Podcast
Questions and Answers
What action did the UK take in 2013 regarding its financial regulatory body?
What action did the UK take in 2013 regarding its financial regulatory body?
Which country introduced the Senior Manager's Regime in 2016?
Which country introduced the Senior Manager's Regime in 2016?
How much did Goldman Sachs pay in 2016 to settle its misselling activities?
How much did Goldman Sachs pay in 2016 to settle its misselling activities?
Which bank paid the highest amount in fines for mis-selling mortgage-backed securities?
Which bank paid the highest amount in fines for mis-selling mortgage-backed securities?
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In which year did Deutsche Bank settle with the US Justice Department for $7.2 billion?
In which year did Deutsche Bank settle with the US Justice Department for $7.2 billion?
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Which country introduced the Banking Executive Accountability Regime in 2017?
Which country introduced the Banking Executive Accountability Regime in 2017?
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What is the main focus of anti-money laundering legislation mentioned in the text?
What is the main focus of anti-money laundering legislation mentioned in the text?
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In the context of KYC, what does due diligence require bankers to do?
In the context of KYC, what does due diligence require bankers to do?
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Which popular TV show tells the story of a character who turns to methamphetamine manufacturing to cover medical expenses?
Which popular TV show tells the story of a character who turns to methamphetamine manufacturing to cover medical expenses?
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What financial institution was highlighted for its involvement in money laundering for drug cartels in the text?
What financial institution was highlighted for its involvement in money laundering for drug cartels in the text?
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Which event prompted legislators to impose new laws focusing on terrorism financing and money laundering?
Which event prompted legislators to impose new laws focusing on terrorism financing and money laundering?
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What major acquisition did HSBC make in 2002 that tied it to regions known for drug production?
What major acquisition did HSBC make in 2002 that tied it to regions known for drug production?
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What is the primary goal of money laundering?
What is the primary goal of money laundering?
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Why did the US government push for anti-money laundering legislation post the 9/11 attacks?
Why did the US government push for anti-money laundering legislation post the 9/11 attacks?
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How did bank lobbyists view anti-money laundering legislation before the 9/11 attacks?
How did bank lobbyists view anti-money laundering legislation before the 9/11 attacks?
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What contribution did William Black make to understanding internal fraud in banks?
What contribution did William Black make to understanding internal fraud in banks?
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What is one common responsibility of a compliance officer mentioned in the text?
What is one common responsibility of a compliance officer mentioned in the text?
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How did the Savings & Loan crisis contribute to understanding internal fraud?
How did the Savings & Loan crisis contribute to understanding internal fraud?
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