CICS 210-02 Data Structures Lecture 16
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Questions and Answers

What defines a multiway search tree?

  • Each internal node has at least two children and stores a single key.
  • Each internal node has at least two children and stores d key-object items. (correct)
  • Each internal node has exactly one child and stores d key-object items.
  • Each internal node can have any number of children but stores no keys.

In a multiway search tree, the keys stored in the subtrees of the children follow which order?

  • Keys in the rightmost subtree are less than the least key in the parent.
  • All keys in the left child are greater than the parent key.
  • Keys in all subtrees are irrelevant to the structure of their parent node.
  • Keys in the subtree of each child node follow the comparison based on the parent keys. (correct)

What is the minimum number of children an internal node in a multiway search tree can have?

  • Three
  • Zero
  • Two (correct)
  • One

What happens when reaching an external node during a search in a multiway search tree?

<p>Search terminates unsuccessfully (B)</p> Signup and view all the answers

What does the notation d represent in the context of a multiway search tree?

<p>The number of children that an internal node has. (A)</p> Signup and view all the answers

What is a characteristic of the leaves in a multiway search tree?

<p>They store no items and act only as placeholders. (B)</p> Signup and view all the answers

Which of the following best describes the properties of a 2-3-4 tree?

<p>Every internal node can have at most four children (B)</p> Signup and view all the answers

What happens to the keys in a multiway search tree when nodes are added or removed?

<p>The keys maintain their order according to parent-child relationships. (B)</p> Signup and view all the answers

If a multiway search tree has keys $k_1, k_2, ext{ and } k_{d-1}$, under what condition does the search terminate successfully?

<p>$k = k_i$ , for , i = 2, 3, , ext{or} , d-1$ (C)</p> Signup and view all the answers

In a 2-3-4 tree, how are internal nodes categorized based on the number of children?

<p>They are called 2-node, 3-node, and 4-node (D)</p> Signup and view all the answers

What is an important feature of the structure of keys in a multiway search tree?

<p>They should follow the ordering established by the keys in the parent nodes. (B)</p> Signup and view all the answers

In a multiway search tree, how are the key-object items structured in relation to the node's children?

<p>The number of key-object items is always one less than the number of children. (A)</p> Signup and view all the answers

What is the expected height of a 2-3-4 tree storing $n$ items?

<p>$O( ext{log} n)$ (B)</p> Signup and view all the answers

At which state should the search in a multiway search tree continue in the child node $v_i$?

<p>When $k_{i-1} &lt; k &lt; k_i$ (D)</p> Signup and view all the answers

What occurs during an unsuccessful search for a key not present in a multiway search tree?

<p>The search process does not proceed any further (D)</p> Signup and view all the answers

If the search key is greater than $k_{d-1}$ in a multiway search tree, where does the search proceed?

<p>It continues in child $v_d$ (C)</p> Signup and view all the answers

What is the primary action taken when inserting a new item into a 2-3-4 tree?

<p>Inserting it into the appropriate leaf node (A)</p> Signup and view all the answers

In the context of a 2-3-4 tree, what does an overflow at a node signify?

<p>The node has more than four keys (D)</p> Signup and view all the answers

What happens to the keys during a split operation in a 2-3-4 tree?

<p>They are divided into new separate nodes (D)</p> Signup and view all the answers

When an overflow occurs at the leaf level in a 2-3-4 tree, which operation must be conducted?

<p>Split the node and adjust the parent (A)</p> Signup and view all the answers

How many keys can a node in a 2-3-4 tree hold at maximum?

<p>4 (D)</p> Signup and view all the answers

What is the result of splitting a node with keys (𝑘𝟏, 𝑘𝟐, 𝑘𝟑, 𝑘𝟒)?

<p>A 2-node and a 3-node are created (C)</p> Signup and view all the answers

What key happens to be inserted into the parent during the split operation when a node has an overflow?

<p>The middle key of the four keys (A)</p> Signup and view all the answers

What must be preserved when inserting into a 2-3-4 tree?

<p>The depth property and node-size property (A)</p> Signup and view all the answers

What is the maximum number of children a non-leaf node can have in a B-tree of order 𝑑?

<p>𝑑 (D)</p> Signup and view all the answers

What is the minimum number of children a non-root node must have in a B-tree of order 𝑑?

