Communication of Audit Results
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Questions and Answers

What is the responsibility of the chief audit executive (CAE) regarding final engagement communication?

  • Not being involved in the communication process at all
  • Delegating all communication responsibilities to others without oversight
  • Issuing the final engagement communication without any review
  • Reviewing and approving the final engagement communication before issuance (correct)

    • When the chief audit executive delegates communication duties, what happens to their overall responsibility?

  • The CAE relinquishes all responsibility
  • The responsibility is passed to the person to whom duties were delegated
  • The responsibility is shared with the senior management team
  • The CAE retains overall responsibility (correct)

    • What may help the chief audit executive (CAE) in understanding organizational communication protocols?

  • Asking all employees for their opinions on protocols
  • Ignoring any existing protocols and creating new ones
  • Reviewing the audit charter and communication protocols of the organization (correct)
  • Relying solely on personal judgment

    • Which factor should the chief audit executive consider when determining the process for reporting outside the organization?

    <p>Which parties to address or copy in the final communication</p> Signup and view all the answers

    What might be found helpful for the chief audit executive (CAE) in preparing to implement Standard 2440?

    <p>Reviewing requirements related to each element in the Interpretation</p> Signup and view all the answers

    Why should the chief audit executive (CAE) consider the expectations of senior management and the board regarding engagement communications?

    <p>To align with organizational goals and expectations</p> Signup and view all the answers

    Which document may help the chief audit executive determine the process for reporting outside the organization?

    <p>Audit charter and communication protocols of the organization</p> Signup and view all the answers

    What should be done by the chief audit executive (CAE) before deciding to whom and how to disseminate engagement results?

    <p>Review and approve the final engagement communication</p> Signup and view all the answers

    Why is it important for the chief audit executive to have an understanding of organizational communication protocols?

    <p>'Organizational communication protocols' aid in effective dissemination of information</p> Signup and view all the answers

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