<p>Both A and B (B)</p> Signup and view all the answers

What do advance health directives require?

<p>All of the above (D)</p> Signup and view all the answers

The AARC (American Association for Respiratory Care) has a document that guides the ethical conduct of its members. What is this document called?

<p>Statements of Ethics of Professional Conduct (B)</p> Signup and view all the answers

Which of the following best describes the principle of autonomy in healthcare ethics?

<p>The patient's right to make decisions about their own medical care. (A)</p> Signup and view all the answers

What is the legal concept of 'informed consent' most directly related to?

<p>A provider's responsibility to disclose all relevant information to a patient before treatment. (C)</p> Signup and view all the answers

In a situation where a respiratory therapist is faced with the decision to prioritize one patient's treatment over another due to understaffing and lack of established protocols, which ethical dilemma is MOST evident?

<p>Conflict between beneficence and justice. (C)</p> Signup and view all the answers

What is the central ethical challenge presented by managed care's restrictive gatekeeping approach, where patients need approval from a third-party payer before receiving certain treatments or hospitalizations?

<p>Balancing cost-effectiveness with providing the necessary level of care. (B)</p> Signup and view all the answers

What is the MOST important aspect of 'veracity' that healthcare providers MUST keep in mind when communicating with patients, according to the principles of ethical theories?

<p>Carefully consider <em>how</em> and <em>what</em> information is conveyed to the patient. (C)</p> Signup and view all the answers

In the context of ethical viewpoints, how does 'virtue ethics' primarily guide a respiratory therapist's actions in their profession?

<p>By reflecting on the attributes of a 'good' respiratory therapist and acting in accordance with those virtues. (B)</p> Signup and view all the answers

A respiratory therapist, disagreeing with the physician's care plan, decides to make adjustments without consulting anyone. If a negative outcome occurs, which element of negligence would MOST likely be in question?

<p>Whether the therapist breached their duty of care. (A)</p> Signup and view all the answers

Flashcards

Force behind civil law

State statutes, professional boards, and common law impose duties and standards on therapists.

What is an illegal act?

Violates the standards of conduct for all citizens (e.g., domestic assault).

What is ethical misconduct?

Violations of professional and ethical norms set by the profession.

Origin of Ethics

Ethics is rooted in philosophy and seeks to answer, "How should we act?".

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Ethical Principle

Respect humanity in persons.

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Restrictive gatekeeping

Managed care often requires approval from a third-party payer before hospitalization or procedures.

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Code of Ethics

An essential part of any profession claiming to be self-regulating.

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Autonomy

Acknowledges patients' personal liberty and right to decide their treatment.

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Living Will

A legal document specifying a person's wishes regarding medical treatment if they cannot express them.

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Durable POA

Assigning someone to make medical decisions on your behalf if you cannot.

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Confidentiality

Requires healthcare workers to respect a patient's right to privacy, even after death.

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Nonmaleficence

Obligates health care providers to avoid harming the patient and to actively prevent harm when possible.

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Beneficence

Raises the 'do-no-harm' requirement to a higher level; requires doing what is best for the patient.

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Justice in healthcare

Involves the fair distribution of care.

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Role duty

Practitioners must understand the limits of their role and practice with fidelity.

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Consequentialism

Judging if a situation is right or wrong based on the consequences.

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Virtue ethics

Looks for behavior based on what "good practitioners" would do in similar circumstances.

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Intuitionism

An ethical viewpoint that holds there are certain self-evident truths, usually based on moral maxims.

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Criminal law

Deals with acts against the welfare and safety of the public; punishable by fines or imprisonment.

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Administrative law

Regulations set by government agencies.

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Civil law

Protects citizens from others who might seek to take unfair advantage.

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Tort Law

A civil wrong.

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Negligent tort

Failure to perform one's duties competently.

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Intentional tort

Involves a willful act violating another's interest.

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Economic damages

Awarded for economic loss.

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Noneconomic damages

Pain, suffering, disability, disfigurement, and loss of enjoyment of life.

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Punitive damages

Awarded to punish wrongful conduct and deter future unlawful conduct.

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Elements of negligence

The practitioner owes a duty to the patient, breaches that duty, causing damage or harm.

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Criminal malpractice

Assault and battery.

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Civil malpractice

Negligence.

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Ethical malpractice

Violations of professional ethics, possibly resulting in censure.

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Defenses against intentional torts

Lack of intent to do harm and patient consent.

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Avoiding lawsuits

Being aware of and conforming to all legal aspects of licensure and standards of care.

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HIPAA

Health Insurance Portability and Accountability Act of 1996, establishes standards for privacy of identifiable health information.