<p>⌈𝑑/2⌉ (A)</p> Signup and view all the answers

Which statement correctly describes the leaves of a B-tree?

<p>All leaves appear on the same level. (C)</p> Signup and view all the answers

If a B-tree has an order of 6, what is the maximum number of keys it can have in one node?

<p>5 (C)</p> Signup and view all the answers

What happens to the height of a B-tree as the order increases?

<p>Height decreases. (A)</p> Signup and view all the answers

Which of the following is a reason to avoid using the highest order B-tree possible?

<p>Difficulty in managing too many children in nodes. (B)</p> Signup and view all the answers

What is a primary reason B-trees are used in database systems?

<p>To minimize the number of disk page accesses. (A)</p> Signup and view all the answers

How does the structure of a B-tree assist in managing large databases?

<p>It organizes data in a multiway structure for efficient access. (C)</p> Signup and view all the answers

What is the maximum height of a 2-3-4 tree storing n items?

<p>$O(log n)$ (C)</p> Signup and view all the answers

What does searching for an item in a 2-3-4 tree require in terms of time complexity?

<p>$O(log n)$ (C)</p> Signup and view all the answers

Which of the following implementations can be used for a 2-3-4 tree?

<p>Red-black trees (A)</p> Signup and view all the answers

If depth h has at least 2h items, how many items can be present at depth h+1?

<p>0 (D)</p> Signup and view all the answers

What is the implication of the equation $n \geq 1 + 2 + 2^2 + 2^3 + \ldots + 2^h$?

<p>The height of the tree can be at least logarithmic. (A)</p> Signup and view all the answers

What is the effect of inserting a new item k into a 2-3-4 tree?

<p>It must preserve the depth property. (B)</p> Signup and view all the answers

Which statement accurately describes a key feature of 2-3-4 trees?

<p>Every node can contain at most three items. (D)</p> Signup and view all the answers

What method can be used to search for a key within a node in a 2-3-4 tree?

<p>Direct comparison of keys. (B)</p> Signup and view all the answers

What is the first step in handling an underflow at node 𝒗 when its parent 𝒖 has an adjacent sibling 𝒘 that is a 3-node or a 4-node?

<p>Move a child of 𝒘 to 𝒗 (C)</p> Signup and view all the answers

In the context of a 2-3-4 tree, what occurs after the transfer operation is complete when handling an underflow?

<p>No underflow occurs and the process stops (C)</p> Signup and view all the answers

What happens when node 𝒖 is the root during an underflow condition?

<p>Node 𝑣 becomes the root (D)</p> Signup and view all the answers

Which of the following statements accurately describes a situation of an underflow in a 2-3-4 tree?

<p>An underflow occurs when a node has fewer than two keys. (D)</p> Signup and view all the answers

What should be moved from parent 𝒖 during the transfer operation?

<p>An appropriate key (B)</p> Signup and view all the answers

Which scenario does NOT represent a valid action during a transfer operation when handling an underflow?

<p>Deleting node 𝒖 (C)</p> Signup and view all the answers

What type of node must sibling 𝒘 be for the specific case of handling underflow at node 𝒗 as described?

<p>A 3-node or a 4-node (A)</p> Signup and view all the answers

Which sequence correctly describes the steps of the transfer operation?

<p>Move a child from 𝒘 to 𝒗, then a key from 𝒖 to 𝒗, then a key from 𝒘 to 𝒖 (C)</p> Signup and view all the answers

Flashcards

Multiway Search Tree

An ordered tree where each internal node has at least two children and stores 𝑑 − 1 keys.

Internal Node

A node within a multiway search tree that is not a leaf.

Keys in Subtrees

Keys in the subtree of child 𝑣𝑖 are between 𝑘𝑖−1 and 𝑘𝑖 .

Leaf Node

A node in a multiway search tree that has no children and stores no keys.

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𝑑

The number of children in a node

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𝑘𝑖

The i-th key stored in a node

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Ordered Tree

Tree where there is a particular ordering to the keys from the root to leaves.

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2-3-4 Tree

A specific type of multiway search tree where each node has 2, 3, or 4 children and stores 1, 2, or 3 keys respectively.

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Node-Size Property

Each internal node in a 2-3-4 tree can hold up to four children and has a maximum of three keys.

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Depth Property

All external nodes (leaves) in a 2-3-4 tree have the same depth.

