Deadlocks in Operating Systems

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Questions and Answers

What is deadlock?

Deadlock occurs when two or more processes are waiting indefinitely for an event that can be caused by only one of the waiting processes.

What are the four necessary conditions for deadlock to occur?

The four necessary conditions for deadlock are: mutual exclusion, hold and wait, no preemption, and circular wait.

Which of these options are not a necessary condition for deadlock? (Select all that apply)

  • Resource preemption (correct)
  • Mutual Exclusion
  • Circular Wait
  • No preemption (correct)
  • Hold and Wait

A ______ is a directed graph used to describe deadlocks more precisely.

<p>system resource-allocation graph</p>
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Which edge represents a request for a resource in a resource-allocation graph?

<p>Request edge (B)</p>
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A system is in a safe state if a deadlock is possible.

<p>False (B)</p>
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Which of these approaches can ensure that the system will never enter a deadlocked state?

<p>Deadlock prevention (B)</p>
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What is the main difference between deadlock prevention and deadlock avoidance?

<p>Deadlock prevention aims to prevent deadlocks by constraining resource access, while deadlock avoidance allows for resource requests but ensures that the system stays in a safe state.</p>
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What is the Banker's Algorithm and how does it work?

<p>The Banker's algorithm is a deadlock avoidance algorithm used when resources have multiple instances. It works by dynamically examining the resource-allocation state to ensure that there can never be a circular-wait condition, based on maximum resource needs and availability.</p>
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What is meant by a priori information in the context of deadlock avoidance?

<p>In deadlock avoidance, <code>a priori</code> information refers to the knowledge of the maximum resource needs of each thread, which the operating system uses to decide whether to grant or delay resource requests.</p>
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The Detection Algorithm is a proactive approach to dealing with deadlocks.

<p>False (B)</p>
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What is the purpose of a Waif-for Graph in deadlock detection?

<p>Representing the dependencies between threads waiting for resources (C)</p>
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What are the two primary methods for recovering from deadlock?

<p>The two main methods for recovery from deadlock are process termination (aborting processes) and resource preemption (taking resources away from processes).</p>
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Which of these recovery methods is typically more expensive?

<p>Process termination (B)</p>
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What is the main challenge associated with using rollback as a recovery method from deadlock?

<p>A significant challenge with rollback is determining a safe state to which the system can rewind. Often, the simplest solution is a total rollback, potentially involving substantial loss of progress.</p>
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Flashcards

Deadlock

A situation where two or more processes are stuck waiting for each other indefinitely, preventing any further progress.

Resource

A finite collection of resources that are shared by processes. They can be individual resources or resource types.

Resource Type

A unique identifier for a type of resource, such as a CPU, a printer, or a file.

Resource Instance

The number of instances available for a particular resource type.

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Resource Request

The action of a process requesting access to a resource. If the resource is unavailable, the process will typically wait until the resource becomes available.

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Resource Usage

The action of a process using a resource that it has been granted access to.

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Resource Release

The action of a process releasing a resource that it has been using, making it available for other processes.

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Mutual Exclusion

Only one process can utilize a resource at a time. This condition is essential for preventing data corruption.

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Hold and Wait

A process can hold a resource while it is also waiting for additional resources that are currently held by other processes. This can lead to a deadlock situation because the process is blocked from acquiring the additional resources it needs.

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No Preemption

Resources cannot be forcibly taken away from a process (preempted). Resources can only be released voluntarily by the process.

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Circular Wait

A circular chain of processes exists where each process is waiting for a resource that is held by the next process in the chain. Eventually, the last process is waiting for the first process, creating an unbreakable cycle.

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Resource Allocation Graph

A graphical representation of the resource allocation state in a system. It shows the relationships between processes and resources, including their allocations and requests.

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Request Edge

An edge in the resource allocation graph that depicts a process requesting a resource.

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Assignment Edge

An edge in the resource allocation graph that depicts a resource being allocated to a process.

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Safe State

A system state where the allocation of resources is such that all processes can potentially complete their execution without encountering a deadlock, even if some processes need to wait for additional resources.

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Unsafe State

A system state where the allocation of resources creates a possibility for deadlock, meaning that at least one process may not be able to obtain the resources it requires to complete execution, leading to a standstill.

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Deadlock Prevention

A set of techniques designed to prevent deadlock by ensuring that at least one of the four necessary conditions for deadlock is never met.

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Resource Pre-allocation

A technique for preventing deadlock by ensuring that all resources needed by a process are allocated to it before the process starts executing. This ensures that the process will not be waiting for additional resources while holding other resources, which is a key condition for deadlock.

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Request All Resources

A deadlock prevention technique that requires a process to release all resources it currently holds before making any new resource requests. This prevents the hold-and-wait condition, which is a key condition for deadlock.

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Resource Preemption

A deadlock prevention technique that involves forcing a process to release a resource it holds when it needs to request a new resource that is currently unavailable. This ensures that processes do not hold resources while waiting for new ones, preventing the hold-and-wait condition.

