Database Systems Chapter 21 Quiz
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Questions and Answers

What is the primary purpose of concurrency control protocols?

  • To guarantee serializability of transactions. (correct)
  • To encrypt sensitive data within the database.
  • To optimize database storage.
  • To provide user authentication and authorization.
  • What is the role of the lock manager subsystem?

  • To optimize query execution plans.
  • To ensure data backup and recovery processes.
  • To manage user privileges and access rights.
  • To keep track of and control access to locks. (correct)
  • What is the primary purpose of a timestamp in concurrency control?

  • To optimize query processing by indexing transaction operations.
  • To lock database items and prevent concurrent access.
  • To serve as a unique identifier for each transaction and determine its submission order. (correct)
  • To record the time when a transaction releases its locks.
  • What are the two possible states for a binary lock?

    <p>Locked and Unlocked (A)</p> Signup and view all the answers

    What is the function of lock_item(X) operation?

    <p>To request access to data item X. (C)</p> Signup and view all the answers

    How do timestamp-based concurrency control techniques avoid deadlocks?

    <p>By not using locks, which eliminates the possibility of circular wait conditions. (B)</p> Signup and view all the answers

    What is the main difference between binary locks and shared/exclusive locks?

    <p>Shared/exclusive locks allow read operations to occur concurrently, while binary locks do not. (B)</p> Signup and view all the answers

    Which of the following methods can be used to generate timestamps for transactions?

    <p>Incrementing a counter or using the system clock. (D)</p> Signup and view all the answers

    Which lock type is required for a transaction to modify a data item?

    <p>Exclusive Lock (B)</p> Signup and view all the answers

    In timestamp ordering (TO), what is guaranteed if a transaction's later operation is rejected?

    <p>The schedules produced are conflict serializable. (D)</p> Signup and view all the answers

    Which of the following is NOT a locking operation mentioned?

    <p>modify_lock(X) (B)</p> Signup and view all the answers

    What additional property does the strict TO algorithm guarantee compared to the basic TO algorithm?

    <p>Ensuring schedules are both strict and conflict serializable. (A)</p> Signup and view all the answers

    Why is binary locking considered too restrictive for database items?

    <p>It prevents concurrent read access. (D)</p> Signup and view all the answers

    Within two-phase locking techniques, what action describes upgrading?

    <p>Issuing a write_lock operation after a read_lock operation. (C)</p> Signup and view all the answers

    Which phase of the two-phase locking protocol prohibits the acquisition of new locks?

    <p>The shrinking phase. (A)</p> Signup and view all the answers

    During which phase of the two-phase locking protocol must lock conversion upgrades occur?

    <p>Expanding Phase (A)</p> Signup and view all the answers

    What does the two-phase locking protocol guarantee about a schedule if every transaction follows it?

    <p>The schedule will be serializable. (C)</p> Signup and view all the answers

    According to the content, what is a potential drawback of using two-phase locking?

    <p>It might prevent some serializable schedules from occurring. (D)</p> Signup and view all the answers

    Which of the following best characterizes Conservative (static) 2PL?

    <p>Transactions lock all needed items before starting. (C)</p> Signup and view all the answers

    Which two-phase locking variation guarantees a deadlock-free protocol?

    <p>Conservative (static) 2PL (C)</p> Signup and view all the answers

    How does Strict 2PL differ from Basic 2PL?

    <p>Strict 2PL does not release exclusive locks until after commit or abort, while Basic 2PL can release them earlier. (D)</p> Signup and view all the answers

    Which of the following is a characteristic of rigorous two-phase locking (2PL)?

    <p>Transactions do not release any locks until after they commit or abort. (B)</p> Signup and view all the answers

    What is a primary function of a concurrency control subsystem in the context of locking?

    <p>To generate read_lock and write_lock requests. (B)</p> Signup and view all the answers

    Why is locking generally considered to have high overhead in database systems?

    <p>Locking operations require memory allocation, maintenance, and complex algorithms that impact processing time. (D)</p> Signup and view all the answers

    Which of the following best describes the condition of deadlock in a database system?

    <p>Each transaction in a set is waiting for an item locked by another transaction in the same set. (D)</p> Signup and view all the answers

    Which deadlock prevention protocol involves a transaction locking all items it needs in advance?

    <p>Early Locking (B)</p> Signup and view all the answers

    Which of the following is true about the 'no waiting' algorithm for handling deadlocks?

    <p>It immediately aborts and restarts a transaction if it cannot obtain a lock. (C)</p> Signup and view all the answers

    In deadlock detection, what is the purpose of the wait-for graph?

    <p>To detect cycles indicating a deadlock situation. (D)</p> Signup and view all the answers

    What is a common solution to prevent starvation in database transactions?

    <p>Using a first-come-first-served queue. (D)</p> Signup and view all the answers

    Flashcards

    Concurrency Control

    Set of rules designed to guarantee serializability in database transactions.

    Two-Phase Locking

    A protocol that locks data items to prevent concurrent access in two phases: growing and shrinking.

    Lock

    A variable associated with a data item that describes its status for operations that can be applied.

    Binary Locks

    Locks with two states: locked (1) meaning inaccessible, and unlocked (0) meaning accessible.

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    Lock Table

    A table that specifies which items currently have locks and their states.

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    Lock Manager

    Subsystem that keeps track of and controls access to locks in the database system.

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    Shared Lock

    Allows multiple transactions to read an item concurrently without conflict.

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    Exclusive Lock

    Requires exclusive control to write to an item, preventing other simultaneous writes.

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    Lock Conversion

    Changing a lock held by a transaction from one type to another.