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Multiway Search Tree Search

Search starts at root, then it checks keys at node for a match. If key is not found, it moves to the proper child node.

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Height of a 2-3-4 Tree (Theorem)

A 2-3-4 tree containing 'n' items has a height of O(log n).

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Unsuccessful Search

When a search in a multiway tree reaches an external node, without finding the key, it implies an unsuccessful search.

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Successful Search

Key is found within the tree.

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2-3-4 Tree Height

The height of a 2-3-4 tree storing 'n' items is O(log n).

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2-3-4 Tree Search Time

Searching for an item in a 2-3-4 tree takes O(log n) time.

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2-3-4 Tree Structure

A tree structure with nodes that can store 2, 3, or 4 keys.

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2-3-4 Tree Insertion

Inserting a key involves placing it into the appropriate leaf, ensuring the depth property is maintained.

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Tree Depth Property

Every leaf in a 2-3-4 tree is at the same depth.

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Number of Items and Depth

The number of items in a 2-3-4 tree of depth 'h' is at least 2^(h+1)-1.

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Red-Black Trees

Special type of Binary Search Tree, using edge coloring, implementing 2-3-4 trees - used in Java's TreeMap implementation.

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BST

Binary Search Tree: A tree data structure in which each node has a value greater than all the values in its left subtree and less than all the values in its right subtree.

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Split Operation

A process of dividing a 4-key node in a 2-3-4 tree into two nodes: a 2-node and a 3-node, maintaining the depth property.

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Overflow at the Bottom

When adding a new key to a leaf node that already has 3 keys, causing a split operation.

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Overflow at Higher Levels

The occurrence of a split operation in a node that is not a leaf node in a 2-3-4 tree.

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Maintaining Depth Property During Overflow

How the depth property is preserved during split operations at any level in a 2-3-4 tree.

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Example: Inserting 31 & 32

An example where inserting 31 and 32 into a 2-3-4 tree causes a split operation at a higher level, illustrating the handling of overflow.

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What is a B-tree?

A B-tree is a multiway search tree that allows many keys per node. It's designed to optimize disk-based storage for large databases.

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What is the order of a B-tree?

The order of a B-tree (denoted as 'd') defines the maximum number of children a node can have. It also determines the minimum number of children, which is the ceiling of d/2.

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Why are B-trees useful for databases?

B-trees effectively reduce the number of disk accesses, making them efficient for large databases stored on disk. They minimize the amount of data fetched from disk, leading to faster access times.

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What is the height of a B-tree?

The height of a B-tree storing 'n' items is logarithmic with respect to 'n'. It represents the number of levels in the tree.

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What is the impact of order on B-tree performance?

A higher order in a B-tree typically leads to a shallower tree structure, which improves search speed for larger databases. However, high orders can increase the time spent searching within a node.

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What is the key advantage of using B-trees for large databases?

B-trees significantly minimize the number of disk accesses required to fetch data, resulting in much faster access compared to traditional data storage methods.

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Why is it not always good to use the highest possible order for a B-tree?

While higher orders result in a shallower tree for faster searches, they can lead to increased time spent searching within a single node, potentially negating the performance gains.

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What is the relationship between B-trees and 2-3-4 trees?

2-3-4 trees are a specific kind of B-tree where the order is fixed at 4. The concepts and properties of 2-3-4 trees extend to B-trees with any order.

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2-3-4 Tree Deletion (Underflow)

When deleting a key in a 2-3-4 tree, underflow occurs if a node has less than the minimum required children (2 for 2-node, 3 for 3-node, and 4 for 4-node).

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Case 1: Sibling has extra keys

A node with underflow has a sibling with extra keys (a 4-node), so a key and child are moved from the sibling to the underflowing node, restoring the minimum requirement.

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Case 2: Sibling is just a 3-node

If the sibling is a 3-node, a transfer operation is performed: a child and key from the sibling, a key from the parent, and a key from the original node are redistributed to maintain balance.

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Transfer Operation: Redistributing keys

This process involves carefully moving keys between the parent, the underflowing node, and its sibling to rebalance the structure.

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Underflow: Root Node

A special case occurs when the underflow happens at the root node. The root becomes a 1-node, and if it's the only node remaining, the tree is made empty.

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Deletion Process Summary

The deletion process in a 2-3-4 tree involves finding the key, removing it, and then potentially fixing underflow by moving keys and children between nodes to restore balance.

