A licensed individual who works for a brokerage firm and buys or sells securities for his or her clients is called a(n):
Understand the Problem
The question is asking to identify the term used for a licensed individual who works for a brokerage firm and is involved in buying or selling securities for clients. It presents multiple-choice options to answer the question.
Answer
Account executive
The correct answer is 'account executive.'
Answer for screen readers
The correct answer is 'account executive.'
More Information
While 'stockbroker' is a common term for someone who buys or sells securities for clients, in certain contexts such as this, 'account executive' is the appropriate choice.
Tips
A common mistake is confusing 'account executive' with 'market maker.' Ensure the context matches the correct role.
Sources
- A licensed individual who buys or sells investments for his or her ... - homework.study.com
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