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    Upgrading

    Switching from a read lock to a write lock in a transaction.

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    Downgrading

    Switching from a write lock to a read lock in a transaction.

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    Expanding Phase

    Phase where new locks can be acquired but not released.

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    Shrinking Phase

    Phase where existing locks can be released but no new ones can be acquired.

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    Basic 2PL

    Standard Two-Phase Locking technique outlined earlier.

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    Strict 2PL

    A version of 2PL that does not release locks until after a transaction commits or aborts.

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    Rigorous Two-Phase Locking

    A locking protocol where transactions do not release locks until they commit or abort.

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    Deadlock

    A situation where two or more transactions are waiting for each other to release locks, leading to a standstill.

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    Deadlock Prevention Protocols

    Methods to avoid deadlock by ensuring transactions lock all needed items in advance or in a specific order.

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    Wait-die Protocol

    A deadlock prevention method where older transactions can wait for younger ones, but younger ones are aborted.

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    Wound-wait Protocol

    A deadlock prevention strategy where older transactions can 'wound' younger ones, forcing them to abort.

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    No Waiting Algorithm

    A strategy where if a transaction cannot obtain a lock, it is immediately aborted and later restarted.

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    Starvation

    A situation where a transaction cannot proceed for a long time while others continue to execute normally.

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    Victim Selection in Deadlock

    Deciding which transaction to abort when deadlock occurs, based on certain criteria or costs.

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    Timestamp

    A unique identifier assigned by the DBMS for a transaction, indicating its start time.

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    Concurrency Control without Locks

    Concurrency control techniques that utilize timestamps and avoid deadlocks since no locks are used.

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    Timestamp Ordering (TO)

    A method allowing interleaved transaction operations while ensuring the order based on their timestamps.

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    Basic TO Algorithm

    An algorithm that rejects later conflicting operations by aborting the transaction that issued them, ensuring conflict serializability.

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    Strict TO Algorithm

    An extension of TO that guarantees schedules are both strict and conflict serializable.

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    Study Notes

    Fundamentals of Database Systems - Chapter 21: Concurrency Control Techniques

    • Concurrency control protocols are sets of rules to guarantee serializability during concurrent access.
    • Two-phase locking protocols manage concurrent access by locking data items.
    • Timestamps provide unique identifiers for each transaction.

    21.1 Two-Phase Locking Techniques

    • A lock is a variable associated with a data item.
    • It describes the status of the data item for the operations performed.
    • Binary locks use two states (values): locked (1) and unlocked (0).
    • A locked item cannot be accessed.
    • Unlock operations allow accessing items.

    Two-Phase Locking Techniques (cont'd.)

    • Transactions request access by issuing lock_item(X) operations.
    • If a lock is available, the item is locked.
    • If the lock is unavailable, the transaction waits.
    • unlock_item(X) releases a lock.
    • A lock table specifies which database items have locks.
    • The lock manager subsystem manages locks.

    Two-Phase Locking Techniques (cont'd.)

    • Shared/exclusive (read/write) locks allow reading simultaneously without conflicts.
    • Exclusive locks are needed for writing.
    • The operations are read_lock(X), write_lock(X), and unlock(X).
    • For read_lock(X): if the lock is unlocked, set it to read-locked, otherwise, increment the read count.
    • For write_lock(X): if the lock is unlocked, set it to write-locked; otherwise, wait until unlocked.

    Two-Phase Locking Techniques (cont'd.)

    • Transactions can convert locks from one state to another.
    • Upgrading converts read to write.
    • Downgrading converts write to read.

    Guaranteeing Serializability by Two-Phase Locking

    • Two-phase locking protocol ensures all locking operations precede the first unlock operation in each transaction.
    • It consists of expanding (growing) and shrinking phases.
    • Expanding phase: acquiring new locks, allowing lock conversions, and no lock releases.
    • Shrinking phase: releasing existing locks, and allowing downgrades.

    Variations of Two-Phase Locking

    • Basic 2PL: described in previous slides.
    • Conservative 2PL: requires predeclaring all accessed items by a transaction before it starts.
    • Strict 2PL: exclusive locks are released only after the transaction commits or aborts.
    • Rigorous 2PL: no lock release until the transaction commits or aborts.

    Dealing with Deadlock and Starvation

    • Deadlock occurs when two or more transactions are waiting indefinitely for each other to release locks.
    • Deadlock prevention protocols require transactions to lock all required resources in advance, or to order resource requests.
    • Deadlock detection algorithms check for deadlock states and resolve them.
    • Starvation occurs if a transaction waits indefinitely, while other transactions get processed.
    • Timeouts and victim selection resolve starvation.

    21.2 Concurrency Control Based on Timestamp Ordering

    • Timestamps are unique identifiers for transactions, assigned in the order they are submitted.
    • Timestamp ordering avoids using locks.
    • Deadlocks are not possible.

    Timestamp Ordering (cont'd.)

    • Generating timestamps: the DBMS assigns timestamps to transactions based on the order of their submission.
    • Timestamp ordering enforces equivalent serial order based on transaction timestamps.
    • Each database item has read_TS(X) and write_TS(X) timestamps.

    Timestamp Ordering (cont'd.)

    • Basic TO algorithm: if a conflict arises, the later operation is rejected.
    • Strict TO algorithm ensures schedules are both strict and conflict serializable.

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    Description

    Test your knowledge on concurrency control techniques from Chapter 21 of the Fundamentals of Database Systems. This quiz covers critical concepts like two-phase locking protocols and transaction management to ensure data consistency during concurrent access. Assess your understanding of the lock mechanisms and their implementation in database systems.

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