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Medical supervision

RTs must work under competent medical supervision; employers are liable for RT actions.

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Respondeat superior

Legal theory where the employer is responsible for the actions of its employees.

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RT should know..

Respiratory Care Practice Act (licensure statute) guides RT practice.

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NLRA

A hospital employee protects a worker that engages in conduct that would benefit all employees.

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CCO

Hospital officer who oversees the business practices and ensures conformity to law, and is available to discuss legal issues.

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False Claims Act

Forbids making false claims against the government.

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Health Care and Change

Services for changes, funding, and patient in health care interactions.

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Patient Self-Determination Act

All those receiving Medicaid or Medicare funds make patients have advanced directives.

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Veracity

Principle that binds health care provider and patient to be truthful.

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Formalism

View point relies on rules and principles.

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Study Notes

  • Civil law is enforced through state statutes, professional boards, and common law, ensuring ethical and competent practice.

Distinction Between Illegal and Ethical Misconduct

  • Illegal acts violate established standards of conduct for all citizens, such as domestic assault.
  • Ethical misconduct involves violating professional and ethical norms set by a profession.

Philosophical Basis of Ethics

  • Ethics stems from philosophy, emphasizing wisdom and knowledge pursuit.
  • Ethics explores how one should act, upholding respect for humanity.

Ethical Dilemmas Faced By Respiratory Therapists (RTs)

  • RTs face ethical and legal issues like rationing care, third-party standards, cost constraints, staffing, HIPAA, and PPACA.
  • Managed care's restrictive gatekeeping requires pre-approvals, creating dilemmas when patient needs exceed coverage.
  • Understaffing can cause RTs to deprioritize patients, potentially violating professional norms and ethics.

Code of Ethics

  • A code of ethics is essential for self-regulating professions.
  • The AARC's Statement of Ethics and Professional Conduct establishes behavioral guidelines for its members.
  • Therapists have moral obligations that create ethical duties, that may be used in legal proceedings

Mini Clini

  • Review the problem and consider a solution.
  • Assess decision difficulty via Discussion Questions.
  • Interpret Guidance section details.

Ethical Theories and Principles

  • Professional obligations should be in line with patient rights.

Autonomy

  • Autonomy respects patients' liberty to make treatment decisions based on "informed consent".
  • Deceit to change a patient's decision to refuse treatment violates autonomy and is unethical.

Veracity

  • Veracity (truthfulness) requires honesty from providers and patients.
  • Benevolent deception (withholding truth for the patient's own good) poses a challenge to veracity.
  • Most patients wants full disclosure, even if the facts are dismal.
  • Be careful to chose the right words when talking to patients

Mini Clini on Patient's Right to Refuse

  • Review the Mini Clini on page 72 to understand patient's rights to refuse treatment.

Nonmaleficence

  • Nonmaleficence compels healthcare providers to prevent harm.
  • Weigh potential risks against benefits such as the risk of infection as a result from potentially life saving interventions.
  • Problems arise with "double effect" treatments that have serious side effects; harmful effects are viewed as unintended if the initial intent was good.

Beneficence

  • Beneficence extends "do-no-harm" to doing what's best for the patient.
  • Health care workers must boost health and well-being while preventing harm.
  • Ethical domain issues have spawned "advanced directives".
  • It is up to the patient and family to decide whether to do everything possible to prolong life, regardless of quality of life.
  • Ethical dilemmas occur, because whether to do everything to save someone, is a matter of beneficence.
  • Advanced directives, allow patients to make their own decisions

Advance Directives

  • Advance directives let patients decide BEFORE adverse events.
  • Types: Living Will (specifies wishes) and Durable POA (assigns decision-maker).

Confidentiality

  • Confidentiality requires respecting patient privacy, even after death. Review Mini Clini on Page 74
  • Breaches may be legal in cases like child abuse or gunshot wounds.
  • Healthcare workers may share patient medical history in some cases.
  • Digital era has increased potential risks from inadvertent PHI disclosure such as on social networking sites.

Justice

  • Justice means fair distribution of care.
  • Balance health expenses with the ability to pay for them; rationing calls for "distributive justice".
  • Compensatory justice seeks damages for medical malpractice and less than 2% of health care costs relate to malpractice or negligence lawsuits.

Role Duty

  • Practitioners must understand their role limits and practice accordingly.
  • RTs are not to tell family how critical a situation is; that’s the doctor’s role.
  • RTs must not overstep their defined role.
  • Read Mini Clini pages 75 and 76 on role duty for further learning.

Ethical Viewpoints and Decision-Making

  • Decisions in healthcare vary based on an individual's background.

