Attorney-Client Relationship & Legal Ethics Overview

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Questions and Answers

In a lawsuit, what is the MOST critical role of the jury in ensuring a fair and just outcome?

  • Interpreting complex legal statutes and precedents to guide the proceedings.
  • Negotiating settlements between the parties involved to expedite the legal process.
  • Ensuring the courtroom decorum is maintained throughout the trial.
  • Evaluating the credibility of evidence and witness testimony to determine the facts of the case. (correct)

A company headquartered in Delaware enters into a contract with a supplier in California. The contract includes a clause stipulating that any disputes will be resolved in a court in New York. What is the name of the contractual clause?

  • Commerce Clause
  • Forum Selection Clause (correct)
  • Supremacy Clause
  • Choice of Law Clause

Two companies, one based in the US and the other in Germany, sign a contract that states that if disagreements arise it should be resolved using the laws of Switzerland. Which clause is being described?

  • Commerce Clause
  • Arbitration Clause
  • Choice of Law Clause (correct)
  • Supremacy Clause

In what key aspect does arbitration DIFFER from traditional litigation within the court system?

<p>Arbitration involves a neutral third party making a binding decision, while litigation is resolved through a judge or jury in a public trial. (A)</p> Signup and view all the answers

A contract contains a provision that any disputes arising under it must be resolved through a specific form of alternative dispute resolution. What specific type of clause in the contract is being described?

<p>Arbitration Clause (C)</p> Signup and view all the answers

A state law mandates that all vehicles manufactured within the state must use a specific type of fuel additive. However, this additive has been shown to reduce engine performance and increase emissions, conflicting with federal environmental regulations. Based on what constitutional principle would the federal regulations likely supersede the state law?

<p>The Supremacy Clause. (B)</p> Signup and view all the answers

What is the MOST accurate description of the role of judicial review in the U.S. legal system regarding the balance of power?

<p>It enables the courts to ensure that laws and actions of the other branches do not exceed constitutional limits. (B)</p> Signup and view all the answers

Congress passes a law regulating the shipment of goods across state lines. What constitutional provision grants Congress the authority to enact this legislation?

<p>The Commerce Clause. (B)</p> Signup and view all the answers

A plaintiff alleges a violation of their Fifth Amendment right to due process because a state agency revoked their professional license without providing a hearing. Which of the following would most critically undermine their claim?

<p>The state agency asserts that the revocation was based on a misinterpretation of complex regulations, but the plaintiff was allowed to argue their case before an independent arbitrator. (D)</p> Signup and view all the answers

A state law mandates that all journalists must be licensed by a state board to report on government activities. The licensing requirements include passing an exam on journalistic ethics and submitting samples of prior work for review. An investigative journalist is denied a license due to the perceived bias in their previous reporting. What is the strongest legal basis for challenging the constitutionality of this law?

<p>The licensing requirement infringes on the First Amendment's protection of freedom of the press. (C)</p> Signup and view all the answers

A police officer stops an individual for suspected drug possession based on an anonymous tip. During the stop, the officer conducts a thorough search of the individual's belongings without consent or a warrant, discovering illegal substances. Which constitutional principle is most directly violated by this scenario?

<p>The Fourth Amendment protection against unreasonable searches and seizures. (B)</p> Signup and view all the answers

A congressional statute authorizes the Department of Commerce to regulate any economic activity that 'substantially affects' interstate commerce. The Department uses this authority to regulate the sale of goods made and sold within a single state, arguing that the cumulative effect of such intrastate sales impacts the national market. Which legal argument would be most relevant in challenging the constitutionality of the Department's action?

<p>The Tenth Amendment reserves powers not delegated to the federal government to the states respectively, or to the people. (C)</p> Signup and view all the answers

A state government enacts a law requiring all public school teachers to lead their classes in a daily prayer chosen by the state's education board. Parents of different religious backgrounds object to this practice, arguing that it violates their children's constitutional rights. Which of the following provides the strongest legal basis for their objection?

