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Questions and Answers
According to the text, what is the purpose of the CAN-SPAM Examination Worksheet?
According to the text, what is the purpose of the CAN-SPAM Examination Worksheet?
- To identify weaknesses in internal controls, audit and compliance reviews, training, management oversight, or other factors
- To discuss findings with the institution’s management and obtain a commitment for corrective action
- To facilitate analysis and reporting of violations
- To review audit work papers, evaluate bank policies, perform transaction testing, and train as appropriate (correct)
What is one of the key steps to be taken after identifying violations and weaknesses in the institution’s compliance program?
What is one of the key steps to be taken after identifying violations and weaknesses in the institution’s compliance program?
- Discuss findings with the institution’s management and obtain a commitment for corrective action (correct)
- Determine whether the violations are repetitive or systemic
- Identify action needed to correct violations and weaknesses
- Record violations according to agency policy
What is the primary purpose of the financial institution initiating e-mail messages according to CAN-SPAM Examination Worksheet?
What is the primary purpose of the financial institution initiating e-mail messages according to CAN-SPAM Examination Worksheet?
- Informational
- Promotional
- Commercial (correct)
- Transactional
In the context of CAN-SPAM Examination Worksheet, what action should be taken if the financial institution does not initiate e-mail messages for commercial purposes?
In the context of CAN-SPAM Examination Worksheet, what action should be taken if the financial institution does not initiate e-mail messages for commercial purposes?
In the sending of commercial e-mail messages, what does the financial institution prohibit?
In the sending of commercial e-mail messages, what does the financial institution prohibit?
Does the financial institution use a functioning e-mail return address or other response mechanism for opt-out requests?
Does the financial institution use a functioning e-mail return address or other response mechanism for opt-out requests?
Does the financial institution prohibit future transmissions of commercial e-mail messages within how many business days of receiving the opt-out request?
Does the financial institution prohibit future transmissions of commercial e-mail messages within how many business days of receiving the opt-out request?
What does the financial institution's commercial e-mail message provide clearly and conspicuously?
What does the financial institution's commercial e-mail message provide clearly and conspicuously?
Does the financial institution prohibit the use of address harvesting or dictionary attacks as a means of obtaining consumer e-mail addresses?
Does the financial institution prohibit the use of address harvesting or dictionary attacks as a means of obtaining consumer e-mail addresses?
Does the financial institution prevent the transmission of unlawful commercial e-mail messages by persons who access financial institution computers or computer network systems without authorization?
Does the financial institution prevent the transmission of unlawful commercial e-mail messages by persons who access financial institution computers or computer network systems without authorization?
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