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Are You Financially Savvy?
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Are You Financially Savvy?

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Questions and Answers

Who can use the term 'financial advisor' according to FINRA?

  • Insurance agents (correct)
  • Stock traders
  • Real estate agents
  • Bank tellers

    • Where can details of formal compliance issues be found?

  • IAPD website (correct)
  • Series 7 website
  • FINRA website
  • Onesta

    • What qualifications does a financial adviser in the United States need to carry?

  • Series 7 and Series 67
  • Series 8 and Series 67
  • Series 7 and Series 66 or Series 65 (correct)
  • Series 8 and Series 66 or Series 65

    • What does a financial advisor do?

    <p>Provides financial services based on client's financial situation</p> Signup and view all the answers

    What must financial advisors in many countries complete and be registered with?

    <p>Specific training and a regulatory body</p> Signup and view all the answers

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