<p>The First Amendment's Establishment Clause, which prohibits the government from establishing a religion. (B)</p> Signup and view all the answers

An individual is arrested and charged with a crime. During the trial it becomes apparent that key evidence was obtained as the result of an illegal search and seizure. The prosecution seeks to introduce this evidence, arguing that the need to convict the guilty outweighs the impropriety of the search. Which legal principle would the defense attorney likely invoke to suppress the illegally obtained evidence?

<p>The exclusionary rule, preventing the use of illegally obtained evidence in a criminal trial. (D)</p> Signup and view all the answers

During a traffic stop, a police officer notices a firearm in plain sight on the passenger seat of a vehicle. The officer knows that because of a prior felony conviction, the driver is prohibited from owning a firearm. The officer arrests the driver. Which exception to the Fourth Amendment's warrant requirement likely justifies the arrest and seizure of the firearm?

<p>The 'plain view' doctrine, allowing officers to seize evidence without a warrant when it is in plain view and the officer is lawfully present. (A)</p> Signup and view all the answers

A software company, 'CodeBlasters,' employs an in-house legal team. A junior developer, Sarah, seeks advice from one of the in-house lawyers, David, regarding a potential copyright issue related to some code she developed during work hours. Considering attorney-client privilege, who is David primarily obligated to protect?

<p>CodeBlasters, as the in-house legal team's primary responsibility is to the company. (B)</p> Signup and view all the answers

An advocacy group seeks to organize a march protesting a government policy. The city requires all groups seeking to hold a march to obtain a permit, which is granted unless the proposed march would unduly disrupt traffic or endanger public safety. The group's permit is denied because the city anticipates that counter-protesters will likely become violent. What is the strongest legal argument the group can make in challenging the permit denial?

<p>The denial constitutes viewpoint discrimination in violation of the First Amendment, as it suppresses speech based on its potential to provoke violence from others. (B)</p> Signup and view all the answers

During a heated negotiation for a business acquisition deal, the opposing counsel, knowing you are represented by counsel, attempts to contact you directly via email to discuss settlement terms. What is the most ethically sound and strategically advisable course of action?

<p>Reply, indicating that all communication should be directed to your attorney, and cease further interaction. (B)</p> Signup and view all the answers

An attorney, Emily, discovers that her client, the defendant in a fraud case, intends to imminently destroy critical financial documents that are subject to a court-ordered subpoena. Considering the crime/fraud exception to attorney-client privilege and the obligation of candor to the tribunal, what is Emily's most ethical and legally sound course of action?

<p>Inform the client that she is obligated to disclose the intended destruction to the court, and if the client persists, disclose the information. (D)</p> Signup and view all the answers

Which of the following scenarios best exemplifies a breach of an attorney's fiduciary duty to a client?

<p>An attorney invests a client's settlement funds in a high-risk investment without fully informing the client of the potential downsides, resulting in a significant loss. (A)</p> Signup and view all the answers

During a closing argument, a prosecutor, fully aware that a key piece of evidence was obtained illegally and ruled inadmissible, subtly references the evidence's implications to sway the jury. Which ethical rule is the prosecutor violating?

<p>The obligation of candor to the tribunal. (A)</p> Signup and view all the answers

A Delaware-based corporation, 'GlobalTech,' sells software subscriptions online, including to a small number of clients in Montana. A Montana resident sues GlobalTech in Montana state court, alleging the software caused $100,000 in damages. Considering personal jurisdiction, which factor is MOST critical in determining whether the Montana court can exercise jurisdiction over GlobalTech?

<p>The extent of GlobalTech's 'minimum contacts' with Montana and whether the lawsuit arises from those contacts. (D)</p> Signup and view all the answers

In which of the following scenarios would attorney-client privilege most likely be waived?

