Podcast
Questions and Answers
What is the responsibility of the chief audit executive (CAE) regarding final engagement communication?
What is the responsibility of the chief audit executive (CAE) regarding final engagement communication?
- Not being involved in the communication process at all
- Delegating all communication responsibilities to others without oversight
- Issuing the final engagement communication without any review
- Reviewing and approving the final engagement communication before issuance (correct)
When the chief audit executive delegates communication duties, what happens to their overall responsibility?
When the chief audit executive delegates communication duties, what happens to their overall responsibility?
- The CAE relinquishes all responsibility
- The responsibility is passed to the person to whom duties were delegated
- The responsibility is shared with the senior management team
- The CAE retains overall responsibility (correct)
What may help the chief audit executive (CAE) in understanding organizational communication protocols?
What may help the chief audit executive (CAE) in understanding organizational communication protocols?
- Asking all employees for their opinions on protocols
- Ignoring any existing protocols and creating new ones
- Reviewing the audit charter and communication protocols of the organization (correct)
- Relying solely on personal judgment
Which factor should the chief audit executive consider when determining the process for reporting outside the organization?
Which factor should the chief audit executive consider when determining the process for reporting outside the organization?
What might be found helpful for the chief audit executive (CAE) in preparing to implement Standard 2440?
What might be found helpful for the chief audit executive (CAE) in preparing to implement Standard 2440?
Why should the chief audit executive (CAE) consider the expectations of senior management and the board regarding engagement communications?
Why should the chief audit executive (CAE) consider the expectations of senior management and the board regarding engagement communications?
Which document may help the chief audit executive determine the process for reporting outside the organization?
Which document may help the chief audit executive determine the process for reporting outside the organization?
What should be done by the chief audit executive (CAE) before deciding to whom and how to disseminate engagement results?
What should be done by the chief audit executive (CAE) before deciding to whom and how to disseminate engagement results?
Why is it important for the chief audit executive to have an understanding of organizational communication protocols?
Why is it important for the chief audit executive to have an understanding of organizational communication protocols?