Formalism

  • Formalism relies on established rules and principles.
  • Rights and wrongs align with those rules and principles.

Consequentialism

  • The rightness or wrongness of an action depends on its consequences.
  • It typically uses the principle of utility, maximizing overall good.

Formalist and Consequentialist Example

  • During WWII some soldiers had syphilis from brothels and others had battle wounds, who should get the antibiotics?
  • Formalists believe in giving them to the sickest patients first (duty oriented).
  • Consequentialism resulted in antibiotics being given to soldiers from brothels who needed to fight to win.

Mixed approach to Moral Reasoning

  • Mixed approaches include moral reasoning.
  • Rule utilitarianism, is a variation of consequentialism, which focuses on which "rule" will promote the greatest good.

Disadvantages of of "rule" for Moral Reasoning

  • Variability between caregivers.
  • Caregiver value and educational differences.
  • Risk of inconsistent ethical decision making.

Virtue Ethics

  • Virtue ethics aren't based on rules or consequences but on character..
  • Ask, “How would the good RT act?”
  • Calls for behavior based on what "good practitioners” would do in similar circumstances
  • Virtue Ethics guide most RT's decisions.

Intuitionism

  • Intuitionism appeals to "self-evident truths" and moral maxims.
  • "Treat others fairly" and “look before you cross the street" etc
  • It depends on caregiver intuition while acknowledging varying backgrounds.
  • Public law includes criminal law and administrative law, regulating government-private party interaction.
  • Criminal law addresses public safety and welfare with punishments like fines and imprisonment while the state is the accuser
  • Administrative law incorporates government regulations, with which RTs must comply.
  • Civil law safeguards citizens from exploitation, enforcing individual/organizational rights and duties.
  • Civil courts resolves complaints and determines reparation.

Tort Law

  • Tort law addresses civil wrongs, maintaining peace, and providing injury remedies.
  • Torts have three forms: Negligent torts, Intentional torts, and Liability regardless of fault.
  • Intentional tort involves intent to act violating another's interest
  • Negligent tort is failure to perform one's duties competently.

Damages in Tort Law

  • Damages in negligence lawsuits are classified as economic loss, noneconomic suffering, and punitive for misconduct.

Elements of Negligence

  • Negligence involves a duty to the patient, breach of that duty, causation of damages, and harm to the patient.

Malpractice Classifications

  • Malpractice classifications include criminal (assault/battery), civil (negligence), and ethical (ethics violations that could censure).

Defenses Against Intentional Torts

  • Defenses against intentional torts include no intent to harm and informed patient consent.

Avoiding Lawsuits

  • Conform to licensure's aspects and standards of care.
  • Establish ongoing risk management and have malpractice insurance.
  • Use active risk management and guest relations policies.

HIPAA

  • HIPAA of 1996 sets standards for privacy of identifiable health data.
  • It balances data protection with the need for health care data exchange.

Medical Supervision

  • Medical supervision which is a "scope of practice" requirement, mandates RTs work under competent supervision.
  • Employer (physician/hospital) is liable for RT's actions.
  • In some states, physicians may be liable, despite hospital employment, through "failure to supervise" (respondeat superior).

Professional Licensure

  • Licensure requires knowledge of Respiratory Care Practice Act (Licensure Statute) and ability to perform Therapists-driven protocols.
  • Therapists can exercise their independent judgement.
  • Decision making in the court increases.
  • One must be aware of Causes of Discipline such as, Substance abuse, domestic violence, sexual abuse, and gross incompetence.

Ethics and Law

  • Corporate compliance officers (CCO) overseeing hospital practices and conformity to law, tackle legal or ethical issues.
  • The 2010 Patient Protection and Affordable Care Act (PPACA) boosts whistleblower protections for hospital staff.

Ethics and Law: NLRA

  • The National Labor Relations Act protects hospital workers, union or not.
  • It also has a protections even when he or she engages in an act that would benefit of all employees.

Ethics and Law: False Claims Act

  • The False Claims Act forbids false claims against government, and is sanctioned with repayment and civil penalties.

Health Care and Change

  • Rapid modifications change patients and healthcare workers interactions and also how resources are distributed.
  • Ethics and managed care intersect and change decisions.
  • Health care workers balance treatment services/outcomes and managed care.

Health Care and Change Considerations

  • Specific considerations include factual premises, tort laws, hospital standards, and care outcomes.

Health Care Advanced Directives

  • All 50 states and D.C. have health care advance directives.
  • The 1991 Patient Self-Determination Act mandates hospitals ascertain if patients have advance directives, which are state-regulated.

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