<p>A client discloses confidential information to their attorney in the presence of a close family member who is providing emotional support. (B)</p> Signup and view all the answers

An attorney represents a client in a personal injury case on a contingency fee basis. The client is offered a settlement that the attorney believes is far below the case's actual value. The client, facing pressing financial difficulties, instructs the attorney to accept the settlement offer. What is the attorney's MOST appropriate course of action?

<p>Explain the attorney's concerns to the client, advise against accepting the settlement, and document the discussion, but ultimately follow the client's decision if the client persists. (D)</p> Signup and view all the answers

Flashcards

"Case or Controversy" Requirement

A court can only hear real, ongoing legal disputes where a real conflict exists, the plaintiff has suffered an injury, and the court can provide a remedy.

First Amendment Protections

Protects freedom of speech, religion, press, protest, and assembly.

Fourth Amendment Protections

Protects against unwarranted searches and seizures and requires probable cause for warrants.

Fifth Amendment: Due Process

The government cannot take away a person’s life, liberty, or property without following fair legal procedures.

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Due Process Includes:

Notice, a fair hearing, and an impartial decision-maker.

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Fifth Amendment: Self-Incrimination

A person cannot be forced to testify or provide statements that could be used to prove their guilt in a criminal case.

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5th Amendment and Self-Incrimination

The Fifth Amendment protects citizens from being required to testify against themselves (against self-incrimination).

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State Action vs. Private Action

Who is acting? Is it the government (state action) or a private individual/entity (private action)?

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Role of a Jury

To determine the facts, evaluate evidence, assess witness credibility, and apply the law to reach a verdict.

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Forum Selection Clause

A contractual agreement that specifies the court and location where disputes will be resolved.

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Choice of Law Clause

A contractual agreement specifying which jurisdiction's laws will govern disputes.

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Arbitration

A dispute resolution process using a neutral third party for a binding decision outside of court.

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Arbitration Clause

A contract provision requiring disputes to be resolved through arbitration.

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Supremacy Clause

Federal law takes precedence over state law when there is a conflict.

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Judicial Review

The power of a court to review and invalidate laws or actions that violate the Constitution.

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Commerce Clause

Gives Congress the power to regulate trade among states, foreign nations, and Indian tribes.

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Attorney-Client Relationship Formation

Formed by agreement or advice, not necessarily written or paid, between attorney and client. Payment by another doesn't make you the client.

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Client of In-House Lawyers

The company itself, not individual employees.

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Attorney-Client Privilege

Confidentiality of communications between attorney and client.

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Privileged from Discovery

Information protected from being revealed during the discovery process.

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Contact by Opposing Counsel

Say nothing.

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What does "Esq." mean?

An attorney at law

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Crime/Fraud Exception

Privilege doesn't protect communications made to further a crime or fraud.

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Candor to the Tribunal

Lawyer must not knowingly make false statements to the court (judges, jury etc).

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Study Notes

  • Exam will require applying rules to hypothetical situations
  • Focus on understanding rather than memorization

Attorney-Client Relationship Formation

  • Forms when an attorney agrees to represent a client or gives advice to a client
  • Does not require a written agreement
  • Does not require payment
  • Must be between one person and the attorney, and their privilege must not be broken
  • Paying a lawyer does not automatically make the payer the lawyer's client
  • All aspects of the attorney-client relationship must remain confidential
  • The company itself is always the primary client of in-house lawyers

Attorney-Client Privilege

  • The confidentiality of the attorney-client relationship

Privileged From Discovery

  • The right to protect information from discovery

Contacting Represented Individuals

  • If a person is represented by a lawyer, one should not speak to them

"Esq." Designation

  • No information provided about this term

Crime/Fraud Exception

  • No information provided about this term

Fiduciary Duty

  • A lawyer's duty is to always act in the client's best interest and not against them

Obligation of Candor to the Tribunal

  • Lawyers cannot knowingly make false statements to the tribunal
  • A tribunal includes courts of justices, juries, and judges

Personal Jurisdiction (In Personam)