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Resource Ordering

A deadlock prevention technique that establishes a total ordering for resource types and requires processes to request resources in increasing order of their assigned numbers. This prevents the circular wait condition, which is a key condition for deadlock.

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Deadlock Avoidance

A set of techniques designed to avoid deadlock by ensuring that the system will always remain in a safe state, preventing the occurrence of a deadlock. It uses information about the current resource allocation and future resource requests to make decisions about resource allocation.

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Banker's Algorithm

A deadlock avoidance technique that is based on the idea of allocating resources to processes only if granting the request will not result in a deadlock situation. It uses the Banker's algorithm to determine whether a resource request can be granted safely.

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Deadlock Detection

A set of techniques designed to detect deadlock situations after they occur and then recover from them. The system attempts to identify deadlock conditions in the system and take action to resolve them.

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Wait-for Graph

A graph that represents the dependencies between processes in a system, specifically indicating which processes are waiting for which other processes to release resources. An edge from Ti to Tj in the graph implies that process Ti is waiting for process Tj to release a resource that Ti needs.

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Process Termination

A technique for reversing the effects of a deadlock by terminating one or more processes involved in the deadlock. The terminated processes may need to be restarted, potentially restarting the process. It is a drastic step to take.

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Resource Preemption

A deadlock recovery technique that involves forcibly taking away a resource from a process that is holding it. The resource can then be assigned to another process. The process that had its resource confiscated must be rolled back to a safe state and restarted.

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Process Rollback

A process is rolled back to an earlier safe state to recover from deadlock. The process will have to redo some of its work that was completed before the deadlock occurred.

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Starvation

A potential problem in deadlock recovery using preemption, in which the same process is continuously chosen as the victim, preventing it from making progress and eventually leading to starvation. This requires careful strategies to prevent this issue.

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Study Notes

Deadlocks

  • Deadlocks occur when two or more processes are waiting indefinitely for an event that can only be caused by one of the waiting processes
  • Four necessary conditions for deadlocks:
    • Mutual exclusion: only one thread at a time can use a resource
    • Hold and wait: a thread holding at least one resource is waiting to acquire additional resources held by other threads
    • No preemption: a resource can only be released voluntarily by the thread holding it, typically after it completes its task
    • Circular wait: there exists a set of waiting threads such that each thread is waiting for a resource held by the next thread in the set, with the final thread waiting for a resource held by the first thread

Methods for Handling Deadlocks

  • Three ways to handle deadlocks:
    • Prevention: Use protocols to prevent the system from entering a deadlock state.
    • Avoidance: The operating system is given prior information to decide if a request can be fulfilled immediately or needs to be delayed. This information includes the currently available resources, current allocations to every thread, and future request/release patterns.
    • Detection and Recovery: The system enters a deadlock state and then the operating system detects it and recovers from the deadlock. This method needs deadlock detection and recovery algorithms

Deadlock Prevention

  • Mutual Exclusion: Ensure that at least one resource must be sharable (convert resources to sharable if possible). Read-only resources that don't require exclusive access cannot be involved in a deadlock. Mutex locks are an example of non-sharable resource.
  • Hold and Wait: Threads must request all necessary resources before execution or release all held resources before requesting any new resource.
  • No Preemption: Resources cannot be preempted from one thread to another unless the thread voluntarily releases them.
  • Circular Wait: Impose a total ordering of all resource types and require threads requesting them to obey that ordering. Assign unique numbers to resources to impose a consistent order for resource requests.

Deadlock Avoidance

  • System has a priori information available, to decide if a request can be immediately granted or need delay
  • The required information includes:
    • Number of available resources
    • Number of allocated resources to each thread
    • Maximum demand of each thread

Safe State

  • A safe state is a state where the system can allocate resources to each thread (up to its maximum) in some order and still avoid a deadlock.
  • If a system is in a safe state, no deadlocks will occur.
  • If a system is in an unsafe state, a deadlock is possible.
  • Deadlock avoidance algorithms aim to ensure that the system never enters an unsafe state.

Banker's Algorithm

  • Used to avoid deadlocks in systems with multiple instances of a resource type.
  • Each thread must declare its maximum resource needs in advance.
  • The algorithm checks if a request can be safely granted without leading to a deadlock.

Detection Algorithm

  • Used to detect a deadlock in systems that do not employ deadlock prevention or avoidance algorithms.
  • The system must periodically invoke a cycle-detection algorithm.
  • If a cycle (deadlock) is detected, the system must recover.
  • O(m × n²) operations are needed to detect the deadlock condition
    • m is the number of resource types
    • n is the number of threads

Recovery from Deadlock

  • Termination: The method of recovering from a deadlock by terminating deadlocked threads.

  • Preemption: The method of recovering from a deadlock by preempting resources held by deadlocked threads.

    • Selecting a victim: To minimize the cost, the order of preempting resources should be determined.
  • Rollback: Returning the system to a safe state. Restart threads from a previous safe state.

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Chapter 8: Deadlocks PDF

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