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Bottom-up Propagation

After deleting a key, the underflow problem may propagate upwards. We address it by recursively checking the parent node and continuing upwards until the problem is resolved.

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Maintaining Balance

The key objective of these underflow handling steps is to maintain the balanced structure of the 2-3-4 tree, ensuring efficient search and other operations.

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Study Notes

CICS 210-02 Data Structures Lecture 16

  • Course: CICS 210-02 Data Structures
  • Lecture: 16
  • Date: 11/04/2024
  • Instructor: MJ Golin
  • Semester: Fall 2024

Outline

  • Multiway Search Trees
  • 2-3-4 Trees
    • Bottom Up Insertion into 2-3-4 trees
    • Deletion from a 2-3-4 Tree
    • Top Down Insertion into a 2-3-4 tree
  • B trees

Multiway Search Trees

  • A multi-way search tree is an ordered tree.
  • Each internal node has at least two children and stores d-1 key-object items (ki, oi). d = number of children.
  • Keys in the subtree of v₁ are less than k₁
  • Keys in the subtree of vi are between ki−1 and k₁ ( i = 2, 3, ..., d – 1)
  • Keys in the subtree of va are greater than kd-1
  • The leaves store no items and serve as placeholders.
  • Searching in a multi-way search tree is similar to searching in a binary search tree.
  • Multi-way searching starts at the root
  • k = ki (i = 2, 3, ..., d - 1), the search terminates successfully
  • k < k₁: continue search in child v1
  • ki-1 < k < ki (i = 2, 3, ..., d - 1): continue search in child vi
  • k > kd-1: continue search in child vd
  • Reaching an external node terminates search unsuccessfully

2-3-4 Trees

  • A 2-3-4 tree is a multi-way search tree with specific properties.
  • Node-Size Property: Every internal node has at most four children. Leaves contain 1, 2, or 3 keys.
  • Depth Property: All external nodes have the same depth.
  • A 2-node, 3-node, or 4-node is an internal node depending on the number of children.
  • Height of a 2-3-4 tree storing n items = O(log n).
  • Searching for an item in a 2-3-4 tree takes O(log n) time.
  • 2-3-4 tree implementation hasn't been fully specified.
  • One representation is via (restricted) Binary Search Trees with a special type of edge coloring (red-black trees).

Height of a 2-3-4 Tree

  • A 2-3-4 tree containing n items has a height of O(log n).
  • The number of items at depth i (i = 0, 1, 2, ..., h) is at least 2^(i+1) - 1.
  • So, n ≥ 2 ^(h+1) – 1, leading to h ≤ log₂(n+1) - 1.

Bottom Up Insertion into a 2-3-4 Tree

  • Insert a new item (k) into the leaf that should contain it.
  • Preserve the depth property.
  • Maintain the node-size property.
  • If an overflow occurs (node has 4 keys), split and rebalance.

Bottom Up Deletion from a 2-3-4 Tree

  • Delete a key from a leaf node (if only key, there will be a few more cases).
  • Remove the key and associated null pointers.
  • If a node is not a leaf: replace entry with its in-order successor (or predecessor); then delete the latter entry.
  • If underflow occurs: perform a fusion operation or transfer operation to maintain the node-size property and depth property.

Top Down Insertion into a 2-3-4 Tree

  • Insert a key (k) top-down.
  • Identify insertion path.
  • Preemptively split 4-nodes in the path.

B-trees

  • A B-tree of order d is a multi-way search tree with these properties:
    • Every node has at most d children.
    • Every non-root node has at least ⌈d/2⌉ children.
    • The root has at least 2 children, unless it's a leaf.
    • All leaves appear at the same level.
    • A non-leaf node v with k children contains k - 1 keys.
  • B-trees are generalizations of 2-3-4 trees.
  • B-trees have logn height.
  • Searching in B-trees takes O(log n) time.
  • B-trees are used in databases and file systems to manage large amounts of data stored on external media (like hard drives).
  • B+ trees are a common variant in databases to store records or objects using pointers that help organize the data.

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Description

This quiz covers the key concepts from Lecture 16 of the CICS 210-02 Data Structures course. Topics include multiway search trees, 2-3-4 trees, and B trees, focusing on their insertion and deletion methods. Test your understanding of these advanced data structures and their applications.

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