  • Whether a court has jurisdiction over a person
  • Requires "minimum contacts" with a state for fairness in requiring a person to appear in court there
  • Residency in a state constitutes "minimum contacts"

Diversity Jurisdiction

  • Ensures everyone is treated equally, regardless of being from a different state

Rules of Procedure

  • No information provided about this term

Handling Cases

  • Plaintiff files a complaint and the defendant answers

Summons and Complaint

  • A legal notice requiring appearance in court for a lawsuit
  • Requires a response

Default Judgment

  • Allows the plaintiff to win if the defendant does not respond to the complaint or appear in court

Statute of Limitations

  • The time frame within which a case can be taken to court
  • Failure to raise the statute of limitations defense in a timely manner results in its loss

Venue

  • The location where a case will be heard
  • Usually chosen by the plaintiff when filing the lawsuit

Litigation Hold

  • Preserving evidence related to a case

Spoliation of Evidence

  • Spoiling or destroying evidence to hide it

Adverse Inference

  • A judge can instruct the jury to assume destroyed evidence was unfavorable to the destroying party

Discovery

  • The process where the defense hands over evidence for the plaintiff to review
  • Includes documents and information
  • Allows examination of all relevant places

Decisions on Applicable Law

  • A judge determines which laws apply in a lawsuit

Precedent

  • Decisions from previous cases used as templates for future decisions
  • Ensures consistency, predictability, and fairness in the legal system

Role of a Jury

  • Determines the facts of the case
  • Listens to evidence, evaluates witness credibility, and decides what happened
  • Applies the law as instructed by the judge to reach a verdict

Forum Selection Clause

  • A contract agreement that specifies the court and location for resolving disputes

Choice of Law Clause

  • A contract agreement that specifies which law will be applied to resolve disputes

Arbitration

  • Resolving a dispute outside of court with a neutral third party (arbitrator)
  • A private, alternative dispute resolution (ADR) method

Arbitration Clause

  • A contract provision mandating disputes to be resolved through arbitration

Supremacy Clause

  • Requires federal law to take precedence over state law in most cases

Judicial Review

  • The power of a court to review actions of the legislative and executive branches
  • Determines whether those actions are constitutional
  • Allows invalidation of laws or actions violating the Constitution
  • Key in checks and balances, preventing any branch from exceeding its authority

Commerce Clause

  • U.S. Constitution (Article I, Section 8, Clause 3) grants Congress power to regulate trade among states, foreign nations, and Indian tribes
  • Allows Congress to pass laws regulating economic activities affecting trade between states or with other countries
  • Enables Congress to regulate businesses, transportation, labor practices, and other economic matters impacting interstate commerce

"Case or Controversy" Requirement

  • Requires actual, ongoing legal disputes for a court to hear a case
  • Consists of a real conflict between parties
  • Requires the plaintiff to have suffered an actual injury or faces imminent harm, and the court's decision can provide a meaningful remedy

First Amendment Protections

  • Free speech, religion, press, protest, and assembly

Fourth Amendment Protections

  • Protection against unwarranted searches and seizures
  • Requires probable cause for warrants

Fifth Amendment Protections

  • Protection against deprivation of "life, liberty, or property" without due process of law

Due Process Clause

  • The government cannot take away a person's life, liberty, or property without following fair legal procedures
  • Life: Protection from unfair actions that could result in death
  • Liberty: Protection of freedom without a fair trial
  • Property: Protection against government taking property without proper legal steps and just compensation

Due Process Includes

  • Notice: Being informed of the government's actions
  • Fair Hearing: Opportunity to respond and defend oneself
  • Impartial Decision-Maker: A fair and unbiased process

Fifth Amendment and Self-Incrimination

  • Protects citizens from being required to testify against themselves
  • A person cannot be forced to testify or provide statements that could be used to prove their guilt in a criminal case

"State Action or Private Action"

  • Determines whether the conduct violating someone's constitutional rights was done by the government or by a private individual or business

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